Form 8.5 (EPT/NON-RI) - CARPHONE WAREHOUSE GROU...

Form 8.5 (EPT/NON-RI) - CARPHONE WAREHOUSE GROUP PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	CARPHONE WAREHOUSE GROUP PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	DIXONS RETAIL PLC
(d) Date position held/dealing undertaken:	Â	24 February 2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES : DIXONS RETAIL PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		423,731		0.07%		182,423		0.03%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		53,835		0.01%		328,929		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				477,566		0.08%		511,352		0.09%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit	Â
security		Â		securities		Â
ORD		Purchase		36		3.3320 GBP
ORD		Purchase		121		3.3316 GBP
ORD		Purchase		1,017		3.1315 GBP
ORD		Purchase		2,128		3.2410 GBP
ORD		Purchase		2,695		3.2250 GBP
ORD		Purchase		5,521		3.2004 GBP
ORD		Purchase		8,543		3.1815 GBP
ORD		Purchase		10,788		3.2884 GBP
ORD		Purchase		11,053		3.2633 GBP
ORD		Purchase		96,621		3.2213 GBP
ORD		Sale		36		3.3320 GBP
ORD		Sale		85		3.3315 GBP
ORD		Sale		400		3.2080 GBP
ORD		Sale		1,340		3.2230 GBP
ORD		Sale		1,389		3.2444 GBP
ORD		Sale		2,034		3.1315 GBP
ORD		Sale		6,533		3.2235 GBP
ORD		Sale		6,734		3.1713 GBP
ORD		Sale		8,197		3.1781 GBP
ORD		Sale		20,491		3.1732 GBP
ORD		Sale		23,200		3.2536 GBP
ORD		Sale		59,880		3.2200 GBP
									Â
(b)		Derivatives transactions (other than options)		Â		Â		Â
Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		400		3.2080 GBP
ORD		CFD		Long		1,389		3.2444 GBP
ORD		CFD		Long		3,018		3.1420 GBP
ORD		SWAP		Long		3,459		3.1354 GBP
ORD		CFD		Long		3,364		3.1175 GBP
ORD		CFD		Long		8,396		3.2514 GBP
ORD		SWAP		Long		29,381		3.1848 GBP
ORD		SWAP		Long		56,574		3.2187 GBP
ORD		SWAP		Short		3,500		3.2483 GBP
ORD		SWAP		Short		27,746		3.2030 GBP
ORD		CFD		Short		31,756		3.2308 GBP
ORD		SWAP		Short		51,183		3.2167 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	25 Feb 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.