Form 8.3 - ENTAIN PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: |
Barclays PLC. |
(b) | Owner or controller of interest and short |
|
positions disclosed, if different from 1(a): | ||
(c) | Name of offeror/offeree in relation to whose |
ENTAIN PLC |
relevant securities this form relates: | ||
(d) | If an exempt fund manager connected with an |
|
offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
(e) | Date position held/dealing undertaken: |
07 January 2021 |
(f) | In addition to the company in 1(c) above, is the discloser making |
YES: |
disclosures in respect of any other party to the offer? |
MGM RESORTS INTERNATIONAL |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.01 ordinary | ||||
Interests |
Short Positions |
||||
Number |
(%) |
Number |
(%) |
||
(1) |
Relevant securities owned |
|
|
|
|
and/or controlled: |
4,872,802 |
0.83% |
1,673,156 |
0.29% |
|
|
|
|
|
||
(2) |
Cash-settled derivatives: |
|
|
|
|
2,854,307 |
0.49% |
3,615,976 |
0.62% |
||
|
|
|
|
||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
||
|
|
|
|
||
TOTAL: |
7,727,109 |
1.32% |
5,289,132 |
0.90% |
|
|
|
|
|
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
security |
|
securities |
|
EUR 0.01 ordinary |
Purchase |
100 |
14.7300 GBP |
EUR 0.01 ordinary |
Purchase |
200 |
14.7250 GBP |
EUR 0.01 ordinary |
Purchase |
306 |
14.8100 GBP |
EUR 0.01 ordinary |
Purchase |
324 |
14.7150 GBP |
EUR 0.01 ordinary |
Purchase |
325 |
14.6600 GBP |
EUR 0.01 ordinary |
Purchase |
411 |
14.6828 GBP |
EUR 0.01 ordinary |
Purchase |
426 |
14.6970 GBP |
EUR 0.01 ordinary |
Purchase |
450 |
14.6864 GBP |
EUR 0.01 ordinary |
Purchase |
456 |
14.8000 GBP |
EUR 0.01 ordinary |
Purchase |
504 |
14.7528 GBP |
EUR 0.01 ordinary |
Purchase |
585 |
14.6875 GBP |
EUR 0.01 ordinary |
Purchase |
632 |
14.7050 GBP |
EUR 0.01 ordinary |
Purchase |
632 |
14.7000 GBP |
EUR 0.01 ordinary |
Purchase |
794 |
14.7162 GBP |
EUR 0.01 ordinary |
Purchase |
812 |
14.7273 GBP |
EUR 0.01 ordinary |
Purchase |
956 |
14.6900 GBP |
EUR 0.01 ordinary |
Purchase |
1,065 |
14.6950 GBP |
EUR 0.01 ordinary |
Purchase |
1,138 |
14.7195 GBP |
EUR 0.01 ordinary |
Purchase |
1,198 |
14.7200 GBP |
EUR 0.01 ordinary |
Purchase |
1,824 |
14.6650 GBP |
EUR 0.01 ordinary |
Purchase |
1,875 |
14.7550 GBP |
EUR 0.01 ordinary |
Purchase |
1,879 |
14.6933 GBP |
EUR 0.01 ordinary |
Purchase |
3,582 |
14.6625 GBP |
EUR 0.01 ordinary |
Purchase |
4,039 |
14.6885 GBP |
EUR 0.01 ordinary |
Purchase |
4,247 |
14.7282 GBP |
EUR 0.01 ordinary |
Purchase |
4,908 |
14.7336 GBP |
EUR 0.01 ordinary |
Purchase |
5,313 |
14.7900 GBP |
EUR 0.01 ordinary |
Purchase |
6,974 |
14.7097 GBP |
EUR 0.01 ordinary |
Purchase |
8,180 |
14.7084 GBP |
EUR 0.01 ordinary |
Purchase |
10,876 |
14.6879 GBP |
EUR 0.01 ordinary |
Purchase |
12,107 |
14.7950 GBP |
EUR 0.01 ordinary |
Purchase |
13,155 |
14.6850 GBP |
EUR 0.01 ordinary |
Purchase |
15,699 |
14.7029 GBP |
EUR 0.01 ordinary |
Purchase |
18,750 |
14.7925 GBP |
EUR 0.01 ordinary |
Purchase |
21,837 |
14.6739 GBP |
EUR 0.01 ordinary |
Purchase |
27,119 |
14.6737 GBP |
EUR 0.01 ordinary |
Purchase |
34,383 |
14.6700 GBP |
EUR 0.01 ordinary |
Purchase |
45,000 |
14.7174 GBP |
EUR 0.01 ordinary |
Purchase |
163,486 |
14.7041 GBP |
EUR 0.01 ordinary |
Purchase |
180,181 |
14.6699 GBP |
EUR 0.01 ordinary |
Purchase |
210,503 |
14.7504 GBP |
EUR 0.01 ordinary |
Purchase |
250,214 |
14.7275 GBP |
EUR 0.01 ordinary |
Sale |
18 |
14.7125 GBP |
EUR 0.01 ordinary |
Sale |
38 |
14.7300 GBP |
EUR 0.01 ordinary |
Sale |
92 |
14.6250 GBP |
EUR 0.01 ordinary |
Sale |
96 |
14.6908 GBP |
EUR 0.01 ordinary |
Sale |
100 |
14.7250 GBP |
EUR 0.01 ordinary |
Sale |
195 |
14.7438 GBP |
EUR 0.01 ordinary |
Sale |
306 |
14.8100 GBP |
EUR 0.01 ordinary |
Sale |
307 |
14.7900 GBP |
EUR 0.01 ordinary |
Sale |
325 |
14.6600 GBP |
EUR 0.01 ordinary |
Sale |
337 |
14.7044 GBP |
EUR 0.01 ordinary |
Sale |
350 |
14.7150 GBP |
EUR 0.01 ordinary |
Sale |
389 |
14.6914 GBP |
EUR 0.01 ordinary |
Sale |
564 |
14.6991 GBP |
EUR 0.01 ordinary |
Sale |
574 |
14.6910 GBP |
EUR 0.01 ordinary |
Sale |
577 |
14.8019 GBP |
EUR 0.01 ordinary |
Sale |
632 |
14.7050 GBP |
EUR 0.01 ordinary |
Sale |
632 |
14.7000 GBP |
EUR 0.01 ordinary |
Sale |
661 |
14.7258 GBP |
EUR 0.01 ordinary |
Sale |
825 |
14.7429 GBP |
EUR 0.01 ordinary |
Sale |
956 |
14.6900 GBP |
EUR 0.01 ordinary |
Sale |
1,072 |
14.6902 GBP |
EUR 0.01 ordinary |
Sale |
1,198 |
14.7200 GBP |
EUR 0.01 ordinary |
Sale |
1,320 |
14.6800 GBP |
EUR 0.01 ordinary |
Sale |
1,340 |
14.6950 GBP |
EUR 0.01 ordinary |
Sale |
1,497 |
14.6923 GBP |
EUR 0.01 ordinary |
Sale |
1,520 |
14.7112 GBP |
EUR 0.01 ordinary |
Sale |
1,824 |
14.6650 GBP |
EUR 0.01 ordinary |
Sale |
1,875 |
14.7550 GBP |
EUR 0.01 ordinary |
Sale |
1,937 |
14.7971 GBP |
EUR 0.01 ordinary |
Sale |
2,000 |
14.7562 GBP |
EUR 0.01 ordinary |
Sale |
2,040 |
14.7054 GBP |
EUR 0.01 ordinary |
Sale |
2,099 |
14.7043 GBP |
EUR 0.01 ordinary |
Sale |
2,279 |
14.6850 GBP |
EUR 0.01 ordinary |
Sale |
2,293 |
14.7782 GBP |
EUR 0.01 ordinary |
Sale |
2,377 |
14.6928 GBP |
EUR 0.01 ordinary |
Sale |
2,726 |
14.7184 GBP |
EUR 0.01 ordinary |
Sale |
2,835 |
14.6930 GBP |
EUR 0.01 ordinary |
Sale |
3,065 |
14.7053 GBP |
EUR 0.01 ordinary |
Sale |
3,127 |
14.7087 GBP |
EUR 0.01 ordinary |
Sale |
3,127 |
14.6432 GBP |
EUR 0.01 ordinary |
Sale |
3,312 |
14.7341 GBP |
EUR 0.01 ordinary |
Sale |
3,708 |
14.7278 GBP |
EUR 0.01 ordinary |
Sale |
4,609 |
14.7308 GBP |
EUR 0.01 ordinary |
Sale |
5,081 |
14.7021 GBP |
EUR 0.01 ordinary |
Sale |
5,095 |
14.7297 GBP |
EUR 0.01 ordinary |
Sale |
5,819 |
14.7227 GBP |
EUR 0.01 ordinary |
Sale |
5,965 |
14.7151 GBP |
EUR 0.01 ordinary |
Sale |
7,500 |
14.7690 GBP |
EUR 0.01 ordinary |
Sale |
9,275 |
14.7022 GBP |
EUR 0.01 ordinary |
Sale |
12,204 |
14.7394 GBP |
EUR 0.01 ordinary |
Sale |
12,500 |
14.7965 GBP |
EUR 0.01 ordinary |
Sale |
15,443 |
14.7520 GBP |
EUR 0.01 ordinary |
Sale |
30,485 |
14.7632 GBP |
EUR 0.01 ordinary |
Sale |
31,958 |
14.7104 GBP |
EUR 0.01 ordinary |
Sale |
41,380 |
14.7487 GBP |
EUR 0.01 ordinary |
Sale |
75,000 |
14.7349 GBP |
EUR 0.01 ordinary |
Sale |
144,033 |
14.6816 GBP |
EUR 0.01 ordinary |
Sale |
148,341 |
14.6700 GBP |
EUR 0.01 ordinary |
Sale |
287,628 |
14.7261 GBP |
(b) Cash-settled derivative transactions
Class of |
Product |
Nature of dealing |
Number of |
Price per |
relevant |
description |
|
reference |
unit |
security |
|
|
securities |
|
EUR 0.01 ordinary |
CFD |
Long |
34 |
14.7020 GBP |
EUR 0.01 ordinary |
CFD |
Long |
105 |
14.6789 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
114 |
14.7021 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
139 |
14.7031 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
389 |
14.6914 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
512 |
14.6700 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
717 |
14.6885 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
725 |
14.6950 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
780 |
14.6957 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
2,000 |
14.7562 GBP |
EUR 0.01 ordinary |
CFD |
Long |
2,930 |
14.7056 GBP |
EUR 0.01 ordinary |
CFD |
Long |
4,933 |
14.7021 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
5,965 |
14.7151 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
7,500 |
14.7690 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
9,053 |
14.7148 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
9,275 |
14.7022 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
12,500 |
14.7990 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
20,631 |
14.6787 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
25,501 |
14.7266 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
52,016 |
14.6797 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
68,273 |
14.7380 GBP |
EUR 0.01 ordinary |
CFD |
Long |
141,292 |
14.6700 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
400 |
14.7144 GBP |
EUR 0.01 ordinary |
CFD |
Short |
426 |
14.6970 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
1,612 |
14.7152 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
1,815 |
14.7093 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
2,000 |
14.7089 GBP |
EUR 0.01 ordinary |
CFD |
Short |
4,259 |
14.7475 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
4,809 |
14.7267 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
5,661 |
14.7352 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
16,076 |
14.6929 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
23,538 |
14.7141 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
31,809 |
14.6700 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
33,485 |
14.6893 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
45,000 |
14.7174 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
86,605 |
14.7002 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
250,000 |
14.7275 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: |
8 Jan 2021 |
Contact name: |
Large Holdings Regulatory Operations |
Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210108005319/en/