Form 8.5 (EPT/NON-RI) Glencore International - ...

Form 8.5 (EPT/NON-RI) Glencore International - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 10 January 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
Interests       Short Positions    
  Number (%) Number (%)
(1)   Relevant securities owned
and/or controlled: 3,762,900 0.05% 41,331,446 0.58%
           
(2) Derivatives (other than
options): 40,915,536 0.58% 2,508,479 0.04%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
44,678,436 0.63% 43,839,925 0.62%
 
Class of relevant security: Convertible Bond XS0475310396
Interests   Short Positions  
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,100,000 0.05% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
1,100,000 0.05% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Sale 100,000 128.1500 USD
ORD Purchase 600 47.4500 HKD
ORD Purchase 700 47.7500 HKD
ORD Purchase 822 3.8725 GBP
ORD Purchase 1,386 3.8925 GBP
ORD Purchase 2,500 47.6500 HKD
ORD Purchase 2,800 47.4000 HKD
ORD Purchase 4,107 3.8743 GBP
ORD Purchase 4,886 3.8663 GBP
ORD Purchase 6,533 3.8690 GBP
ORD Purchase 7,300 47.5000 HKD
ORD Purchase 7,800 47.7000 HKD
ORD Purchase 7,901 3.8642 GBP
ORD Purchase 8,883 3.8646 GBP
ORD Purchase 13,972 3.8677 GBP
ORD Purchase 17,100 47.6000 HKD
ORD Purchase 24,011 3.8700 GBP
ORD Purchase 24,422 3.8676 GBP
ORD Purchase 24,768 3.8711 GBP
ORD Purchase 34,031 3.8706 GBP
ORD Purchase 37,800 47.5500 HKD
ORD Purchase 48,945 3.8704 GBP
ORD Purchase 56,524 3.8727 GBP
ORD Purchase 65,625 3.8829 GBP
ORD Purchase 113,462 3.8770 GBP
ORD Purchase 131,795 3.8768 GBP
ORD Purchase 155,218 3.8773 GBP
ORD Sale 100 47.5000 HKD
ORD Sale 281 3.8792 GBP
ORD Sale 847 3.8690 GBP
ORD Sale 867 3.8632 GBP
ORD Sale 1,315 3.8645 GBP
ORD Sale 1,470 3.8841 GBP
ORD Sale 1,570 3.8935 GBP
ORD Sale 2,000 3.8710 GBP
ORD Sale 2,520 3.8618 GBP
ORD Sale 2,544 3.8680 GBP
ORD Sale 3,200 3.8655 GBP
ORD Sale 3,702 3.8703 GBP
ORD Sale 4,401 3.8716 GBP
ORD Sale 4,941 3.8736 GBP
ORD Sale 5,670 3.8633 GBP
ORD Sale 5,810 3.8621 GBP
ORD Sale 14,934 3.8809 GBP
ORD Sale 16,183 3.8695 GBP
ORD Sale 18,906 3.8654 GBP
ORD Sale 22,277 3.8606 GBP
ORD Sale 24,767 3.8690 GBP
ORD Sale 30,800 3.8834 GBP
ORD Sale 32,685 3.8717 GBP
ORD Sale 34,841 3.8820 GBP
ORD Sale 41,155 3.8739 GBP
ORD Sale 54,106 3.8803 GBP
ORD Sale 55,412 3.8844 GBP
ORD Sale 63,800 47.5574 HKD
ORD Sale 66,000 3.8870 GBP
ORD Sale 71,438 3.8840 GBP
ORD Sale 92,067 3.8817 GBP
ORD Sale 104,119 3.8762 GBP
ORD Sale 121,532 3.8673 GBP
ORD Sale 142,877 3.8850 GBP
ORD Sale 142,877 3.8895 GBP
ORD Sale 145,127 3.8719 GBP
ORD Sale 150,000 3.8877 GBP
ORD Sale 152,500 3.8060 GBP
ORD Sale 164,700 3.8620 GBP
ORD Sale 250,100 3.7800 GBP
ORD Sale 191,336 3.8722 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 100 47.4405 HKD
ORD CFD Long 281 3.8792 GBP
ORD CFD Long 1,598 3.8696 GBP
ORD CFD Long 8,361 3.8662 GBP
ORD CFD Long 12,800 3.8386 GBP
ORD SWAP Long 28,300 3.8847 GBP
ORD CFD Long 65,562 3.8664 GBP
ORD SWAP Long 84,906 3.8814 GBP
ORD SWAP Long 92,067 3.8817 GBP
ORD CFD Long 150,000 3.8877 GBP
ORD CFD Long 152,500 3.8060 GBP
ORD CFD Long 164,700 3.8620 GBP
ORD CFD Long 94,717 3.8784 GBP
ORD CFD Short 2,732 3.8698 GBP
ORD CFD Short 12,800 47.6927 HKD
ORD CFD Short 21,933 3.8568 GBP
ORD CFD Short 22,277 3.8792 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 14 Jan 2013
Contact name: Geoff Smith
Telephone number: 0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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Glencore (GLEN)
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