Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		7 January 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,145,662		0.06%		40,387,634		0.57%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,002,705		0.56%		2,561,204		0.04%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,148,367		0.62%		42,948,838		0.60%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,200,000		0.05%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				1,200,000		0.05%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		200		3.7895 GBP
ORD		Purchase		400		47.1500 HKD
ORD		Purchase		900		3.7840 GBP
ORD		Purchase		1,133		3.7764 GBP
ORD		Purchase		1,148		3.7870 GBP
ORD		Purchase		4,000		46.9000 HKD
ORD		Purchase		5,800		47.0500 HKD
ORD		Purchase		9,499		3.7852 GBP
ORD		Purchase		9,700		47.1000 HKD
ORD		Purchase		10,000		46.9500 HKD
ORD		Purchase		11,800		47.0000 HKD
ORD		Purchase		20,170		3.7834 GBP
ORD		Purchase		36,640		3.7793 GBP
ORD		Purchase		39,590		3.7893 GBP
ORD		Purchase		44,861		3.7975 GBP
ORD		Purchase		78,940		3.7880 GBP
ORD		Purchase		125,270		3.7841 GBP
ORD		Purchase		170,347		3.7835 GBP
ORD		Purchase		227,881		3.7900 GBP
ORD		Purchase		261,000		3.7823 GBP
ORD		Purchase		269,693		3.7882 GBP
ORD		Sale		100		46.8000 HKD
ORD		Sale		233		3.7880 GBP
ORD		Sale		1,555		3.7877 GBP
ORD		Sale		2,884		3.7975 GBP
ORD		Sale		3,807		3.7840 GBP
ORD		Sale		4,749		3.7727 GBP
ORD		Sale		4,950		3.7974 GBP
ORD		Sale		5,589		3.7835 GBP
ORD		Sale		6,734		3.7810 GBP
ORD		Sale		8,944		3.7909 GBP
ORD		Sale		13,001		3.7891 GBP
ORD		Sale		14,012		3.7905 GBP
ORD		Sale		14,202		3.7887 GBP
ORD		Sale		29,906		3.7791 GBP
ORD		Sale		34,581		3.7915 GBP
ORD		Sale		37,400		47.0203 HKD
ORD		Sale		54,589		3.7934 GBP
ORD		Sale		78,532		3.7898 GBP
ORD		Sale		88,347		3.7923 GBP
ORD		Sale		113,063		3.7873 GBP
ORD		Sale		183,225		3.7860 GBP
ORD		Sale		516,216		3.7888 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		46.7406 HKD
ORD		CFD		Long		800		3.7817 GBP
ORD		SWAP		Long		1,740		3.7965 GBP
ORD		CFD		Long		4,300		3.7896 GBP
ORD		CFD		Long		7,198		3.7825 GBP
ORD		CFD		Long		11,940		3.7820 GBP
ORD		CFD		Long		26,756		3.7885 GBP
ORD		CFD		Short		4,023		3.7735 GBP
ORD		CFD		Short		4,300		46.9772 HKD
ORD		CFD		Short		11,160		3.7797 GBP
ORD		CFD		Short		44,134		3.7758 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	9 Jan 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.