Form 8.5 (EPT/NON-RI) Glencore Intl Plc

Form 8.5 (EPT/NON-RI) Glencore Intl Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		3 January 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,109,607		0.06%		40,192,965		0.57%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		39,608,722		0.56%		2,566,686		0.04%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,718,329		0.62%		42,759,651		0.60%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,200,000		0.14%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,200,000		0.14%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		230		3.7590 GBP
ORD		Purchase		400		47.0000 HKD
ORD		Purchase		400		47.2500 HKD
ORD		Purchase		1,000		47.1000 HKD
ORD		Purchase		1,200		46.7500 HKD
ORD		Purchase		1,400		46.6500 HKD
ORD		Purchase		1,400		46.9000 HKD
ORD		Purchase		2,100		3.7695 GBP
ORD		Purchase		2,199		3.7617 GBP
ORD		Purchase		2,421		3.7780 GBP
ORD		Purchase		2,600		47.3500 HKD
ORD		Purchase		3,100		46.6000 HKD
ORD		Purchase		3,723		3.7708 GBP
ORD		Purchase		3,947		3.7691 GBP
ORD		Purchase		5,000		47.5500 HKD
ORD		Purchase		5,300		46.8000 HKD
ORD		Purchase		10,000		47.3000 HKD
ORD		Purchase		12,701		3.7652 GBP
ORD		Purchase		18,700		47.4000 HKD
ORD		Purchase		20,453		3.7724 GBP
ORD		Purchase		21,300		46.7000 HKD
ORD		Purchase		25,381		3.7741 GBP
ORD		Purchase		94,659		3.7735 GBP
ORD		Purchase		97,650		3.7734 GBP
ORD		Purchase		233,955		3.7676 GBP
ORD		Purchase		610,000		3.7541 GBP
ORD		Sale		230		3.7591 GBP
ORD		Sale		500		46.8000 HKD
ORD		Sale		600		46.9000 HKD
ORD		Sale		800		46.9500 HKD
ORD		Sale		2,199		3.7617 GBP
ORD		Sale		2,421		3.7780 GBP
ORD		Sale		4,477		3.7750 GBP
ORD		Sale		5,246		3.7756 GBP
ORD		Sale		21,231		3.7711 GBP
ORD		Sale		23,858		3.7608 GBP
ORD		Sale		33,989		3.7696 GBP
ORD		Sale		55,900		47.1597 HKD
ORD		Sale		75,456		3.7599 GBP
ORD		Sale		103,096		3.7761 GBP
ORD		Sale		201,335		3.7709 GBP
ORD		Sale		352,884		3.7590 GBP
ORD		Sale		566,300		3.7623 GBP
ORD (traded as ADR)		Purchase		3,200		12.0575 USD
ORD (traded as ADR)		Sale		3,200		12.0575 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,900		46.8349 HKD
ORD		CFD		Long		5,208		3.7620 GBP
ORD		SWAP		Long		5,551		3.7751 GBP
ORD		CFD		Long		15,900		3.7596 GBP
ORD		CFD		Long		59,794		3.7650 GBP
ORD		CFD		Long		75,000		3.7691 GBP
ORD		CFD		Long		103,096		3.7761 GBP
ORD		CFD		Long		105,698		3.7655 GBP
ORD		CFD		Long		206,692		3.7642 GBP
ORD		CFD		Short		1,645		3.7606 GBP
ORD		CFD		Short		15,900		46.7913 HKD
ORD		CFD		Short		20,826		3.7682 GBP
ORD		CFD		Short		59,794		3.7650 GBP
ORD		CFD		Short		233,955		3.7676 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	4 Jan 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.