Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		8 January 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,125,712		0.06%		40,446,823		0.57%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,031,563		0.56%		2,573,604		0.04%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,157,275		0.62%		43,020,427		0.61%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,200,000		0.05%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				1,200,000		0.05%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		47.2000 HKD
ORD		Purchase		200		47.1500 HKD
ORD		Purchase		200		47.2500 HKD
ORD		Purchase		967		3.7608 GBP
ORD		Purchase		1,200		46.9500 HKD
ORD		Purchase		2,089		3.7799 GBP
ORD		Purchase		4,100		3.7565 GBP
ORD		Purchase		7,925		3.7754 GBP
ORD		Purchase		8,000		3.7815 GBP
ORD		Purchase		10,000		3.7770 GBP
ORD		Purchase		10,754		3.7727 GBP
ORD		Purchase		12,707		3.7801 GBP
ORD		Purchase		16,700		47.0000 HKD
ORD		Purchase		18,351		3.7695 GBP
ORD		Purchase		24,585		3.7739 GBP
ORD		Purchase		39,853		3.7784 GBP
ORD		Purchase		40,616		3.7755 GBP
ORD		Purchase		67,329		3.7691 GBP
ORD		Sale		100		47.2000 HKD
ORD		Sale		320		3.7815 GBP
ORD		Sale		1,070		3.7700 GBP
ORD		Sale		1,424		3.7695 GBP
ORD		Sale		1,861		3.7640 GBP
ORD		Sale		1,963		3.7808 GBP
ORD		Sale		2,089		3.7800 GBP
ORD		Sale		3,879		3.7799 GBP
ORD		Sale		5,335		3.7740 GBP
ORD		Sale		5,900		47.0169 HKD
ORD		Sale		8,940		3.7776 GBP
ORD		Sale		9,660		3.7797 GBP
ORD		Sale		9,976		3.7749 GBP
ORD		Sale		18,524		3.7713 GBP
ORD		Sale		43,796		3.7744 GBP
ORD		Sale		60,272		3.7730 GBP
ORD		Sale		71,226		3.7768 GBP
ORD		Sale		98,480		3.7771 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		47.1406 HKD
ORD		SWAP		Long		4,246		3.7697 GBP
ORD		CFD		Long		10,195		3.7785 GBP
ORD		CFD		Long		12,500		3.7736 GBP
ORD		CFD		Long		17,000		3.7716 GBP
ORD		CFD		Long		29,837		3.7724 GBP
ORD		CFD		Short		8,032		3.7607 GBP
ORD		CFD		Short		12,500		47.0516 HKD
ORD		CFD		Short		36,888		3.7797 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	9 Jan 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.