Form 8.5 (EPT/NON-RI) - INFORMA PLC - Amendment

Form 8.5 (EPT/NON-RI) - INFORMA PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) - AMENDMENT TO 2(A) (1)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		INFORMA PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		INFORMA PLC
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		17 January 2018
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
Â		trader making disclosures in respect of any other party to the offer?		UBM PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	0.1p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,947,925		0.72%		4,027,704		0.49%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				67,261		0.01%		3,568,808		0.43%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		6,015,186		0.73%		7,596,512		0.92%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
0.1p ordinary		Purchase		1,999,268		7.1106 GBP		6.764 GBP
0.1p ordinary		Sale		1,702,087		7.0482 GBP		6.8 GBP
ADR		Purchase		4,903		19.6678 USD		19.6023 USD
ADR		Sale		4,903		19.6678 USD		19.6023 USD

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
0.1p ordinary		SWAP		Long		27		6.9366 GBP
0.1p ordinary		SWAP		Long		60		6.9460 GBP
0.1p ordinary		SWAP		Long		163		6.9930 GBP
0.1p ordinary		CFD		Long		205		6.8273 GBP
0.1p ordinary		CFD		Long		264		6.8793 GBP
0.1p ordinary		CFD		Long		396		6.9673 GBP
0.1p ordinary		CFD		Long		456		7.0083 GBP
0.1p ordinary		CFD		Long		604		6.7653 GBP
0.1p ordinary		SWAP		Long		872		7.0256 GBP
0.1p ordinary		SWAP		Long		875		7.0223 GBP
0.1p ordinary		CFD		Long		916		6.9273 GBP
0.1p ordinary		CFD		Long		1,000		6.9753 GBP
0.1p ordinary		SWAP		Long		1,246		7.0316 GBP
0.1p ordinary		CFD		Long		4,400		7.0472 GBP
0.1p ordinary		CFD		Long		6,973		7.0494 GBP
0.1p ordinary		CFD		Long		7,563		6.8711 GBP
0.1p ordinary		CFD		Long		8,022		6.8278 GBP
0.1p ordinary		SWAP		Long		9,476		7.0914 GBP
0.1p ordinary		SWAP		Long		11,747		7.0919 GBP
0.1p ordinary		SWAP		Long		15,673		6.8891 GBP
0.1p ordinary		CFD		Long		17,124		6.8275 GBP
0.1p ordinary		SWAP		Long		17,545		7.0500 GBP
0.1p ordinary		CFD		Long		20,502		6.9479 GBP
0.1p ordinary		CFD		Long		22,435		6.9365 GBP
0.1p ordinary		CFD		Long		24,967		7.0335 GBP
0.1p ordinary		CFD		Long		29,205		6.8260 GBP
0.1p ordinary		SWAP		Long		31,464		6.8733 GBP
0.1p ordinary		SWAP		Long		68,812		6.8130 GBP
0.1p ordinary		CFD		Long		69,783		7.0482 GBP
0.1p ordinary		CFD		Long		101,381		6.9412 GBP
0.1p ordinary		SWAP		Long		246,700		7.0354 GBP
0.1p ordinary		CFD		Long		257,385		6.9510 GBP
0.1p ordinary		SWAP		Long		279,753		6.8894 GBP
0.1p ordinary		CFD		Short		342		7.0326 GBP
0.1p ordinary		CFD		Short		501		6.8086 GBP
0.1p ordinary		CFD		Short		920		6.9586 GBP
0.1p ordinary		CFD		Short		974		6.7826 GBP
0.1p ordinary		CFD		Short		1,069		6.8006 GBP
0.1p ordinary		CFD		Short		1,506		6.8558 GBP
0.1p ordinary		CFD		Short		1,792		6.8135 GBP
0.1p ordinary		CFD		Short		3,079		6.8455 GBP
0.1p ordinary		CFD		Short		5,006		7.0228 GBP
0.1p ordinary		CFD		Short		5,625		6.9337 GBP
0.1p ordinary		CFD		Short		7,387		6.8666 GBP
0.1p ordinary		SWAP		Short		7,573		7.0363 GBP
0.1p ordinary		CFD		Short		9,294		6.9062 GBP
0.1p ordinary		CFD		Short		14,469		7.0383 GBP
0.1p ordinary		SWAP		Short		15,620		6.8711 GBP
0.1p ordinary		CFD		Short		17,642		6.8567 GBP
0.1p ordinary		SWAP		Short		23,962		6.9698 GBP
0.1p ordinary		CFD		Short		26,988		6.8431 GBP
0.1p ordinary		CFD		Short		26,988		6.8783 GBP
0.1p ordinary		SWAP		Short		28,876		6.9815 GBP
0.1p ordinary		SWAP		Short		31,899		7.0372 GBP
0.1p ordinary		CFD		Short		32,266		7.0315 GBP
0.1p ordinary		CFD		Short		32,931		6.8479 GBP
0.1p ordinary		CFD		Short		37,180		6.7640 GBP
0.1p ordinary		CFD		Short		37,895		6.8958 GBP
0.1p ordinary		SWAP		Short		46,433		6.9639 GBP
0.1p ordinary		CFD		Short		50,000		6.8011 GBP
0.1p ordinary		CFD		Short		53,977		6.7802 GBP
0.1p ordinary		CFD		Short		58,140		6.9780 GBP
0.1p ordinary		CFD		Short		59,475		6.9114 GBP
0.1p ordinary		SWAP		Short		66,924		7.0370 GBP
0.1p ordinary		SWAP		Short		87,300		6.9652 GBP
0.1p ordinary		SWAP		Short		112,933		6.9628 GBP
0.1p ordinary		CFD		Short		120,756		6.8530 GBP
0.1p ordinary		SWAP		Short		128,472		6.8704 GBP
0.1p ordinary		SWAP		Short		194,000		6.9226 GBP
0.1p ordinary		CFD		Short		222,998		7.1106 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		16 Apr 2018
Contact name:		Jay Supaya
Telephone number:		020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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