Form 8.5 (EPT/NON-RI) - UBM PLC

Form 8.5 (EPT/NON-RI) - UBM PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		UBM PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		INFORMA PLC
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		16 March 2018
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
Â		trader making disclosures in respect of any other party to the offer?		INFORMA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	11.25p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,910,159		0.48%		1,508,309		0.38%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				180,361		0.05%		1,122,486		0.28%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		2,090,520		0.53%		2,630,795		0.67%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
11.25p ordinary		Purchase		138,006		9.5323 GBP		9.4945 GBP
11.25p ordinary		Sale		126,520		9.5310 GBP		9.4933 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
11.25p ordinary		SWAP		Long		9		9.5100 GBP
11.25p ordinary		SWAP		Long		100		9.5099 GBP
11.25p ordinary		SWAP		Long		154		9.5200 GBP
11.25p ordinary		SWAP		Long		455		9.4966 GBP
11.25p ordinary		CFD		Long		963		9.5138 GBP
11.25p ordinary		SWAP		Long		1,766		9.5098 GBP
11.25p ordinary		CFD		Long		1,850		9.5020 GBP
11.25p ordinary		CFD		Long		5,282		9.4959 GBP
11.25p ordinary		SWAP		Long		6,397		9.5153 GBP
11.25p ordinary		CFD		Long		8,192		9.5092 GBP
11.25p ordinary		SWAP		Long		9,966		9.4604 GBP
11.25p ordinary		SWAP		Long		10,729		9.5156 GBP
11.25p ordinary		SWAP		Long		14,556		9.5181 GBP
11.25p ordinary		SWAP		Long		17,438		9.5090 GBP
11.25p ordinary		CFD		Short		102		9.4955 GBP
11.25p ordinary		SWAP		Short		1,885		9.4950 GBP
11.25p ordinary		SWAP		Short		6,392		9.5104 GBP
11.25p ordinary		SWAP		Short		7,597		9.5091 GBP
11.25p ordinary		SWAP		Short		15,502		9.5156 GBP
11.25p ordinary		CFD		Short		16,281		9.5058 GBP
11.25p ordinary		SWAP		Short		18,841		9.5072 GBP
11.25p ordinary		CFD		Short		22,308		9.4957 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		19 Mar 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180319005577/en/