Form 8.5 - INFORMA PLC

Form 8.5 - INFORMA PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	INFORMA PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	INFORMA PLC
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	Â	5 April 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Â	YES UBM PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	0.1p ordinary	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,443,535		0.66%		4,002,745		0.49%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				564,213		0.07%		2,350,617		0.29%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		6,007,748		0.73%		6,353,362		0.77%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
0.1p ordinary		Purchase		878,824		7.1341 GBP		7.1109 GBP
0.1p ordinary		Sale		813,244		7.1604 GBP		7.103 GBP
									Â
(b)		Cash-settled derivative transactions		Â		Â		Â
Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
0.1p ordinary		SWAP		Long		2		7.1250 GBP
0.1p ordinary		CFD		Long		3		7.1100 GBP
0.1p ordinary		CFD		Long		83		7.1098 GBP
0.1p ordinary		SWAP		Long		474		7.1220 GBP
0.1p ordinary		CFD		Long		587		7.1262 GBP
0.1p ordinary		CFD		Long		1,770		7.1106 GBP
0.1p ordinary		SWAP		Long		3,110		7.1226 GBP
0.1p ordinary		SWAP		Long		4,034		7.1212 GBP
0.1p ordinary		CFD		Long		4,197		7.1183 GBP
0.1p ordinary		SWAP		Long		6,100		7.1392 GBP
0.1p ordinary		SWAP		Long		8,272		7.1166 GBP
0.1p ordinary		SWAP		Long		19,974		7.1399 GBP
0.1p ordinary		SWAP		Long		29,320		7.1169 GBP
0.1p ordinary		CFD		Long		63,652		7.1394 GBP
0.1p ordinary		SWAP		Long		106,047		7.1400 GBP
0.1p ordinary		CFD		Short		83		7.1336 GBP
0.1p ordinary		CFD		Short		800		7.1242 GBP
0.1p ordinary		CFD		Short		821		7.1305 GBP
0.1p ordinary		SWAP		Short		1,954		7.1311 GBP
0.1p ordinary		SWAP		Short		2,740		7.1092 GBP
0.1p ordinary		CFD		Short		2,881		7.1260 GBP
0.1p ordinary		CFD		Short		3,892		7.1156 GBP
0.1p ordinary		CFD		Short		9,042		7.1158 GBP
0.1p ordinary		SWAP		Short		9,818		7.1199 GBP
0.1p ordinary		SWAP		Short		22,895		7.1247 GBP
0.1p ordinary		SWAP		Short		26,214		7.1112 GBP
0.1p ordinary		SWAP		Short		31,734		7.1222 GBP
0.1p ordinary		CFD		Short		66,803		7.1205 GBP
0.1p ordinary		SWAP		Short		77,623		7.1187 GBP
0.1p ordinary		CFD		Short		79,006		7.1217 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	6 April 2018
Contact name:		ELISE TANG
Telephone number:		0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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