Form 8.5 - INFORMA PLC

Form 8.5 - INFORMA PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	INFORMA PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	INFORMA PLC
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	Â	16 April 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Â	YES UBM PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	0.1p ordinary	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,875,790		0.71%		3,813,159		0.46%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				304,855		0.04%		2,885,922		0.35%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		6,180,645		0.75%		6,699,081		0.81%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
0.1p ordinary		Purchase		323,212		7.2420 GBP		7.2245 GBP
0.1p ordinary		Sale		821,058		7.2574 GBP		7.2236 GBP
									Â
(b)		Cash-settled derivative transactions		Â		Â		Â
Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
0.1p ordinary		SWAP		Long		300		7.2372 GBP
0.1p ordinary		CFD		Long		345		7.2298 GBP
0.1p ordinary		CFD		Long		708		7.1794 GBP
0.1p ordinary		CFD		Long		1,876		7.2574 GBP
0.1p ordinary		SWAP		Long		1,964		7.2316 GBP
0.1p ordinary		SWAP		Long		5,202		7.2252 GBP
0.1p ordinary		CFD		Long		7,570		7.2405 GBP
0.1p ordinary		CFD		Long		8,364		7.2294 GBP
0.1p ordinary		CFD		Long		8,905		7.2249 GBP
0.1p ordinary		SWAP		Long		21,312		7.2320 GBP
0.1p ordinary		CFD		Long		23,611		7.2297 GBP
0.1p ordinary		SWAP		Long		34,971		7.2289 GBP
0.1p ordinary		SWAP		Long		35,125		7.2232 GBP
0.1p ordinary		CFD		Long		48,303		7.2314 GBP
0.1p ordinary		SWAP		Long		48,303		7.2314 GBP
0.1p ordinary		CFD		Long		51,714		7.2224 GBP
0.1p ordinary		CFD		Long		61,042		7.2534 GBP
0.1p ordinary		CFD		Long		69,853		7.2311 GBP
0.1p ordinary		CFD		Long		131,000		7.2370 GBP
0.1p ordinary		CFD		Long		224,219		7.2508 GBP
0.1p ordinary		CFD		Short		72		7.2401 GBP
0.1p ordinary		CFD		Short		589		7.2281 GBP
0.1p ordinary		SWAP		Short		750		7.2420 GBP
0.1p ordinary		CFD		Short		875		7.2337 GBP
0.1p ordinary		SWAP		Short		924		7.2446 GBP
0.1p ordinary		SWAP		Short		960		7.1927 GBP
0.1p ordinary		SWAP		Short		1,200		7.2339 GBP
0.1p ordinary		SWAP		Short		3,340		7.2255 GBP
0.1p ordinary		SWAP		Short		3,909		7.2326 GBP
0.1p ordinary		CFD		Short		4,761		7.2265 GBP
0.1p ordinary		CFD		Short		7,714		7.2245 GBP
0.1p ordinary		SWAP		Short		9,775		7.2325 GBP
0.1p ordinary		SWAP		Short		12,927		7.2333 GBP
0.1p ordinary		CFD		Short		28,655		7.2357 GBP
0.1p ordinary		SWAP		Short		61,775		7.2303 GBP
0.1p ordinary		CFD		Short		69,176		7.2347 GBP
0.1p ordinary		SWAP		Short		80,072		7.2320 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	17 April 2018
Contact name:		ELISE TANG
Telephone number:		0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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