Form 8.3 - MEDICLINIC INTERNATIONAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | MEDICLINIC INTERNATIONAL PLC | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 10 November 2017 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | SPIRE HEALTHCARE GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | 10p ordinary | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 6,323,384 | 0.86% | 7,760,144 | 1.05% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
2,316,389 | 0.31% | 1,967,710 | 0.27% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 8,639,773 | 1.17% | 9,727,854 | 1.32% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
10p ordinary | Purchase | 1 | 114.7900 ZAR | ||||
10p ordinary | Purchase | 2 | 113.0100 ZAR | ||||
10p ordinary | Purchase | 9 | 115.2400 ZAR | ||||
10p ordinary | Purchase | 15 | 114.8900 ZAR | ||||
10p ordinary | Purchase | 18 | 114.6400 ZAR | ||||
10p ordinary | Purchase | 31 | 113.9700 ZAR | ||||
10p ordinary | Purchase | 31 | 114.2200 ZAR | ||||
10p ordinary | Purchase | 31 | 114.5500 ZAR | ||||
10p ordinary | Purchase | 31 | 114.4900 ZAR | ||||
10p ordinary | Purchase | 31 | 114.4700 ZAR | ||||
10p ordinary | Purchase | 31 | 114.3800 ZAR | ||||
10p ordinary | Purchase | 31 | 114.2600 ZAR | ||||
10p ordinary | Purchase | 31 | 113.7700 ZAR | ||||
10p ordinary | Purchase | 35 | 113.7900 ZAR | ||||
10p ordinary | Purchase | 43 | 114.6500 ZAR | ||||
10p ordinary | Purchase | 60 | 114.0400 ZAR | ||||
10p ordinary | Purchase | 61 | 114.2100 ZAR | ||||
10p ordinary | Purchase | 61 | 114.8300 ZAR | ||||
10p ordinary | Purchase | 62 | 114.9100 ZAR | ||||
10p ordinary | Purchase | 62 | 113.9200 ZAR | ||||
10p ordinary | Purchase | 62 | 115.3400 ZAR | ||||
10p ordinary | Purchase | 63 | 114.8800 ZAR | ||||
10p ordinary | Purchase | 92 | 114.8400 ZAR | ||||
10p ordinary | Purchase | 92 | 114.4500 ZAR | ||||
10p ordinary | Purchase | 92 | 114.2500 ZAR | ||||
10p ordinary | Purchase | 92 | 114.0300 ZAR | ||||
10p ordinary | Purchase | 92 | 113.9900 ZAR | ||||
10p ordinary | Purchase | 92 | 113.6800 ZAR | ||||
10p ordinary | Purchase | 96 | 114.4300 ZAR | ||||
10p ordinary | Purchase | 115 | 6.0204 GBP | ||||
10p ordinary | Purchase | 122 | 113.9400 ZAR | ||||
10p ordinary | Purchase | 123 | 113.6700 ZAR | ||||
10p ordinary | Purchase | 123 | 114.4800 ZAR | ||||
10p ordinary | Purchase | 123 | 113.6400 ZAR | ||||
10p ordinary | Purchase | 124 | 114.1400 ZAR | ||||
10p ordinary | Purchase | 142 | 6.0850 GBP | ||||
10p ordinary | Purchase | 154 | 114.1200 ZAR | ||||
10p ordinary | Purchase | 155 | 114.3300 ZAR | ||||
10p ordinary | Purchase | 160 | 114.3600 ZAR | ||||
10p ordinary | Purchase | 192 | 114.5400 ZAR | ||||
10p ordinary | Purchase | 199 | 114.6100 ZAR | ||||
10p ordinary | Purchase | 220 | 113.5200 ZAR | ||||
10p ordinary | Purchase | 220 | 113.4600 ZAR | ||||
10p ordinary | Purchase | 220 | 113.5800 ZAR | ||||
10p ordinary | Purchase | 239 | 113.7500 ZAR | ||||
10p ordinary | Purchase | 239 | 114.9900 ZAR | ||||
10p ordinary | Purchase | 239 | 114.3500 ZAR | ||||
10p ordinary | Purchase | 245 | 114.4400 ZAR | ||||
10p ordinary | Purchase | 304 | 113.9300 ZAR | ||||
10p ordinary | Purchase | 307 | 113.8300 ZAR | ||||
10p ordinary | Purchase | 308 | 114.0800 ZAR | ||||
10p ordinary | Purchase | 357 | 114.2900 ZAR | ||||
10p ordinary | Purchase | 398 | 114.0600 ZAR | ||||
10p ordinary | Purchase | 400 | 114.3700 ZAR | ||||
10p ordinary | Purchase | 447 | 114.9300 ZAR | ||||
10p ordinary | Purchase | 457 | 114.5700 ZAR | ||||
10p ordinary | Purchase | 510 | 6.0500 GBP | ||||
10p ordinary | Purchase | 516 | 6.0450 GBP | ||||
10p ordinary | Purchase | 521 | 114.1500 ZAR | ||||
10p ordinary | Purchase | 614 | 114.2000 ZAR | ||||
10p ordinary | Purchase | 625 | 114.3100 ZAR | ||||
10p ordinary | Purchase | 684 | 114.9000 ZAR | ||||
10p ordinary | Purchase | 707 | 114.0700 ZAR | ||||
10p ordinary | Purchase | 798 | 114.4000 ZAR | ||||
10p ordinary | Purchase | 813 | 113.6600 ZAR | ||||
10p ordinary | Purchase | 849 | 113.7400 ZAR | ||||
10p ordinary | Purchase | 868 | 114.1300 ZAR | ||||
10p ordinary | Purchase | 871 | 113.8000 ZAR | ||||
10p ordinary | Purchase | 876 | 114.0000 ZAR | ||||
10p ordinary | Purchase | 888 | 6.0950 GBP | ||||
10p ordinary | Purchase | 897 | 6.0795 GBP | ||||
10p ordinary | Purchase | 949 | 6.0775 GBP | ||||
10p ordinary | Purchase | 998 | 6.0475 GBP | ||||
10p ordinary | Purchase | 1,009 | 114.0200 ZAR | ||||
10p ordinary | Purchase | 1,167 | 114.6200 ZAR | ||||
10p ordinary | Purchase | 1,183 | 115.0600 ZAR | ||||
10p ordinary | Purchase | 1,500 | 6.0050 GBP | ||||
10p ordinary | Purchase | 1,665 | 6.0250 GBP | ||||
10p ordinary | Purchase | 1,793 | 6.0375 GBP | ||||
10p ordinary | Purchase | 1,851 | 114.8600 ZAR | ||||
10p ordinary | Purchase | 1,908 | 6.0925 GBP | ||||
10p ordinary | Purchase | 1,989 | 113.7200 ZAR | ||||
10p ordinary | Purchase | 1,999 | 114.8000 ZAR | ||||
10p ordinary | Purchase | 2,000 | 114.6900 ZAR | ||||
10p ordinary | Purchase | 2,000 | 115.0400 ZAR | ||||
10p ordinary | Purchase | 2,000 | 115.1100 ZAR | ||||
10p ordinary | Purchase | 2,000 | 115.0900 ZAR | ||||
10p ordinary | Purchase | 2,082 | 6.0200 GBP | ||||
10p ordinary | Purchase | 2,086 | 6.0325 GBP | ||||
10p ordinary | Purchase | 2,249 | 114.5000 ZAR | ||||
10p ordinary | Purchase | 2,409 | 6.1000 GBP | ||||
10p ordinary | Purchase | 2,494 | 6.0525 GBP | ||||
10p ordinary | Purchase | 2,660 | 6.0400 GBP | ||||
10p ordinary | Purchase | 2,736 | 114.0900 ZAR | ||||
10p ordinary | Purchase | 2,766 | 6.0300 GBP | ||||
10p ordinary | Purchase | 2,971 | 114.3000 ZAR | ||||
10p ordinary | Purchase | 3,073 | 113.6900 ZAR | ||||
10p ordinary | Purchase | 3,252 | 6.0897 GBP | ||||
10p ordinary | Purchase | 3,822 | 6.0845 GBP | ||||
10p ordinary | Purchase | 3,925 | 6.0975 GBP | ||||
10p ordinary | Purchase | 4,158 | 6.0212 GBP | ||||
10p ordinary | Purchase | 5,073 | 6.0550 GBP | ||||
10p ordinary | Purchase | 5,348 | 6.0825 GBP | ||||
10p ordinary | Purchase | 5,688 | 6.0175 GBP | ||||
10p ordinary | Purchase | 6,046 | 6.0875 GBP | ||||
10p ordinary | Purchase | 6,451 | 6.0275 GBP | ||||
10p ordinary | Purchase | 6,925 | 115.0000 ZAR | ||||
10p ordinary | Purchase | 8,568 | 114.5100 ZAR | ||||
10p ordinary | Purchase | 9,604 | 6.0519 GBP | ||||
10p ordinary | Purchase | 11,292 | 6.0225 GBP | ||||
10p ordinary | Purchase | 18,077 | 6.0350 GBP | ||||
10p ordinary | Purchase | 18,646 | 6.0800 GBP | ||||
10p ordinary | Purchase | 20,185 | 6.0861 GBP | ||||
10p ordinary | Purchase | 21,042 | 6.0444 GBP | ||||
10p ordinary | Purchase | 30,223 | 6.0573 GBP | ||||
10p ordinary | Purchase | 38,018 | 6.0867 GBP | ||||
10p ordinary | Purchase | 44,098 | 6.0831 GBP | ||||
10p ordinary | Purchase | 44,487 | 114.5170 ZAR | ||||
10p ordinary | Purchase | 49,383 | 6.0561 GBP | ||||
10p ordinary | Purchase | 81,109 | 6.0615 GBP | ||||
10p ordinary | Purchase | 163,532 | 6.0885 GBP | ||||
10p ordinary | Purchase | 223,941 | 6.0556 GBP | ||||
10p ordinary | Sale | 6 | 113.6500 ZAR | ||||
10p ordinary | Sale | 35 | 114.2900 ZAR | ||||
10p ordinary | Sale | 70 | 114.0600 ZAR | ||||
10p ordinary | Sale | 122 | 113.9400 ZAR | ||||
10p ordinary | Sale | 142 | 6.0850 GBP | ||||
10p ordinary | Sale | 179 | 115.2000 ZAR | ||||
10p ordinary | Sale | 179 | 114.8800 ZAR | ||||
10p ordinary | Sale | 179 | 114.4200 ZAR | ||||
10p ordinary | Sale | 179 | 114.6100 ZAR | ||||
10p ordinary | Sale | 179 | 114.3300 ZAR | ||||
10p ordinary | Sale | 179 | 114.2300 ZAR | ||||
10p ordinary | Sale | 179 | 113.9900 ZAR | ||||
10p ordinary | Sale | 179 | 113.8600 ZAR | ||||
10p ordinary | Sale | 179 | 113.6800 ZAR | ||||
10p ordinary | Sale | 180 | 114.5600 ZAR | ||||
10p ordinary | Sale | 180 | 114.8200 ZAR | ||||
10p ordinary | Sale | 180 | 114.1400 ZAR | ||||
10p ordinary | Sale | 180 | 114.3200 ZAR | ||||
10p ordinary | Sale | 180 | 114.9900 ZAR | ||||
10p ordinary | Sale | 180 | 113.8000 ZAR | ||||
10p ordinary | Sale | 180 | 114.1900 ZAR | ||||
10p ordinary | Sale | 180 | 114.9000 ZAR | ||||
10p ordinary | Sale | 181 | 114.8600 ZAR | ||||
10p ordinary | Sale | 182 | 114.4300 ZAR | ||||
10p ordinary | Sale | 182 | 114.1500 ZAR | ||||
10p ordinary | Sale | 236 | 6.0205 GBP | ||||
10p ordinary | Sale | 292 | 6.0206 GBP | ||||
10p ordinary | Sale | 293 | 6.0788 GBP | ||||
10p ordinary | Sale | 350 | 114.4000 ZAR | ||||
10p ordinary | Sale | 360 | 115.1100 ZAR | ||||
10p ordinary | Sale | 441 | 114.2000 ZAR | ||||
10p ordinary | Sale | 505 | 6.0227 GBP | ||||
10p ordinary | Sale | 510 | 6.0500 GBP | ||||
10p ordinary | Sale | 516 | 6.0450 GBP | ||||
10p ordinary | Sale | 540 | 114.7200 ZAR | ||||
10p ordinary | Sale | 566 | 114.2100 ZAR | ||||
10p ordinary | Sale | 716 | 113.8300 ZAR | ||||
10p ordinary | Sale | 730 | 114.4700 ZAR | ||||
10p ordinary | Sale | 733 | 114.9400 ZAR | ||||
10p ordinary | Sale | 787 | 114.0200 ZAR | ||||
10p ordinary | Sale | 888 | 6.0950 GBP | ||||
10p ordinary | Sale | 897 | 6.0795 GBP | ||||
10p ordinary | Sale | 949 | 6.0775 GBP | ||||
10p ordinary | Sale | 998 | 6.0475 GBP | ||||
10p ordinary | Sale | 1,213 | 114.0000 ZAR | ||||
10p ordinary | Sale | 1,500 | 6.0050 GBP | ||||
10p ordinary | Sale | 1,665 | 6.0250 GBP | ||||
10p ordinary | Sale | 1,706 | 6.0885 GBP | ||||
10p ordinary | Sale | 1,793 | 6.0375 GBP | ||||
10p ordinary | Sale | 1,908 | 6.0925 GBP | ||||
10p ordinary | Sale | 2,000 | 113.7200 ZAR | ||||
10p ordinary | Sale | 2,000 | 114.9300 ZAR | ||||
10p ordinary | Sale | 2,086 | 6.0325 GBP | ||||
10p ordinary | Sale | 2,180 | 114.4100 ZAR | ||||
10p ordinary | Sale | 2,409 | 6.1000 GBP | ||||
10p ordinary | Sale | 2,494 | 6.0525 GBP | ||||
10p ordinary | Sale | 2,566 | 6.0350 GBP | ||||
10p ordinary | Sale | 2,660 | 6.0400 GBP | ||||
10p ordinary | Sale | 2,723 | 6.0917 GBP | ||||
10p ordinary | Sale | 2,766 | 6.0300 GBP | ||||
10p ordinary | Sale | 2,985 | 6.0896 GBP | ||||
10p ordinary | Sale | 3,140 | 6.0200 GBP | ||||
10p ordinary | Sale | 3,503 | 6.0211 GBP | ||||
10p ordinary | Sale | 3,925 | 6.0975 GBP | ||||
10p ordinary | Sale | 4,000 | 114.4900 ZAR | ||||
10p ordinary | Sale | 5,073 | 6.0550 GBP | ||||
10p ordinary | Sale | 5,348 | 6.0825 GBP | ||||
10p ordinary | Sale | 5,688 | 6.0175 GBP | ||||
10p ordinary | Sale | 6,046 | 6.0875 GBP | ||||
10p ordinary | Sale | 6,451 | 6.0275 GBP | ||||
10p ordinary | Sale | 11,292 | 6.0225 GBP | ||||
10p ordinary | Sale | 11,783 | 114.5100 ZAR | ||||
10p ordinary | Sale | 15,033 | 6.0331 GBP | ||||
10p ordinary | Sale | 15,360 | 113.4400 ZAR | ||||
10p ordinary | Sale | 16,581 | 6.0544 GBP | ||||
10p ordinary | Sale | 18,646 | 6.0800 GBP | ||||
10p ordinary | Sale | 26,845 | 6.0455 GBP | ||||
10p ordinary | Sale | 34,147 | 6.0683 GBP | ||||
10p ordinary | Sale | 91,601 | 6.0581 GBP | ||||
10p ordinary | Sale | 541,475 | 6.0810 GBP |
(b) Cash-settled derivative transactions
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
10p ordinary | SWAP | Long | 47 | 6.0414 GBP | |||||
10p ordinary | CFD | Long | 179 | 6.1148 GBP | |||||
10p ordinary | SWAP | Long | 293 | 6.0788 GBP | |||||
10p ordinary | SWAP | Long | 313 | 6.0297 GBP | |||||
10p ordinary | CFD | Long | 1,773 | 114.4641 ZAR | |||||
10p ordinary | SWAP | Long | 2,094 | 6.0276 GBP | |||||
10p ordinary | CFD | Long | 15,775 | 114.3063 ZAR | |||||
10p ordinary | SWAP | Long | 17,786 | 6.0755 GBP | |||||
10p ordinary | CFD | Long | 22,758 | 6.0238 GBP | |||||
10p ordinary | CFD | Long | 26,588 | 6.0790 GBP | |||||
10p ordinary | SWAP | Long | 42,282 | 6.0521 GBP | |||||
10p ordinary | CFD | Short | 115 | 6.0203 GBP | |||||
10p ordinary | CFD | Short | 179 | 114.1242 ZAR | |||||
10p ordinary | CFD | Short | 272 | 6.0504 GBP | |||||
10p ordinary | CFD | Short | 286 | 6.0454 GBP | |||||
10p ordinary | CFD | Short | 660 | 113.5523 ZAR | |||||
10p ordinary | SWAP | Short | 2,455 | 6.0969 GBP | |||||
10p ordinary | SWAP | Short | 2,785 | 6.0971 GBP | |||||
10p ordinary | CFD | Short | 3,354 | 113.8578 ZAR | |||||
10p ordinary | CFD | Short | 4,590 | 113.8689 ZAR | |||||
10p ordinary | CFD | Short | 4,928 | 6.0838 GBP | |||||
10p ordinary | CFD | Short | 7,436 | 114.7339 ZAR | |||||
10p ordinary | SWAP | Short | 8,400 | 6.0356 GBP | |||||
10p ordinary | SWAP | Short | 9,481 | 6.0350 GBP | |||||
10p ordinary | SWAP | Short | 13,021 | 6.0527 GBP | |||||
10p ordinary | CFD | Short | 15,658 | 6.0530 GBP | |||||
10p ordinary | SWAP | Short | 21,042 | 6.0445 GBP | |||||
10p ordinary | CFD | Short | 26,658 | 114.7425 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 13 Nov 2017 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171113005702/en/