Form 8.3 - MEDICLINIC INTERNATIONAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | MEDICLINIC INTERNATIONAL PLC | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 14 November 2017 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | SPIRE HEALTHCARE GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | 10p ordinary | |||||||
Interests | Â | Short Positions | |||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 6,350,572 | 0.86% | 7,774,144 | 1.05% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
2,384,376 | 0.32% | 2,106,945 | 0.29% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 8,734,948 | 1.18% | 9,881,089 | 1.34% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
10p ordinary | Purchase | 9 | 112.6500 ZAR | ||||
10p ordinary | Purchase | 84 | 112.5400 ZAR | ||||
10p ordinary | Purchase | 141 | 112.8000 ZAR | ||||
10p ordinary | Purchase | 155 | 6.0000 GBP | ||||
10p ordinary | Purchase | 169 | 5.9500 GBP | ||||
10p ordinary | Purchase | 184 | 112.8200 ZAR | ||||
10p ordinary | Purchase | 185 | 112.0000 ZAR | ||||
10p ordinary | Purchase | 279 | 112.8100 ZAR | ||||
10p ordinary | Purchase | 435 | 5.9575 GBP | ||||
10p ordinary | Purchase | 510 | 5.9900 GBP | ||||
10p ordinary | Purchase | 539 | 5.9925 GBP | ||||
10p ordinary | Purchase | 568 | 5.9675 GBP | ||||
10p ordinary | Purchase | 589 | 5.9390 GBP | ||||
10p ordinary | Purchase | 661 | 112.8600 ZAR | ||||
10p ordinary | Purchase | 701 | 5.9650 GBP | ||||
10p ordinary | Purchase | 747 | 5.9875 GBP | ||||
10p ordinary | Purchase | 749 | 112.7100 ZAR | ||||
10p ordinary | Purchase | 963 | 112.7400 ZAR | ||||
10p ordinary | Purchase | 1,052 | 5.9950 GBP | ||||
10p ordinary | Purchase | 1,108 | 6.0025 GBP | ||||
10p ordinary | Purchase | 1,111 | 5.9825 GBP | ||||
10p ordinary | Purchase | 1,508 | 112.7500 ZAR | ||||
10p ordinary | Purchase | 1,895 | 5.9700 GBP | ||||
10p ordinary | Purchase | 1,900 | 5.9775 GBP | ||||
10p ordinary | Purchase | 2,000 | 112.5100 ZAR | ||||
10p ordinary | Purchase | 2,307 | 5.9850 GBP | ||||
10p ordinary | Purchase | 2,345 | 5.9725 GBP | ||||
10p ordinary | Purchase | 2,462 | 5.9820 GBP | ||||
10p ordinary | Purchase | 2,993 | 5.9800 GBP | ||||
10p ordinary | Purchase | 3,000 | 112.4800 ZAR | ||||
10p ordinary | Purchase | 3,467 | 5.9771 GBP | ||||
10p ordinary | Purchase | 4,000 | 112.6400 ZAR | ||||
10p ordinary | Purchase | 4,190 | 112.9000 ZAR | ||||
10p ordinary | Purchase | 6,858 | 5.9805 GBP | ||||
10p ordinary | Purchase | 7,416 | 5.9793 GBP | ||||
10p ordinary | Purchase | 7,884 | 5.9837 GBP | ||||
10p ordinary | Purchase | 11,742 | 5.9750 GBP | ||||
10p ordinary | Purchase | 12,331 | 5.9798 GBP | ||||
10p ordinary | Purchase | 38,448 | 112.5943 ZAR | ||||
10p ordinary | Purchase | 38,507 | 5.9772 GBP | ||||
10p ordinary | Purchase | 54,145 | 112.5000 ZAR | ||||
10p ordinary | Purchase | 82,827 | 5.9726 GBP | ||||
10p ordinary | Sale | 3 | 112.9700 ZAR | ||||
10p ordinary | Sale | 5 | 112.0700 ZAR | ||||
10p ordinary | Sale | 32 | 112.3200 ZAR | ||||
10p ordinary | Sale | 61 | 113.0100 ZAR | ||||
10p ordinary | Sale | 76 | 112.3900 ZAR | ||||
10p ordinary | Sale | 107 | 112.5200 ZAR | ||||
10p ordinary | Sale | 153 | 112.7800 ZAR | ||||
10p ordinary | Sale | 155 | 6.0000 GBP | ||||
10p ordinary | Sale | 166 | 112.7600 ZAR | ||||
10p ordinary | Sale | 169 | 5.9500 GBP | ||||
10p ordinary | Sale | 173 | 112.9600 ZAR | ||||
10p ordinary | Sale | 190 | 5.9733 GBP | ||||
10p ordinary | Sale | 217 | 112.4600 ZAR | ||||
10p ordinary | Sale | 242 | 5.9650 GBP | ||||
10p ordinary | Sale | 247 | 112.8700 ZAR | ||||
10p ordinary | Sale | 314 | 112.8000 ZAR | ||||
10p ordinary | Sale | 411 | 5.9761 GBP | ||||
10p ordinary | Sale | 435 | 5.9575 GBP | ||||
10p ordinary | Sale | 450 | 5.9888 GBP | ||||
10p ordinary | Sale | 452 | 112.4500 ZAR | ||||
10p ordinary | Sale | 472 | 112.7000 ZAR | ||||
10p ordinary | Sale | 491 | 112.4200 ZAR | ||||
10p ordinary | Sale | 494 | 112.5600 ZAR | ||||
10p ordinary | Sale | 494 | 112.6800 ZAR | ||||
10p ordinary | Sale | 496 | 112.7100 ZAR | ||||
10p ordinary | Sale | 510 | 5.9900 GBP | ||||
10p ordinary | Sale | 519 | 112.3300 ZAR | ||||
10p ordinary | Sale | 527 | 5.9746 GBP | ||||
10p ordinary | Sale | 538 | 112.8400 ZAR | ||||
10p ordinary | Sale | 539 | 5.9925 GBP | ||||
10p ordinary | Sale | 551 | 112.9400 ZAR | ||||
10p ordinary | Sale | 552 | 112.6100 ZAR | ||||
10p ordinary | Sale | 564 | 112.5400 ZAR | ||||
10p ordinary | Sale | 568 | 112.0600 ZAR | ||||
10p ordinary | Sale | 568 | 5.9675 GBP | ||||
10p ordinary | Sale | 603 | 112.4700 ZAR | ||||
10p ordinary | Sale | 614 | 112.4400 ZAR | ||||
10p ordinary | Sale | 747 | 5.9875 GBP | ||||
10p ordinary | Sale | 768 | 5.9749 GBP | ||||
10p ordinary | Sale | 798 | 5.9651 GBP | ||||
10p ordinary | Sale | 898 | 112.5900 ZAR | ||||
10p ordinary | Sale | 922 | 112.4800 ZAR | ||||
10p ordinary | Sale | 1,032 | 112.9500 ZAR | ||||
10p ordinary | Sale | 1,045 | 112.7300 ZAR | ||||
10p ordinary | Sale | 1,052 | 5.9950 GBP | ||||
10p ordinary | Sale | 1,108 | 6.0025 GBP | ||||
10p ordinary | Sale | 1,214 | 5.9825 GBP | ||||
10p ordinary | Sale | 1,308 | 112.6200 ZAR | ||||
10p ordinary | Sale | 1,343 | 112.8200 ZAR | ||||
10p ordinary | Sale | 1,386 | 5.9547 GBP | ||||
10p ordinary | Sale | 1,499 | 5.9750 GBP | ||||
10p ordinary | Sale | 1,505 | 112.7200 ZAR | ||||
10p ordinary | Sale | 1,563 | 112.6400 ZAR | ||||
10p ordinary | Sale | 1,594 | 112.4900 ZAR | ||||
10p ordinary | Sale | 1,632 | 112.8900 ZAR | ||||
10p ordinary | Sale | 1,745 | 112.8600 ZAR | ||||
10p ordinary | Sale | 1,821 | 112.6900 ZAR | ||||
10p ordinary | Sale | 1,865 | 112.5000 ZAR | ||||
10p ordinary | Sale | 1,895 | 5.9700 GBP | ||||
10p ordinary | Sale | 1,900 | 5.9775 GBP | ||||
10p ordinary | Sale | 2,000 | 112.2600 ZAR | ||||
10p ordinary | Sale | 2,000 | 112.8500 ZAR | ||||
10p ordinary | Sale | 2,000 | 112.0900 ZAR | ||||
10p ordinary | Sale | 2,000 | 112.6000 ZAR | ||||
10p ordinary | Sale | 2,165 | 112.6700 ZAR | ||||
10p ordinary | Sale | 2,208 | 5.9850 GBP | ||||
10p ordinary | Sale | 2,345 | 5.9725 GBP | ||||
10p ordinary | Sale | 2,600 | 5.9800 GBP | ||||
10p ordinary | Sale | 2,862 | 112.7500 ZAR | ||||
10p ordinary | Sale | 3,104 | 112.7700 ZAR | ||||
10p ordinary | Sale | 3,282 | 5.9704 GBP | ||||
10p ordinary | Sale | 3,486 | 112.5800 ZAR | ||||
10p ordinary | Sale | 3,749 | 112.7400 ZAR | ||||
10p ordinary | Sale | 4,122 | 112.5500 ZAR | ||||
10p ordinary | Sale | 4,664 | 112.6600 ZAR | ||||
10p ordinary | Sale | 5,035 | 112.5100 ZAR | ||||
10p ordinary | Sale | 5,342 | 5.9793 GBP | ||||
10p ordinary | Sale | 5,999 | 112.6500 ZAR | ||||
10p ordinary | Sale | 7,353 | 111.9900 ZAR | ||||
10p ordinary | Sale | 11,048 | 5.9755 GBP | ||||
10p ordinary | Sale | 16,421 | 112.5571 ZAR | ||||
10p ordinary | Sale | 18,505 | 5.9823 GBP | ||||
10p ordinary | Sale | 21,318 | 5.9814 GBP | ||||
10p ordinary | Sale | 25,166 | 5.9777 GBP | ||||
10p ordinary | Sale | 196,127 | 5.9736 GBP |
(b) Cash-settled derivative transactions
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
10p ordinary | SWAP | Long | 200 | 5.9749 GBP | |||||
10p ordinary | CFD | Long | 798 | 5.9651 GBP | |||||
10p ordinary | SWAP | Long | 1,386 | 5.9547 GBP | |||||
10p ordinary | SWAP | Long | 1,517 | 5.9750 GBP | |||||
10p ordinary | CFD | Long | 3,799 | 5.9591 GBP | |||||
10p ordinary | SWAP | Long | 6,611 | 5.9837 GBP | |||||
10p ordinary | CFD | Long | 7,967 | 111.9837 ZAR | |||||
10p ordinary | SWAP | Long | 17,491 | 5.9825 GBP | |||||
10p ordinary | SWAP | Long | 36,313 | 5.9813 GBP | |||||
10p ordinary | SWAP | Long | 38,246 | 5.9803 GBP | |||||
10p ordinary | CFD | Long | 43,452 | 5.9718 GBP | |||||
10p ordinary | CFD | Long | 62,362 | 112.5985 ZAR | |||||
10p ordinary | CFD | Long | 64,461 | 5.9647 GBP | |||||
10p ordinary | SWAP | Short | 128 | 5.9789 GBP | |||||
10p ordinary | CFD | Short | 651 | 5.9802 GBP | |||||
10p ordinary | SWAP | Short | 818 | 5.9665 GBP | |||||
10p ordinary | SWAP | Short | 2,883 | 5.9750 GBP | |||||
10p ordinary | SWAP | Short | 4,003 | 5.9738 GBP | |||||
10p ordinary | SWAP | Short | 5,673 | 5.9755 GBP | |||||
10p ordinary | CFD | Short | 6,201 | 112.6729 ZAR | |||||
10p ordinary | SWAP | Short | 6,494 | 5.9586 GBP | |||||
10p ordinary | SWAP | Short | 6,807 | 5.9458 GBP | |||||
10p ordinary | SWAP | Short | 12,331 | 5.9798 GBP | |||||
10p ordinary | CFD | Short | 62,219 | 5.9770 GBP | |||||
10p ordinary | CFD | Short | 64,604 | 112.5704 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 15 Nov 2017 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171115005947/en/