Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose MELROSE INDUSTRIES PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 15 January 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   48/7p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 18,676,576 0.96% 37,465,206 1.93%
           
(2) Cash-settled derivatives:
35,735,979 1.84% 7,406,855 0.38%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 54,412,555 2.80% 44,872,061 2.31%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
48/7p ordinary Purchase 100 2.2960 GBP
48/7p ordinary Purchase 241 2.3170 GBP
48/7p ordinary Purchase 1,304 2.2465 GBP
48/7p ordinary Purchase 1,547 2.2550 GBP
48/7p ordinary Purchase 1,820 2.2770 GBP
48/7p ordinary Purchase 1,846 2.2652 GBP
48/7p ordinary Purchase 2,517 2.2801 GBP
48/7p ordinary Purchase 2,737 2.2983 GBP
48/7p ordinary Purchase 3,745 2.2870 GBP
48/7p ordinary Purchase 4,171 2.2733 GBP
48/7p ordinary Purchase 4,298 2.2731 GBP
48/7p ordinary Purchase 7,647 2.2932 GBP
48/7p ordinary Purchase 8,809 2.2650 GBP
48/7p ordinary Purchase 9,697 2.3080 GBP
48/7p ordinary Purchase 10,530 2.2547 GBP
48/7p ordinary Purchase 10,706 2.2702 GBP
48/7p ordinary Purchase 10,792 2.3024 GBP
48/7p ordinary Purchase 11,739 2.3088 GBP
48/7p ordinary Purchase 12,817 2.2935 GBP
48/7p ordinary Purchase 17,801 2.2965 GBP
48/7p ordinary Purchase 19,282 2.3079 GBP
48/7p ordinary Purchase 19,570 2.3045 GBP
48/7p ordinary Purchase 25,000 2.3017 GBP
48/7p ordinary Purchase 26,033 2.2833 GBP
48/7p ordinary Purchase 26,230 2.3058 GBP
48/7p ordinary Purchase 38,683 2.2952 GBP
48/7p ordinary Purchase 39,658 2.2992 GBP
48/7p ordinary Purchase 105,653 2.2972 GBP
48/7p ordinary Purchase 129,324 2.3048 GBP
48/7p ordinary Purchase 158,741 2.2497 GBP
48/7p ordinary Purchase 173,131 2.3015 GBP
48/7p ordinary Purchase 177,205 2.2958 GBP
48/7p ordinary Purchase 210,598 2.3061 GBP
48/7p ordinary Purchase 244,334 2.3056 GBP
48/7p ordinary Purchase 244,640 2.2794 GBP
48/7p ordinary Purchase 266,147 2.2973 GBP
48/7p ordinary Purchase 303,859 2.3063 GBP
48/7p ordinary Purchase 438,252 2.3007 GBP
48/7p ordinary Purchase 678,882 2.3060 GBP
48/7p ordinary Purchase 716,000 2.3006 GBP
48/7p ordinary Purchase 988,601 2.2938 GBP
48/7p ordinary Sale 33 2.2814 GBP
48/7p ordinary Sale 117 2.3050 GBP
48/7p ordinary Sale 241 2.3170 GBP
48/7p ordinary Sale 571 2.2936 GBP
48/7p ordinary Sale 600 2.3108 GBP
48/7p ordinary Sale 1,547 2.2550 GBP
48/7p ordinary Sale 1,597 2.3000 GBP
48/7p ordinary Sale 1,898 2.2617 GBP
48/7p ordinary Sale 2,121 2.2574 GBP
48/7p ordinary Sale 2,890 2.2915 GBP
48/7p ordinary Sale 3,745 2.2871 GBP
48/7p ordinary Sale 3,745 2.2870 GBP
48/7p ordinary Sale 4,207 2.2847 GBP
48/7p ordinary Sale 4,284 2.2902 GBP
48/7p ordinary Sale 4,916 2.2978 GBP
48/7p ordinary Sale 11,544 2.2468 GBP
48/7p ordinary Sale 12,590 2.2787 GBP
48/7p ordinary Sale 12,714 2.2905 GBP
48/7p ordinary Sale 13,808 2.2907 GBP
48/7p ordinary Sale 17,194 2.2964 GBP
48/7p ordinary Sale 24,193 2.2628 GBP
48/7p ordinary Sale 24,611 2.2872 GBP
48/7p ordinary Sale 26,153 2.2900 GBP
48/7p ordinary Sale 62,750 2.2733 GBP
48/7p ordinary Sale 150,971 2.3019 GBP
48/7p ordinary Sale 247,944 2.2892 GBP
48/7p ordinary Sale 279,392 2.3060 GBP
48/7p ordinary Sale 750,000 2.3038 GBP
48/7p ordinary Sale 750,000 2.2944 GBP
48/7p ordinary Sale 794,956 2.3035 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
48/7p ordinary CFD Long 117 2.3050 GBP
48/7p ordinary SWAP Long 600 2.3108 GBP
48/7p ordinary SWAP Long 900 2.2966 GBP
48/7p ordinary CFD Long 1,898 2.2617 GBP
48/7p ordinary CFD Long 2,696 2.2466 GBP
48/7p ordinary CFD Long 4,916 2.2978 GBP
48/7p ordinary SWAP Long 12,809 2.3068 GBP
48/7p ordinary CFD Long 24,193 2.2628 GBP
48/7p ordinary CFD Long 24,611 2.2872 GBP
48/7p ordinary CFD Long 40,465 2.2613 GBP
48/7p ordinary CFD Long 62,750 2.2732 GBP
48/7p ordinary SWAP Long 70,405 2.3063 GBP
48/7p ordinary SWAP Long 135,599 2.2889 GBP
48/7p ordinary CFD Long 270,870 2.3060 GBP
48/7p ordinary SWAP Expires 17/02/2019 Long 1,500,000 2.2991 GBP
48/7p ordinary SWAP Short 37 2.3194 GBP
48/7p ordinary SWAP Short 56 2.3122 GBP
48/7p ordinary SWAP Short 181 2.2936 GBP
48/7p ordinary SWAP Short 448 2.3016 GBP
48/7p ordinary SWAP Short 726 2.2929 GBP
48/7p ordinary SWAP Short 900 2.2862 GBP
48/7p ordinary SWAP Short 946 2.3038 GBP
48/7p ordinary SWAP Short 1,395 2.2925 GBP
48/7p ordinary SWAP Short 1,500 2.3082 GBP
48/7p ordinary SWAP Short 1,641 2.2845 GBP
48/7p ordinary SWAP Short 1,691 2.3018 GBP
48/7p ordinary CFD Short 1,820 2.2770 GBP
48/7p ordinary SWAP Short 1,838 2.2693 GBP
48/7p ordinary CFD Short 1,846 2.2652 GBP
48/7p ordinary SWAP Short 2,313 2.2938 GBP
48/7p ordinary CFD Short 2,517 2.2801 GBP
48/7p ordinary SWAP Short 2,737 2.2983 GBP
48/7p ordinary SWAP Short 2,784 2.2961 GBP
48/7p ordinary SWAP Short 3,252 2.2842 GBP
48/7p ordinary SWAP Short 3,416 2.3020 GBP
48/7p ordinary SWAP Short 3,599 2.2690 GBP
48/7p ordinary CFD Short 4,171 2.2732 GBP
48/7p ordinary CFD Short 4,298 2.2731 GBP
48/7p ordinary SWAP Short 5,232 2.2710 GBP
48/7p ordinary SWAP Short 5,392 2.3027 GBP
48/7p ordinary SWAP Short 5,981 2.3109 GBP
48/7p ordinary SWAP Short 6,147 2.2895 GBP
48/7p ordinary SWAP Short 6,316 2.3043 GBP
48/7p ordinary SWAP Short 8,428 2.3031 GBP
48/7p ordinary CFD Short 8,809 2.2650 GBP
48/7p ordinary SWAP Short 9,039 2.2966 GBP
48/7p ordinary SWAP Short 9,464 2.3080 GBP
48/7p ordinary CFD Short 10,530 2.2547 GBP
48/7p ordinary CFD Short 11,739 2.3088 GBP
48/7p ordinary SWAP Short 14,791 2.3079 GBP
48/7p ordinary CFD Short 18,438 2.2960 GBP
48/7p ordinary SWAP Short 18,438 2.2960 GBP
48/7p ordinary SWAP Short 18,590 2.2988 GBP
48/7p ordinary CFD Short 19,570 2.3044 GBP
48/7p ordinary SWAP Short 20,122 2.2994 GBP
48/7p ordinary CFD Short 25,773 2.2476 GBP
48/7p ordinary CFD Short 26,033 2.2833 GBP
48/7p ordinary CFD Short 36,222 2.3106 GBP
48/7p ordinary SWAP Short 38,479 2.3049 GBP
48/7p ordinary CFD Short 44,960 2.3081 GBP
48/7p ordinary SWAP Short 44,960 2.3081 GBP
48/7p ordinary CFD Short 63,917 2.2901 GBP
48/7p ordinary SWAP Short 76,116 2.3050 GBP
48/7p ordinary SWAP Short 123,758 2.3059 GBP
48/7p ordinary CFD Short 125,000 2.2985 GBP
48/7p ordinary CFD Short 129,324 2.3048 GBP
48/7p ordinary SWAP Short 131,448 2.2979 GBP
48/7p ordinary SWAP Short 133,913 2.2962 GBP
48/7p ordinary SWAP Short 148,230 2.2934 GBP
48/7p ordinary CFD Short 158,741 2.2497 GBP
48/7p ordinary CFD Short 244,640 2.2793 GBP
48/7p ordinary SWAP Short 252,991 2.2948 GBP
48/7p ordinary CFD Short 309,712 2.3061 GBP
48/7p ordinary SWAP Short 309,712 2.3061 GBP
48/7p ordinary SWAP Short 576,740 2.2926 GBP
48/7p ordinary SWAP Short 678,882 2.3060 GBP
48/7p ordinary CFD Short 724,314 2.3006 GBP
48/7p ordinary SWAP Expires 15/01/2019 Short 724,314 2.3006 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 16 Jan 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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