Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 23 March 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 10,931,334 0.57% 8,283,847 0.43%
           
(2) Cash-settled derivatives:
5,654,922 0.29% 429,620 0.02%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 16,586,256 0.86% 8,713,467 0.45%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,300,000 0.07% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,300,000 0.07% 0 0.00%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,700,000 0.24% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 4,700,000 0.24% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 78 2.8445 GBP
ORD Purchase 575 2.8470 GBP
ORD Purchase 1,233 2.8360 GBP
ORD Purchase 1,410 2.7902 GBP
ORD Purchase 1,416 2.8330 GBP
ORD Purchase 1,837 2.8132 GBP
ORD Purchase 2,046 2.8379 GBP
ORD Purchase 2,443 2.8345 GBP
ORD Purchase 2,472 2.8385 GBP
ORD Purchase 3,003 2.8269 GBP
ORD Purchase 6,589 2.8302 GBP
ORD Purchase 7,280 2.8067 GBP
ORD Purchase 7,296 2.8453 GBP
ORD Purchase 12,000 2.8000 GBP
ORD Purchase 24,600 2.8035 GBP
ORD Purchase 30,782 2.8147 GBP
ORD Purchase 34,637 2.8049 GBP
ORD Purchase 36,786 2.8059 GBP
ORD Purchase 55,332 2.8297 GBP
ORD Purchase 118,786 2.8060 GBP
ORD Sale 156 2.8445 GBP
ORD Sale 903 2.8375 GBP
ORD Sale 1,150 2.8470 GBP
ORD Sale 1,233 2.8360 GBP
ORD Sale 1,410 2.8067 GBP
ORD Sale 1,416 2.8330 GBP
ORD Sale 1,840 2.8385 GBP
ORD Sale 2,470 2.8033 GBP
ORD Sale 3,216 2.8390 GBP
ORD Sale 3,440 2.8457 GBP
ORD Sale 6,201 2.8064 GBP
ORD Sale 10,779 2.8048 GBP
ORD Sale 10,790 2.8024 GBP
ORD Sale 19,353 2.8305 GBP
ORD Sale 20,210 2.8217 GBP
ORD Sale 23,813 2.8060 GBP
ORD Sale 42,784 2.8276 GBP
ORD Sale 133,917 2.8225 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 100 2.8047 GBP
ORD SWAP Long 864 2.8199 GBP
ORD CFD Long 1,410 2.8067 GBP
ORD CFD Long 23,565 2.8294 GBP
ORD SWAP Long 123,440 2.8288 GBP
ORD CFD Long 68,395 2.8135 GBP
ORD CFD Short 1,410 2.7902 GBP
ORD SWAP Short 4,630 2.8014 GBP
ORD SWAP Short 6,927 2.8034 GBP
ORD CFD Short 7,280 2.8067 GBP
ORD SWAP Short 8,732 2.8024 GBP
ORD SWAP Short 11,687 2.8056 GBP
ORD SWAP Short 23,191 2.8053 GBP
ORD CFD Short 23,326 2.8086 GBP
ORD SWAP Short 36,240 2.8041 GBP
ORD SWAP Short 55,332 2.8297 GBP
ORD CFD Short 100,000 2.8060 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 24 Mar 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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