Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

J SAINSBURY PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

8 June 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES HOME RETAIL GROUP

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

    Interests       Short Positions    
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,009,505 0.52% 11,236,013 0.58%
           
(2) Cash-settled derivatives:
10,094,672 0.52% 403,609 0.02%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
(4)
TOTAL: 21,104,177 1.10% 11,639,622 0.60%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 200,000 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 200,000 0.01%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,700,000 0.24% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,700,000 0.24% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 3 2.5155 GBP
ORD Purchase 4 2.5145 GBP
ORD Purchase 137 2.5262 GBP
ORD Purchase 366 2.4675 GBP
ORD Purchase 500 2.4620 GBP
ORD Purchase 611 2.5225 GBP
ORD Purchase 679 2.5120 GBP
ORD Purchase 708 2.4710 GBP
ORD Purchase 711 2.4950 GBP
ORD Purchase 732 2.4655 GBP
ORD Purchase 800 2.4760 GBP
ORD Purchase 844 2.4565 GBP
ORD Purchase 858 2.5365 GBP
ORD Purchase 1,000 2.5040 GBP
ORD Purchase 1,164 2.4715 GBP
ORD Purchase 1,169 2.5185 GBP
ORD Purchase 1,223 2.5245 GBP
ORD Purchase 1,223 2.5290 GBP
ORD Purchase 1,224 2.5325 GBP
ORD Purchase 1,239 2.5190 GBP
ORD Purchase 1,251 2.4645 GBP
ORD Purchase 1,275 2.4920 GBP
ORD Purchase 1,278 2.5165 GBP
ORD Purchase 1,283 2.5110 GBP
ORD Purchase 1,382 2.5300 GBP
ORD Purchase 1,447 2.4775 GBP
ORD Purchase 1,511 2.5350 GBP
ORD Purchase 1,603 2.4740 GBP
ORD Purchase 1,604 2.4580 GBP
ORD Purchase 1,604 2.4930 GBP
ORD Purchase 1,604 2.5170 GBP
ORD Purchase 1,623 2.5270 GBP
ORD Purchase 1,746 2.4940 GBP
ORD Purchase 2,036 2.5295 GBP
ORD Purchase 2,074 2.4780 GBP
ORD Purchase 2,208 2.5125 GBP
ORD Purchase 2,257 2.5150 GBP
ORD Purchase 2,259 2.5130 GBP
ORD Purchase 2,349 2.4640 GBP
ORD Purchase 2,690 2.5149 GBP
ORD Purchase 2,702 2.4660 GBP
ORD Purchase 2,727 2.5310 GBP
ORD Purchase 2,729 2.5235 GBP
ORD Purchase 2,821 2.4665 GBP
ORD Purchase 2,927 2.5305 GBP
ORD Purchase 3,190 2.5080 GBP
ORD Purchase 3,220 2.5335 GBP
ORD Purchase 3,263 2.5275 GBP
ORD Purchase 3,289 2.5315 GBP
ORD Purchase 3,295 2.5180 GBP
ORD Purchase 3,439 2.4990 GBP
ORD Purchase 3,768 2.5140 GBP
ORD Purchase 4,099 2.5330 GBP
ORD Purchase 4,261 2.4650 GBP
ORD Purchase 4,503 2.5200 GBP
ORD Purchase 4,893 2.5090 GBP
ORD Purchase 5,118 2.4702 GBP
ORD Purchase 5,583 2.5230 GBP
ORD Purchase 5,645 2.5280 GBP
ADR Purchase 6,020 14.5756 USD
ORD Purchase 6,228 2.5240 GBP
ORD Purchase 7,555 2.4670 GBP
ORD Purchase 7,620 2.4680 GBP
ORD Purchase 9,104 2.5060 GBP
ORD Purchase 9,701 2.5015 GBP
ORD Purchase 10,000 2.4654 GBP
ORD Purchase 14,613 2.5320 GBP
ORD Purchase 16,623 2.4690 GBP
ORD Purchase 18,484 2.5220 GBP
ORD Purchase 19,358 2.5061 GBP
ORD Purchase 21,338 2.4914 GBP
ORD Purchase 22,533 2.5250 GBP
ORD Purchase 27,243 2.5204 GBP
ORD Purchase 45,764 2.4943 GBP
ORD Purchase 50,465 2.5206 GBP
ORD Purchase 64,375 2.5095 GBP
ORD Purchase 67,957 2.4905 GBP
ORD Purchase 72,452 2.4883 GBP
ORD Purchase 80,131 2.4980 GBP
ORD Purchase 154,765 2.5000 GBP
ORD Purchase 167,017 2.5127 GBP
ORD Purchase 202,003 2.5088 GBP
ORD Purchase 759,059 2.4900 GBP
ORD Purchase 1,000,000 2.4572 GBP
ORD Sale 3 2.5155 GBP
ORD Sale 4 2.5145 GBP
ORD Sale 225 2.5351 GBP
ORD Sale 366 2.4675 GBP
ORD Sale 432 2.5233 GBP
ORD Sale 500 2.4620 GBP
ORD Sale 611 2.5225 GBP
ORD Sale 679 2.5120 GBP
ORD Sale 708 2.4710 GBP
ORD Sale 711 2.4950 GBP
ORD Sale 732 2.4655 GBP
ORD Sale 800 2.4760 GBP
ORD Sale 858 2.5365 GBP
ORD Sale 994 2.5174 GBP
ORD Sale 1,000 2.5040 GBP
ORD Sale 1,143 2.5099 GBP
ORD Sale 1,164 2.4715 GBP
ORD Sale 1,169 2.5185 GBP
ORD Sale 1,223 2.5245 GBP
ORD Sale 1,223 2.4960 GBP
ORD Sale 1,224 2.5325 GBP
ORD Sale 1,251 2.4645 GBP
ORD Sale 1,278 2.5165 GBP
ORD Sale 1,283 2.5110 GBP
ORD Sale 1,447 2.4775 GBP
ORD Sale 1,511 2.5350 GBP
ORD Sale 1,603 2.4740 GBP
ORD Sale 1,604 2.5170 GBP
ORD Sale 1,604 2.4930 GBP
ORD Sale 1,604 2.4580 GBP
ORD Sale 1,623 2.5270 GBP
ORD Sale 1,638 2.5260 GBP
ORD Sale 1,717 2.5118 GBP
ORD Sale 1,746 2.4940 GBP
ORD Sale 2,000 2.4684 GBP
ORD Sale 2,036 2.5295 GBP
ORD Sale 2,036 2.4829 GBP
ORD Sale 2,074 2.4780 GBP
ORD Sale 2,257 2.5150 GBP
ORD Sale 2,259 2.5130 GBP
ORD Sale 2,287 2.5125 GBP
ORD Sale 2,349 2.4640 GBP
ORD Sale 2,702 2.4660 GBP
ORD Sale 2,729 2.5235 GBP
ORD Sale 2,774 2.5016 GBP
ORD Sale 2,821 2.4665 GBP
ORD Sale 2,927 2.5305 GBP
ORD Sale 3,190 2.5080 GBP
ORD Sale 3,220 2.5335 GBP
ORD Sale 3,263 2.5275 GBP
ORD Sale 3,289 2.5315 GBP
ORD Sale 3,295 2.5180 GBP
ORD Sale 3,363 2.5060 GBP
ORD Sale 3,439 2.4990 GBP
ORD Sale 3,741 2.5088 GBP
ORD Sale 3,768 2.5140 GBP
ORD Sale 4,099 2.5330 GBP
ORD Sale 4,261 2.4650 GBP
ORD Sale 4,702 2.5210 GBP
ORD Sale 4,893 2.5090 GBP
ADR Sale 6,020 14.5756 USD
ORD Sale 6,573 2.5280 GBP
ORD Sale 6,695 2.5290 GBP
ORD Sale 6,816 2.5081 GBP
ORD Sale 7,273 2.5228 GBP
ORD Sale 7,555 2.4670 GBP
ORD Sale 7,620 2.4680 GBP
ORD Sale 9,900 2.5172 GBP
ORD Sale 10,000 2.4900 GBP
ORD Sale 10,978 2.5191 GBP
ORD Sale 11,028 2.4690 GBP
ORD Sale 11,410 2.5200 GBP
ORD Sale 11,446 2.5230 GBP
ORD Sale 12,554 2.5169 GBP
ORD Sale 13,652 2.5146 GBP
ORD Sale 13,727 2.4996 GBP
ORD Sale 13,735 2.4998 GBP
ORD Sale 14,694 2.5310 GBP
ORD Sale 14,796 2.5204 GBP
ORD Sale 15,000 2.4896 GBP
ORD Sale 16,000 2.4959 GBP
ORD Sale 17,515 2.5240 GBP
ORD Sale 17,643 2.5250 GBP
ORD Sale 18,152 2.5300 GBP
ORD Sale 18,484 2.5220 GBP
ORD Sale 20,889 2.4699 GBP
ORD Sale 23,090 2.5320 GBP
ORD Sale 23,727 2.5190 GBP
ORD Sale 34,906 2.5072 GBP
ORD Sale 42,817 2.4657 GBP
ORD Sale 44,657 2.5095 GBP
ORD Sale 50,125 2.5138 GBP
ORD Sale 59,850 2.4571 GBP
ORD Sale 65,556 2.4867 GBP
ORD Sale 75,000 2.4687 GBP
ORD Sale 92,732 2.4791 GBP
ORD Sale 108,494 2.4662 GBP
ORD Sale 113,351 2.5193 GBP
ORD Sale 118,698 2.5024 GBP
ORD Sale 148,669 2.4663 GBP
ORD Sale 197,659 2.4565 GBP
ORD Sale 199,313 2.4934 GBP
ORD Sale 239,370 2.5020 GBP
ORD Sale 276,698 2.5162 GBP
ORD Sale 404,983 2.4676 GBP
ORD Sale 415,827 2.4914 GBP

(b) Cash-settled derivative transactions

(b)   Cash-settled derivative transactions            
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 79 2.5125 GBP
ORD CFD Long 1,143 2.5099 GBP
ORD CFD Long 1,717 2.5118 GBP
ORD CFD Long 3,071 2.5060 GBP
ORD CFD Long 3,741 2.5088 GBP
ORD CFD Long 6,816 2.5081 GBP
ORD SWAP Long 8,000 2.5277 GBP
ORD CFD Long 8,275 2.5187 GBP
ORD CFD Long 10,046 2.5247 GBP
ORD CFD Long 11,163 2.5026 GBP
ORD CFD Long 12,554 2.5169 GBP
ORD CFD Long 12,713 2.5177 GBP
ORD CFD Long 13,640 2.5129 GBP
ORD CFD Long 13,652 2.5146 GBP
ORD CFD Long 13,727 2.4996 GBP
ORD CFD Long 13,735 2.4998 GBP
ORD CFD Long 15,000 2.4896 GBP
ORD CFD Long 20,889 2.4699 GBP
ORD CFD Long 30,500 2.5057 GBP
ORD CFD Long 16,347 2.5122 GBP
ORD CFD Long 52,725 2.5021 GBP
ORD SWAP Long 86,167 2.5023 GBP
ORD CFD Long 119,224 2.5214 GBP
ORD SWAP Short 137 2.5262 GBP
ORD SWAP Short 5,600 2.5056 GBP
ORD CFD Short 6,816 2.5060 GBP
ORD CFD Short 17,763 2.4952 GBP
ORD CFD Short 19,358 2.5061 GBP
ORD SWAP Short 21,434 2.4949 GBP
ORD SWAP Short 289,567 2.5023 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:

9 June 2016

Contact name:

Pinar Coktas

Telephone number:

020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

J SAINSBURY PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today