Form 8.3 - SENIOR PLC

Form 8.3 - SENIOR PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	SENIOR PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	9 June 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	5,714,652	1.36%	490,111	0.12%
(2)	Cash-settled derivatives:
		442,018	0.11%	3,035,776	0.72%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	6,156,670	1.47%	3,525,887	0.84%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	1,313	1.5189 GBP
10p ordinary	Purchase	1,678	1.5204 GBP
10p ordinary	Purchase	2,500	1.5190 GBP
10p ordinary	Purchase	5,719	1.5255 GBP
10p ordinary	Purchase	8,353	1.5440 GBP
10p ordinary	Purchase	11,954	1.5212 GBP
10p ordinary	Purchase	14,936	1.5181 GBP
10p ordinary	Purchase	36,817	1.5245 GBP
10p ordinary	Purchase	247,053	1.5220 GBP
10p ordinary	Sale	1,221	1.5310 GBP
10p ordinary	Sale	2,500	1.5190 GBP
10p ordinary	Sale	3,393	1.5169 GBP
10p ordinary	Sale	7,384	1.5440 GBP
10p ordinary	Sale	8,445	1.5240 GBP
10p ordinary	Sale	115,010	1.5289 GBP
10p ordinary	Sale	274,912	1.5216 GBP
(b)	Cash-settled derivative transactions
Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	SWAP	Long	3,393	1.5169 GBP
10p ordinary	CFD	Long	3,846	1.5188 GBP
10p ordinary	SWAP	Long	5,147	1.5187 GBP
10p ordinary	SWAP	Long	6,112	1.5267 GBP
10p ordinary	SWAP	Long	12,869	1.5302 GBP
10p ordinary	SWAP	Long	20,730	1.5440 GBP
10p ordinary	SWAP	Long	76,779	1.5256 GBP
10p ordinary	SWAP	Short	503	1.5440 GBP
10p ordinary	SWAP	Short	3,000	1.5245 GBP
10p ordinary	SWAP	Short	3,438	1.5281 GBP
10p ordinary	SWAP	Short	9,265	1.5195 GBP
10p ordinary	SWAP	Short	26,833	1.5261 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	10 June 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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