FORM 8.3 - SMURFIT KAPPA GROUP PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
 |  | Name of person dealing (Note 1) |  | Barclays PLC. | |
 | Company dealt in | SMURFIT KAPPA GROUP PLC | |||
 | Class of relevant security to which the | €0.001 ordinary shares | |||
 | dealings being disclosed relate (Note 2) |  | |||
 | Date of dealing | 05 June 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: |  |  |  | €0.001 ordinary shares |  |  |  |  |  |  | |
Long | Short | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities | ||||||||||
3,150,253 | 1.33% | 1,894,132 | 0.80% | ||||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than options): | ||||||||||
819,978 | 0.35% | 2,011,147 | 0.85% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | TOTAL: | ||||||||||
3,970,231 | 1.67% | 3,905,279 | 1.65% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Â | Long | Â | Short | ||||
 |  | Number |  | (%) |  | Number |  | (%) |
(1) Relevant securities | Â | Â | Â | Â | ||||
(2) Derivatives (other than options) |
 |  |  |  | ||||
(3) Options and agreements to purchase/sell |
 |  |  |  | ||||
Total | Â | Â | Â | Â |
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Â | Number of relevant securities | Â | Price per unit | |
Purchase | 117 | 33.7164 EUR | |||
Purchase | 141 | 28.9005 GBP | |||
Purchase | 156 | 28.7588 GBP | |||
Purchase | 262 | 32.7200 EUR | |||
Purchase | 280 | 33.2400 EUR | |||
Purchase | 295 | 28.6391 GBP | |||
Purchase | 338 | 28.7566 GBP | |||
Purchase | 382 | 28.7200 GBP | |||
Purchase | 458 | 28.6979 GBP | |||
Purchase | 485 | 32.7120 EUR | |||
Purchase | 560 | 32.8800 EUR | |||
Purchase | 827 | 32.8092 EUR | |||
Purchase | 833 | 32.9031 EUR | |||
Purchase | 1,050 | 29.1180 GBP | |||
Purchase | 1,138 | 28.7375 GBP | |||
Purchase | 1,170 | 32.6700 EUR | |||
Purchase | 1,223 | 32.7380 EUR | |||
Purchase | 1,250 | 28.7000 GBP | |||
Purchase | 1,253 | 28.5327 GBP | |||
Purchase | 1,263 | 32.7100 EUR | |||
Purchase | 1,763 | 28.8001 GBP | |||
Purchase | 1,856 | 32.7400 EUR | |||
Purchase | 1,978 | 29.1276 GBP | |||
Purchase | 2,266 | 32.8163 EUR | |||
Purchase | 2,370 | 32.7300 EUR | |||
Purchase | 2,760 | 33.0284 EUR | |||
Purchase | 3,259 | 32.9800 EUR | |||
Purchase | 3,642 | 32.2831 EUR | |||
Purchase | 3,815 | 28.6430 GBP | |||
Purchase | 4,178 | 28.8421 GBP | |||
Purchase | 4,572 | 29.1986 GBP | |||
Purchase | 5,168 | 32.8350 EUR | |||
Purchase | 5,347 | 32.8945 EUR | |||
Purchase | 7,657 | 33.5000 EUR | |||
Purchase | 10,000 | 29.8006 GBP | |||
Purchase | 10,609 | 33.0101 EUR | |||
Purchase | 12,493 | 32.6593 EUR | |||
Purchase | 21,283 | 29.1488 GBP | |||
Purchase | 21,812 | 32.8996 EUR | |||
Purchase | 25,000 | 28.7087 GBP | |||
Purchase | 33,029 | 33.3031 EUR | |||
Purchase | 34,571 | 28.6825 GBP | |||
Purchase | 45,784 | 32.7230 EUR | |||
Purchase | 47,440 | 32.8210 EUR | |||
Purchase | 49,664 | 32.6448 EUR | |||
Purchase | 68,843 | 28.6098 GBP | |||
Purchase | 72,646 | 32.8245 EUR | |||
Purchase | 100,000 | 33.0898 EUR | |||
Purchase | 319,968 | 28.5955 GBP | |||
Sale | 21 | 33.0600 EUR | |||
Sale | 35 | 27.1000 GBP | |||
Sale | 73 | 32.7500 EUR | |||
Sale | 141 | 28.9005 GBP | |||
Sale | 160 | 28.7471 GBP | |||
Sale | 171 | 28.7458 GBP | |||
Sale | 300 | 28.8000 GBP | |||
Sale | 390 | 29.0394 GBP | |||
Sale | 485 | 32.7120 EUR | |||
Sale | 560 | 32.8800 EUR | |||
Sale | 608 | 32.8474 EUR | |||
Sale | 640 | 29.3986 GBP | |||
Sale | 657 | 29.1751 GBP | |||
Sale | 710 | 28.8950 GBP | |||
Sale | 785 | 28.6987 GBP | |||
Sale | 806 | 32.7567 EUR | |||
Sale | 892 | 32.7200 EUR | |||
Sale | 900 | 29.0033 GBP | |||
Sale | 975 | 29.7778 GBP | |||
Sale | 1,168 | 28.8525 GBP | |||
Sale | 1,170 | 32.6700 EUR | |||
Sale | 1,263 | 32.7100 EUR | |||
Sale | 1,497 | 28.6950 GBP | |||
Sale | 1,528 | 32.9325 EUR | |||
Sale | 1,856 | 32.7400 EUR | |||
Sale | 2,370 | 32.7300 EUR | |||
Sale | 2,872 | 29.4656 GBP | |||
Sale | 3,522 | 32.6746 EUR | |||
Sale | 3,917 | 28.6389 GBP | |||
Sale | 4,519 | 32.8978 EUR | |||
Sale | 5,023 | 32.8802 EUR | |||
Sale | 5,077 | 29.0929 GBP | |||
Sale | 5,170 | 32.8485 EUR | |||
Sale | 5,624 | 32.8847 EUR | |||
Sale | 7,500 | 33.5000 EUR | |||
Sale | 10,000 | 32.7243 EUR | |||
Sale | 10,182 | 32.5896 EUR | |||
Sale | 10,341 | 29.2000 GBP | |||
Sale | 10,349 | 33.0258 EUR | |||
Sale | 12,598 | 28.9170 GBP | |||
Sale | 16,137 | 29.0600 GBP | |||
Sale | 16,676 | 28.7993 GBP | |||
Sale | 18,647 | 28.7209 GBP | |||
Sale | 21,774 | 28.4340 GBP | |||
Sale | 25,000 | 29.7814 GBP | |||
Sale | 27,839 | 28.9230 GBP | |||
Sale | 31,620 | 28.7355 GBP | |||
Sale | 32,028 | 32.6690 EUR | |||
Sale | 40,876 | 28.7087 GBP | |||
Sale | 44,689 | 28.6645 GBP | |||
Sale | 119,632 | 32.8015 EUR | |||
Sale | 193,494 | 32.9472 EUR | |||
Sale | 227,611 | 28.8084 GBP |
(b) Derivatives transactions (other than options transactions)
Product Name | Â | Nature of transaction | Â | Number of relevant securities | Â | Price per | |
 |  |  | unit | ||||
€0.001 ordinary shares | Long | 160 | 28.7471 GBP | ||||
€0.001 ordinary shares | Long | 657 | 29.1751 GBP | ||||
€0.001 ordinary shares | Long | 975 | 29.7778 GBP | ||||
€0.001 ordinary shares | Long | 1,700 | 33.0090 EUR | ||||
€0.001 ordinary shares | Long | 2,400 | 28.7374 GBP | ||||
€0.001 ordinary shares | Long | 3,522 | 32.6746 EUR | ||||
€0.001 ordinary shares | Long | 5,000 | 32.9942 EUR | ||||
€0.001 ordinary shares | Long | 5,000 | 32.7207 EUR | ||||
€0.001 ordinary shares | Long | 5,077 | 29.0929 GBP | ||||
€0.001 ordinary shares | Long | 5,624 | 32.8849 EUR | ||||
€0.001 ordinary shares | Long | 9,831 | 29.2000 GBP | ||||
€0.001 ordinary shares | Long | 10,349 | 33.0258 EUR | ||||
€0.001 ordinary shares | Long | 12,598 | 28.9170 GBP | ||||
€0.001 ordinary shares | Long | 19,000 | 2,877.0000 GBP | ||||
€0.001 ordinary shares | Long | 21,774 | 28.4340 GBP | ||||
€0.001 ordinary shares | Long | 25,000 | 29.7814 GBP | ||||
€0.001 ordinary shares | Long | 27,839 | 28.9230 GBP | ||||
€0.001 ordinary shares | Long | 44,689 | 28.6645 GBP | ||||
€0.001 ordinary shares | Long | 54,104 | 29.1976 GBP | ||||
€0.001 ordinary shares | Long | 56,570 | 32.8782 EUR | ||||
€0.001 ordinary shares | Long | 65,611 | 28.8932 GBP | ||||
€0.001 ordinary shares | Long | 65,851 | 33.2375 EUR | ||||
€0.001 ordinary shares | Long | 106,115 | 28.5191 GBP | ||||
€0.001 ordinary shares | Long | 150,000 | 28.6800 GBP | ||||
€0.001 ordinary shares | Long | 240,321 | 32.7458 EUR | ||||
€0.001 ordinary shares | Short | 156 | 28.7588 GBP | ||||
€0.001 ordinary shares | Short | 253 | 33.6550 EUR | ||||
€0.001 ordinary shares | Short | 766 | 27.2440 GBP | ||||
€0.001 ordinary shares | Short | 833 | 32.9016 EUR | ||||
€0.001 ordinary shares | Short | 1,138 | 28.7375 GBP | ||||
€0.001 ordinary shares | Short | 1,384 | 28.7560 GBP | ||||
€0.001 ordinary shares | Short | 1,763 | 28.8001 GBP | ||||
€0.001 ordinary shares | Short | 1,978 | 29.1276 GBP | ||||
€0.001 ordinary shares | Short | 2,300 | 29.0952 GBP | ||||
€0.001 ordinary shares | Short | 3,815 | 28.6430 GBP | ||||
€0.001 ordinary shares | Short | 4,178 | 28.8421 GBP | ||||
€0.001 ordinary shares | Short | 5,889 | 32.6009 EUR | ||||
€0.001 ordinary shares | Short | 6,000 | 32.9869 EUR | ||||
€0.001 ordinary shares | Short | 6,006 | 28.7784 GBP | ||||
€0.001 ordinary shares | Short | 6,480 | 33.1407 EUR | ||||
€0.001 ordinary shares | Short | 10,000 | 32.9755 EUR | ||||
€0.001 ordinary shares | Short | 12,725 | 32.8464 EUR | ||||
€0.001 ordinary shares | Short | 18,826 | 32.7906 EUR | ||||
€0.001 ordinary shares | Short | 19,000 | 3,276.3922 EUR | ||||
€0.001 ordinary shares | Short | 21,283 | 29.1488 GBP | ||||
€0.001 ordinary shares | Short | 33,029 | 33.3031 EUR | ||||
€0.001 ordinary shares | Short | 59,504 | 28.6669 GBP | ||||
€0.001 ordinary shares | Short | 72,646 | 32.8246 EUR | ||||
€0.001 ordinary shares | Short | 84,075 | 33.0898 EUR | ||||
€0.001 ordinary shares | Short | 105,103 | 32.6424 EUR | ||||
€0.001 ordinary shares | Short | 150,000 | 32.6614 EUR | ||||
€0.001 ordinary shares | Short | 242,500 | 28.5806 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name,
e.g. call option |
 | Writing, selling, purchasing, varying etc. |  | Number of securities to which the option relates (Note 7) |  | Exercise price |  | Type, e.g. American, European etc. |  | Expiry date |  | Option money paid/received per unit (Note 5) |
(ii) Exercising
Product name,
e.g. call option |
 | Number of securities |  | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction
(Note 8) |
 | Details |  |
Price per unit
(if applicable) (Note 5) |
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO |
Date of disclosure: | 6 Jun 2018 | |
Contact name: | Jay Supaya | |
Telephone number: | 020 7773 0635 | |
If a connected EFM, name of offeree/offeror with which connected | ||
If a connected EFM, state nature of connection |
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