Form 8.3 - SPIRE HEALTHCARE GROUP PLC AMENDMENT

Form 8.3 - SPIRE HEALTHCARE GROUP PLC AMENDMENT

BARCLAYS PLC

FORM 8.3 Amendment to sales and purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	SPIRE HEALTHCARE GROUP PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	26 May 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	3,848,428	0.96%	205,678	0.05%
(2)	Cash-settled derivatives:
		150,455	0.04%	3,745,381	0.93%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	3,998,883	1.00%	3,951,059	0.99%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
1p ordinary	Purchase	765	2.4400 GBP
1p ordinary	Purchase	1,715	2.4500 GBP
1p ordinary	Purchase	2,198	2.4466 GBP
1p ordinary	Purchase	2,316	2.3961 GBP
1p ordinary	Purchase	2,950	2.4436 GBP
1p ordinary	Purchase	5,241	2.3950 GBP
1p ordinary	Purchase	6,207	2.4000 GBP
1p ordinary	Purchase	15,878	2.3986 GBP
1p ordinary	Purchase	18,637	2.4427 GBP
1p ordinary	Purchase	19,378	2.4088 GBP
1p ordinary	Purchase	23,282	2.4164 GBP
1p ordinary	Purchase	25,202	2.4127 GBP
1p ordinary	Purchase	25,387	2.3959 GBP
1p ordinary	Purchase	33,946	2.4263 GBP
1p ordinary	Purchase	46,591	2.4081 GBP
1p ordinary	Purchase	50,000	2.4405 GBP
1p ordinary	Purchase	63,658	2.4112 GBP
1p ordinary	Purchase	75,000	2.4301 GBP
1p ordinary	Purchase	76,351	2.4134 GBP
1p ordinary	Purchase	82,647	2.4379 GBP
1p ordinary	Purchase	127,599	2.4107 GBP
1p ordinary	Purchase	250,000	2.4401 GBP
1p ordinary	Purchase	319,979	2.4098 GBP
1p ordinary	Purchase	331,178	2.4290 GBP
1p ordinary	Purchase	600,000	2.4218 GBP
1p ordinary	Purchase	741,182	2.4100 GBP
1p ordinary	Sale	1	2.4502 GBP
1p ordinary	Sale	600	2.4425 GBP
1p ordinary	Sale	603	2.4098 GBP
1p ordinary	Sale	1,341	2.4450 GBP
1p ordinary	Sale	2,430	2.4292 GBP
1p ordinary	Sale	6,016	2.4350 GBP
1p ordinary	Sale	6,964	2.4501 GBP
1p ordinary	Sale	8,570	2.4343 GBP
1p ordinary	Sale	9,097	2.4000 GBP
1p ordinary	Sale	9,645	2.4354 GBP
1p ordinary	Sale	10,499	2.4030 GBP
1p ordinary	Sale	19,251	2.4189 GBP
1p ordinary	Sale	19,647	2.4407 GBP
1p ordinary	Sale	30,375	2.4405 GBP
1p ordinary	Sale	35,072	2.4286 GBP
1p ordinary	Sale	39,963	2.4400 GBP
1p ordinary	Sale	50,153	2.4261 GBP
1p ordinary	Sale	57,457	2.4409 GBP
1p ordinary	Sale	98,397	2.4100 GBP
1p ordinary	Sale	100,267	2.4357 GBP
1p ordinary	Sale	102,703	2.4026 GBP
1p ordinary	Sale	161,609	2.4367 GBP
1p ordinary	Sale	361,205	2.4108 GBP
1p ordinary	Sale	600,000	2.4101 GBP
1p ordinary	Sale	878,941	2.3966 GBP
1p ordinary	Sale	600,000	2.4194 GBP
1p ordinary	Sale	600,000	2.4218 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
1p ordinary	CFD	Long	1	2.4300 GBP
1p ordinary	SWAP	Long	100	2.4349 GBP
1p ordinary	CFD	Long	1,296	2.4059 GBP
1p ordinary	CFD	Long	2,430	2.4292 GBP
1p ordinary	SWAP	Long	3,180	2.4499 GBP
1p ordinary	CFD	Long	14,488	2.4447 GBP
1p ordinary	CFD	Long	14,986	2.4417 GBP
1p ordinary	CFD	Long	22,239	2.4347 GBP
1p ordinary	SWAP	Long	65,090	2.4232 GBP
1p ordinary	SWAP	Long	878,941	2.3966 GBP
1p ordinary	CFD	Short	820	2.4500 GBP
1p ordinary	SWAP	Short	6,353	2.4243 GBP
1p ordinary	SWAP	Short	13,937	2.4182 GBP
1p ordinary	CFD	Short	41,153	2.4440 GBP
1p ordinary	SWAP	Short	71,420	2.4348 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	1 Jun 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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