Form 8.3 - SPIRE HEALTHCARE GROUP PLC

Form 8.3 - SPIRE HEALTHCARE GROUP PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SPIRE HEALTHCARE GROUP PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 November 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? MEDICLINIC INTERNATIONAL PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   1p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,035,649 0.76% 1,565,841 0.39%
           
(2) Cash-settled derivatives:
511,136 0.13% 1,124,457 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,546,785 0.88% 2,690,298 0.67%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
1p ordinary Purchase 28 2.7310 GBP
1p ordinary Purchase 29 2.7320 GBP
1p ordinary Purchase 47 2.7100 GBP
1p ordinary Purchase 359 2.7140 GBP
1p ordinary Purchase 369 2.7250 GBP
1p ordinary Purchase 1,259 2.7371 GBP
1p ordinary Purchase 1,376 2.6737 GBP
1p ordinary Purchase 7,871 2.7050 GBP
1p ordinary Purchase 9,635 2.6968 GBP
1p ordinary Purchase 34,109 2.7129 GBP
1p ordinary Purchase 38,897 2.7200 GBP
1p ordinary Purchase 75,648 2.7281 GBP
1p ordinary Purchase 186,868 2.7118 GBP
1p ordinary Sale 19 2.7100 GBP
1p ordinary Sale 1,259 2.7309 GBP
1p ordinary Sale 1,635 2.6942 GBP
1p ordinary Sale 2,441 2.7198 GBP
1p ordinary Sale 2,871 2.7052 GBP
1p ordinary Sale 4,414 2.7050 GBP
1p ordinary Sale 11,381 2.6974 GBP
1p ordinary Sale 74,039 2.7144 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
1p ordinary CFD Long 1,259 2.7309 GBP
1p ordinary SWAP Long 2,795 2.6953 GBP
1p ordinary SWAP Long 11,207 2.6964 GBP
1p ordinary SWAP Long 65,273 2.7177 GBP
1p ordinary SWAP Short 700 2.7287 GBP
1p ordinary CFD Short 1,259 2.7371 GBP
1p ordinary SWAP Short 1,782 2.7183 GBP
1p ordinary CFD Short 2,000 2.7322 GBP
1p ordinary SWAP Short 3,927 2.7276 GBP
1p ordinary CFD Short 18,481 2.7334 GBP
1p ordinary SWAP Short 21,528 2.7129 GBP
1p ordinary CFD Short 22,422 2.7229 GBP
1p ordinary CFD Short 34,745 2.7286 GBP
1p ordinary SWAP Short 38,813 2.7186 GBP
1p ordinary SWAP Short 92,427 2.6970 GBP
1p ordinary SWAP Short 95,230 2.7261 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 20 Nov 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Spire Healthcare Group (SPI)
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