Holding(s) in Company

Holding(s) in Company

St. James's Place

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

St James’s Place Plc

2. Reason for notification (yes/no)

An acquisition or disposal of voting rights

  No

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

An event changing the breakdown of voting rights

No

Other (please specify): Voluntary baseline disclosure in line with the UK implementation of the Amended Transparency Directive

Yes

3. Full name of person(s) subject to notification obligation:

  Ameriprise Financial, Inc. and its group

4. Full name of shareholder(s) (if different from 3):

Bank Lombard Odier & Co Ltd

BNP Paribas Nominees Pty Limited

BNY (OCS) Nominees Limited

Chase Nominees Limited

Harewood Nominees Limited

HSBC Global Custody Nominees (UK) Ltd

Nortrust Niminees Ltd

Royal Trust Corp of Canada

Securities Services Nominees Limited

State Street Bank & Trust Boston

The Bank of New York (Nominees) Limited

Vidacos Nominees Ltd

5. Date of transaction and date on which the threshold is crossed or reached:

N/A - Voluntary baseline disclosure in line with the UK implementation of the Amended Transparency Directive

6. Date on which issuer notified:

30th November 2015

7. Threshold(s) that is/are crossed or reached:

Voluntary baseline disclosure in line with the UK implementation of the Amended Transparency Directive
8: Notified Details    
A: Voting rights attached to shares    
Class/type of shares

If possible use ISIN code

  Situation previous to the triggering transaction   Resulting situation after the triggering transaction
Number of shares   Number of voting rights Number of shares   Number of voting rights   Percentage of voting rights

Direct

Direct

 

Indirect

Direct

 

Indirect

GB0007669376

 

 

27,806,089

27,806,089

308,025

308,025

27,876,481

0.059%

5.321%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument   Expiration date   Exercise/ conversion period   No. of voting rights that may be acquired if the instrument is exercised/converted.   Percentage of voting rights
  523,882,883      
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument   Exercise Price   Expiration date   Exercise / conversion period   No. of voting rights instrument refers to   Percentage of voting rights
          Nominal   Delta
Total (A+B+C)
Number of voting rights   Percentage of voting rights
28,184,506 5.380%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Threadneedle Asset Management Limited (5.219%)

Columbia Management Investment Advisers, LLC (0.161%)

 

Columbia Management Investment Advisers, LLC is wholly owned by Ameriprise Financial, Inc.

 

Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited, which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise Financial, Inc.

Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information:   The Shares referred to in section 9 of this form are held in portfolios and funds managed on a discretionary basis by the entities set out in section 9.

Please note that the Shares are held through certain nominee companies.

14 Contact name: Mark Powney, Threadneedle Group

Kay Fraser, St. James’s Place plc

15. Contact telephone name: +44 (0) 1793 363 135

+44 (0) 1285 87 87 62

UK 100

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