TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
The European Investment Trust plc | |||
2. Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: |
Wells Capital Management, Inc. | |||
4. Full name of shareholder(s) (if different from 3.): |
||||
5. Date of the transaction and date on which the threshold is crossed or reached: |
February 1, 2017 | |||
6. Date on which issuer notified: | February 2, 2017 | |||
7. Threshold(s) that is/are crossed or reached: |
13% | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares | |||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||||||||||||
Direct | Direct | Indirect | Direct | Indirect | |||||||||||||
GB0003295010 | 5,585,683 | 5,585,683 | 5,675,683 | 5,675,683 | 13.51% | ||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | ||||||||||||
Nominal | Delta | ||||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
5,675,683 | 13.51% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
|
Proxy Voting: | |
10. Name of the proxy holder: | Wells Capital Management, Inc. |
11. Number of voting rights proxy holder acquired: | 90,000 |
12. Date on which proxy holder acquired voting rights: | February 1, 2017 |
13. Additional information: | |
14. Contact name: | Hannah Kim |
15. Contact telephone number: | 1-415-222-5030 |