Director/PDMR Shareholding
Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Arnold W. Donald | |
| 2 | Reason for the notification | ||
| a) | Position/status | President, Chief Executive Officer & Director of Carnival Corporation & plc | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of shareholder equity alignment restricted stock units (“SEA RSUsâ€) pursuant to the Carnival Corporation 2011 Stock Plan. Each SEA RSU represents one share of Carnival Corporation (“Carnivalâ€) common stock. The SEA RSUs vest as a percentage of the target number granted based on achievement of pre-defined goals. Each holder of SEA RSUs may earn 0%-300% of the stated target amount of SEA RSUs adjusted based on the compound annual growth rate of absolute total shareholder return over the 2018-2020 fiscal year’s period, which is then modified from 33%-200% by Carnival’s ranking relative to the compound annual growth rate of the total shareholder return of Carnival Corporation & plc’s fiscal 2017 peer group, for the same period. The overall potential earned value is capped at 7 times the grant date target value. | |
| c) | Price(s) and volume(s) | Price(s) $.00 |
Volume(s) 35,000 |
| d) | Aggregated information - Aggregated volume - Price |
35,000 $.00 |
|
| e) | Date of the transaction | 2018-4-10 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Sir Jonathon Band | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Jason Glen Cahilly | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Helen Deeble | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Richard Glasier | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Debra Kelly-Ennis | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Sir John Parker | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Stuart Subotnick | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Laura Weil | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Randall Weisenburger | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4 | Details of the transaction | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 2,749 |
| d) | Aggregated information - Aggregated volume - Price |
2,749 $0.00 |
|
| e) | Date of the transaction | 2018-04-11 | |
| f) | Place of the transaction | Off Market | |
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
Friday, 3rd January 2025
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