TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying Carnival PLC
issuer of existing shares to which voting rights
are attached:
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which voting
rights are attached
An acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s) subject to Thornburg Investment Management Inc.
the
notification obligation:
4. Full name of shareholder(s) N/A
(if different from 3.):
5. Date of the transaction and date 16 December 2013
on
which the threshold is crossed or
reached:
6. Date on which issuer notified: 3 January 2014
7. Threshold(s) that is/are crossed Below 9% voting rights
or
reached:
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible Number Number Number Number of voting % of voting
using of of of rights rights
the ISIN CODE Shares Voting shares
Rights
Direct Direct Indirect Direct Indirect
ORD Below 10% Below 10% N/A N/A 16,291,165 N/A 8.94%
3121522
(SEDOL)
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may be rights
acquired if the
instrument is
exercised/
converted.
N/A
Total (A+B)
Number of voting rights Percentage of voting rights
16,291,165 8.94%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Thornburg Investment Management holds these shares as discretionary Investment
Manager.
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will N/A
cease
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights:
13. Additional information:
14. Contact name: Arnaldo Perez
15. Contact telephone number: 1-305-599-2600
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Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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