For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Fidelity Japanese Values PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | Shares outstanding increased | X | |||
3. Full name of person(s) subject to the notification obligation: iii |
Lazard Asset Management LLC | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
J.P.Morgan Chase - SWIFT Mellon Trust Morgan Guaranty – Personal Custody Northern Trust Co State Street Bank – Master Tr - ETC State Street Bank – Custody Master Trust |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
10 May 2016 | ||||
6. Date on which issuer notified: | 11 May 2016 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Decrease from 19% to 18% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0003328555 | 25,288,628 | 25,288,628 | 18.561% | |||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
25,288,628 | 18.561% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Lazard Asset Management LLC controls all the voting rights held of this issuer. |
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Legal & Compliance Department | |
15. Contact telephone number: | 0207 448 2165 | |
B: Identity of the notifier, if applicable | ||
Full name | Natalia de Sousa For and on behalf of FIL Investments International | |
Contact address | Kingswood Fields, Millfield Lane, Lower Kingswood, Tadworth, Surrey KT20 6RB | |
Phone number & email | 01737 837846 | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Authorised to make this filing under power of attorney | |
C: Additional information | ||
None | ||