Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R; (ii) a disclosure made in accordance with section 793 of the Companies Act (2006); or (iii) in accordance with paragraph 26 of the Model Code. |
Finsbury Growth & Income Trust PLC | DTR 3.1.2 R | ||
3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Nick Train | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
As in 3 above. | Ordinary shares of 25p nominal value each | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
8. | State the nature of the transaction |
Not stated | Acquisition | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
15,000 Ordinary shares | 0.01% | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
N/A | N/A | ||
13. | Price per share or value of transaction |
14. | Date and place of transaction |
598 pence per share | London, 7 April 2016 | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
663,981 Ordinary Shares = 0.51% of the issued share capital of the Company. | 7 April 2016 |
Name of authorised official of issuer responsible for making notification: Katherine Manson Frostrow Capital LLP Company Secretary Date of notification: 7 April 2016 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |