TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
FINSBURY GROWTH & INC TRUST PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: iii |
RATHBONE BROTHERS PLC | |||
4. Full name of shareholder(s) (if different from 3.):iv |
RATHBONE BROTHERS PLC Rathbone Investment Management Ltd Rathbones Investment Management International Ltd |
|||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
24th August 2015 | |||
6. Date on which issuer notified: | 26th August 2015 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii |
5% | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix |
|||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
GB0007816068 Ordinary Shares 25p |
5,835,963 |
4.99% |
N/A |
N/A |
5,910,625 |
N/A |
5.02% |
||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
N/A |
N/A |
N/A |
N/A |
N/A |
|||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||
N/A |
N/A |
N/A |
N/A |
N/A |
Nominal | Delta | |||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
5,910,625 |
5.02% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
|||||||||||||||||
RATHBONE BROTHERS PLC* Rathbone Investment Management Ltd 4.94% Rathbones Investment Management International Ltd 0.08% * Rathbone Brothers Plc is the holding company of the following. |
|||||||||||||||||
Proxy Voting: | |||||||||||||||||
10. Name of the proxy holder: | |||||||||||||||||
11. Number of voting rights proxy holder will cease to hold: |
|||||||||||||||||
12. Date on which proxy holder will cease to hold voting rights: |
|||||||||||||||||
13. Additional information: |
Total voting rights used as a denominator: 117,810,212 – correct as at 24th August 2015 |
||||||||||||||||
14. Contact name: | Victoria Hale, Company Secretary for and on behalf of Frostrow Capital LLP | ||||||||||||||||
15. Contact telephone number: | 020 3170 8732 |