TR-1 : Notification of major interests in shares
1.Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Tullett Prebon plc
2. Reason for the notification (please tick the appropriate box or boxes)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:
Aviva plc & its subsidiaries
4. Full name of shareholder(s) (if different from 3.)
Registered Holder:
BNY Norwich Union Nominees Limited 4,148,456*
Chase GA Group Nominees Limited 12,866,232*
Chase Nominees Limited 622,472*
CUIM Nominee Limited 2,565,910*
* denotes direct interest
Chase Nominees Limited 3,857,894
Vidacos Nominees Limited 1,185,521
5. Date of the transaction (and date on which the threshold crossed or reached if different):
12 March 2009
6. Date on which issuer notified:
13 March 2009
7. Threshold(s) that is / are crossed or reached
12% to 11% Change at Combined Interest Level
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous to Resulting situation after the triggering
of shares the Triggering transaction
transaction
if possible
using the Number of Number of Number of Number of voting % of voting
ISIN CODE Shares Voting shares rights ix rights
Rights
viii Direct Direct Indirect Direct Indirect
x xi
Ordinary
Shares
27,389,314 27,389,314 20,203,070 20,203,070 5,043,415 9.38% 2.34%
GB00B1H0DZ51
B: Financial Instruments
Resulting situation after the triggering transaction xii
Type of Expiration Exercise/ Number of voting rights that may % of
financial date xiii Conversion be acquired if the instrument is voting
instrument Period/ Date exercised/ converted. rights
xiv
N/A
Total (A+B)
Number of voting rights % of voting rights
25,246,485 11.72%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable xv:
The voting rights are managed and controlled by Aviva Investors Global Services
Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
Aviva plc (Parent Company)
Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group
Holdings Limited)
Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva
Investors Holdings Limited)
Proxy Voting:
10. Name of the proxy holder: See Section 4
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Figures are based on a total number of
voting rights of 215,313,584.
14. Contact name: Neil Whittaker
15. Contact telephone number: 01603 684420
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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