For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Tullett Prebon plc
attached:ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights √
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person
(s) subject to the Aviva plc & its subsidiaries
notification
obligation:iii
Registered Holder:
BNY Norwich Union Nominees Limited 1,187,685*
4. Full name of Chase (GA Group) Nominees Limited 6,785,023*
shareholder(s)
(if different from Chase Nominees Limited 341,159*
3.):iv
CUIM Nominee Limited 144,500*
*denotes direct
interest
5. Date of the
transaction and date
on 23 July 2009
which the threshold is
crossed or
reached: v
6. Date on which 24 July 2009
issuer notified:
7. Threshold(s) that
is/are crossed or 4% to 3% Change at Direct Interest Level
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible Number Number Number Number of voting % of voting
using of of of shares rights rights x
the ISIN Shares Voting
CODE Rights Direct Direct xi Indirect Direct Indirect
xii
Ordinary
Shares
10,472,397 10,472,397 8,458,367 8,458,367 Not 3.93% Not
GB00B1H0DZ51 Disclosable Disclosable
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period xiv rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting
financial date xvii Conversion instrument refers to rights xix,
instrument period xx
xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
8,458,367 3.93%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
The voting rights are managed and controlled by Aviva Investors Global Services
Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
Aviva plc (Parent Company)
Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group
Holdings Limited)
Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva
Investors Holdings Limited)
Proxy Voting:
10. Name of the proxy holder: See Section 4
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Figures are based on a total number of voting rights of
215,313,584.
14. Contact name: Neil Whittaker
15. Contact telephone number: 01603 684420
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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