Unicorn AIM VCT plc
Annual Information Update
15 December 2010
In accordance with Prospectus Rule 5.2, the following information has been
published or made available to the public from 1 October 2009 to 15 December
2010.
Announcements listed as published on the London Stock Exchange have been
published via a Regulatory Information Service and can be found on
www.londonstockexchange.com Copies of documents filed with Companies House can
be obtained from Companies House or, if you are a registered user, through
Companies House Direct at www.direct.companieshouse.gov.uk.
Some of the information referred to below was provided as at a specific date
and may now be out of date.
Date Description
STOCK EXCHANGE
1 October 2009 Transaction in own shares
1 October 2009 Total voting rights
8 October 2009 Net asset value
8 October 2009 Annual information update
6 November 2009 Net asset value
4 December 2009 Annual financial report
4 December 2009 Prior notice of merger
8 December 2009 Net asset value
15 December 2009 Transaction in own shares
24 December 2009 Total voting rights
7 January 2010 Net asset value
29 January 2010 Merger update
4 February 2010 Net asset value
17 February 2010 Interim management statement
26 February 2010 Result of AGM & EGM
8 March 2010 Net asset value
9 March 2010 Share consolidation, merger
update and board changes
11 March 2010 Merger update
13 April 2010 Amendment to terms of Investment
Management Arrangements
14 April 2010 Net asset value
12 May 2010 Net asset value
19 May 2010 Half-yearly report for the six
months ended 31 March 2010
24 May 2010 Transaction in own shares
28 May 2010 Total voting rights
4 June 2010 Net asset value
14 June 2010 Transaction in own shares
24 June 2010 Transaction in own shares
30 June 2010 Total voting rights
8 July 2010 Net asset value
13 July 2010 Transaction in own shares
2 August 2010 Total voting rights
4 August 2010 Net asset value
9 August 2010 Transaction in own shares
18 August 2010 Interim management statement
31 August 2010 Total voting rights
7 September 2010 Net asset value
10 September 2010 Transaction in own shares
24 September 2010 Transaction in own shares
30 September 2010 Total voting rights
12 October 2010 Net asset value
8 November 2010 Net asset value
24 November 2010 Annual Financial Report
6 December 2010 Net asset value
8 December 2010 Transaction in own shares
14 December 2010 Publication of Prospectus -
Offer for Subscription to raise
up to £15 million through the
issue of new shares.
14 December 2010 Annual Financial Report -
Documents submitted to the
National Storage Mechanism
COMPANIES HOUSE
5 October 2009 AD02 SAIL Address created
5 October 2009 AD03 - Register of members moved
to SAIL address
15 October 2009 CH01 - change of directors'
particulars
19 October 2009 CH01 - change of directors'
particulars
5 November 2009 SH03 - return for purchase of
own shares
15 January 2010 SH03 - return for purchase of
own shares
11 March 2010 TM01 - directors' appointment
terminated
15 March 2010 SH03 - return for purchase of
own shares
15 March 2010 SH08 - notice of name or other
designation of class of shares
15 March 2010 CC04 - statement of company's
objects
15 March 2010 Notice of resolutions passed at
Extraordinary General Meeting
15 March 2010 Amendment to Articles of
Association
15 March 2010 SH01 Statement of capital
16 March 2010 AP01 - appointment of director
25 March 2010 AP01 - appointment of director
30 March 2010 Full accounts made up to 30/09/
09
24 June 2010 SH03 - return for purchase of
own shares
7 July 2010 SH03 - return for purchase of
own shares
14 July 2010 SH03 - return for purchase of
own shares
4 August 2010 SH03 - return for purchase of
own shares
6 September 2010 Statement of capital
6 September 2010 AR01 - Annual return
14 September 2010 SH03 - return for purchase of
own shares
21 September 2010 SH03 - return for purchase of
own shares
7 October 2010 SH03 - return for purchase of
own shares
In accordance with the provisions of Article 27.3 of the Prospectus Directive
Regulation, we confirm that to the best of our knowledge, information relating
to 'Holdings in Company' and 'Directors' Shareholdings' is up to date at the
date of this announcement but it is acknowledged that such disclosures may, at
any time, become out of date, due to changing circumstances.
Copies of information released can be obtained through the Company Secretary at
the Company's Registered Office at One Vine Street, London, W1J 0AH.
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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