NOTIFICATION OF MAJOR INTERESTS IN SHARES
On 3 June 2009 3i Group plc ('the Issuer') was notified of the following details relating to a major interest in its shares.
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
3i Group plc
2. Reason for the notification:
An acquisition or disposal of voting rights.
3. Full name of person(s) subject to the notification obligation:
Credit Suisse Group AG
4. Full name of shareholder(s) (if different from 3):
Credit Suisse
Credit Suisse Securities (Europe) Limited
Credit Suisse International
5. Date of the transaction and date on which the threshold is crossed or reached:
01/06/2009
6. Date on which issuer notified:
03/06/2009
7. Threshold(s) that is/are crossed or reached:
3%
8. Notified details:
A: Voting rights attached to shares |
|||||||
Class/type of shares |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
if possible using the ISIN CODE |
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
Direct |
Direct |
Indirect |
Direct |
Indirect |
||
GB00B1YW4409 |
N/A |
N/A |
N/A |
N/A |
12,378,570 |
N/A |
2.93% |
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
N/A |
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights |
|
|
|
|
|
|
Nominal |
Delta |
Convertible Bond XS0364710425 |
N/A |
29.05.2011 |
Conversion Rights may be exercised at any time during the period from 9 July 2008 to the close of business on (i) the date falling six London business days prior to the Final Maturity Date (both days inclusive) or (ii) if the Bonds shall have been called for redemption prior to the Final Maturity Date, the date falling six London business days prior to the date fixed for redemption |
428,516 |
0.10% |
N/A |
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
12,807,086 |
3.03% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
1. Credit Suisse Group AG
2. Credit Suisse
2.1. Credit Suisse Securities (Europe) Ltd
2.2. Credit Suisse International
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
Issuer contact details:
Jackie Harper, Group Secretariat
Telephone: 020 7975 3530