Correction - Director/PDMR Shareholding

RNS Number : 7352W

AJ Bell PLC

12 December 2019

 

CORRECTION: The "Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them" announcement released 12 December at 12:41 under RNS number 7112W has been amended as follows:

a)   The price per share in relation to the table for the Sale of Ordinary Shares by Charles Galbraith should read "400 pence";

b)   The price per share in relation to the table for the Sale of Ordinary Shares by Louis Petherick should read "400 pence";

c)   The price per share in relation to the table for the Sale of Ordinary Shares by Roger Stott should read "400 pence";

d)   The inclusion of Fergus Lyons in the table of PDMRS who purchased shares under the Company's Buy As You Earn scheme should not have been included so it and the related table for the Purchase of shares under BAYE by Fergus Lyons have been removed.

All other details remain unchanged. The full amended text is shown below.

AJ Bell plc

("AJ Bell", the "Company")

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company announces that, subject to completion, where applicable, it has been notified of the below transactions on 11 and 12 December 2019 (Transactions). 

(1)  Those persons discharging managerial responsibility (PDMR) in the Company who are named in column (1) of the below table sold the number of ordinary shares of £0.000125 each in the Company (Ordinary Shares) set alongside their respective names in column (2) of the below table on 11 December 2019 in the placing which was announced yesterday of an aggregate of 6,422,905 Ordinary Shares which were sold by certain directors, senior managers and employees of the Company at a price of 400 pence per share (Placing).

(1)	(2)
PDMR	Number of Ordinary Shares sold
Directors
Les Platts	66,993
Michael Summersgill	435,809
Laura Carstensen	52,045
Eamonn Flanagan	5,500
Simon Turner	30,000
Senior Managers
Fergus Lyons	895,250
Charles Galbraith	700,000

(2)  Those persons who are named in column (1) of the below table, who are persons closely associated (PCA) with the PDMRs named in column (2) of the below table, sold the number of Ordinary Shares set alongside their respective names in column (3) of the below table on 11 December 2019 in the Placing.

(1)	(2)	(3)
PCA	PDMR	Number of Ordinary Shares sold
Lucy Summersgill	Michael Summersgill	3,500
Marion Flanagan	Eamonn Flanagan	10,000
Caroline Anne Lyons	Fergus Lyons	3,500
Laura Helen Petherick	Louis Petherick	147,950
Julie Stott	Roger Stott	412,448

(3)  Those PDMRS who are named in column (1) of the below table exercised nominal cost options under the Company's Executive Incentive Plan (EIP) on 11 December 2019 to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares on 12 December 2019 at a price of 400 pence per Ordinary Share to pay associated income tax and national insurance contribution liabilities.

(1)	(2)	(3)
PDMR	Number of Ordinary Shares acquired	Number of Ordinary Shares sold
Fergus Lyons	35,587	0
Charles Galbraith	34,315	16,128
Louis Petherick	12,976	9,117
Roger Stott	19,397	6,009

(4)  The PDMRS who are named in column (1) of the below table purchased the number of shares set alongside their respective names in column (2) of the below table under the Company's Buy As You Earn scheme (BAYE) on 11 December 2019 at a price of £1.60 per Ordinary Share.

(1)	(2)
PDMR	Number of Ordinary Shares acquired
Charles Galbraith	1,125
Roger Stott	1,125
Bruce Robinson	1,125

(5)  Following completion of the Transactions, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.

(1)	(2)	(3)
PDMR	Number of shares in which interested	% of issued share capital
Les Platts	602,942	0.15
Michael Summersgill	1,850,800	0.45
Laura Carstensen	52,045	0.01
Eamonn Flanagan	151,090	0.04
Simon Turner	279,142	0.07
Fergus Lyons	18,760,110	4.59
Charles Galbraith	2,765,320	0.68
Louis Petherick	171,983	0.04
Roger Stott	448,884	0.11
Bruce Robinson	566,386	0.14

The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further details.

ENQUIRIES

AJ Bell                             

·    Bruce Robinson, Company Secretary                                           [phone]

 

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Les Platts
2	Reason for the notification
a)	Position/status	Chairman/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	66,993
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Michael Summersgill
2	Reason for the notification
a)	Position/status	Chief Financial Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	435,809
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Laura Carstensen
2	Reason for the notification
a)	Position/status	Non-Executive Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	52,045
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Eamonn Flanagan
2	Reason for the notification
a)	Position/status	Non-Executive Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	5,500
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Simon Turner
2	Reason for the notification
a)	Position/status	Non-Executive Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	30,000
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Fergus Lyons
2	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Investcentre
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	895,250
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Charles Galbraith
2	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Youinvest/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	700,000
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Lucy Summersgill
2	Reason for the notification
a)	Position/status	PCA with Michael Summersgill, Chief Financial Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	3,500
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Marion Flanagan
2	Reason for the notification
a)	Position/status	PCA with Eamonn Flanagan, Non-Executive Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	10,000
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Caroline Anne Lyons
2	Reason for the notification
a)	Position/status	PCA with Fergus Lyons, Managing Director, AJ Bell Investcentre/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	3,500
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Laura Helen Petherick
2	Reason for the notification
a)	Position/status	PCA with Louis Petherick, Chief Risk Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	147,950
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Julie Stott
2	Reason for the notification
a)	Position/status	PCA with Roger Stott, Group Finance Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each   GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	412,448
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Fergus Lyons
2	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Investcentre
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP Options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	35,587
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Charles Galbraith
2	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Youinvest/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP Options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	34,315
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Louis Petherick
2	Reason for the notification
a)	Position/status	Chief Risk Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP Options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	12,976
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Roger Stott
2	Reason for the notification
a)	Position/status	Group Finance Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each   GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP Options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	19,397
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Charles Galbraith
2	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Youinvest/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	16,128
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	12 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Louis Petherick
2	Reason for the notification
a)	Position/status	Chief Risk Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	6,009
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	12 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Roger Stott
2	Reason for the notification
a)	Position/status	Group Finance Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each   GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		400 pence	9,117
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	12 December 2019
g)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Charles Galbraith
2	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Youinvest/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Purchase of shares under BAYE
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		160 pence	1,125
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Roger Stott
2	Reason for the notification
a)	Position/status	Group Finance Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each   GB00BFZNLB60
b)	Nature of the transaction	Purchase of shares under BAYE
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		160 pence	1,125
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Bruce Robinson
2	Reason for the notification
a)	Position/status	Group Legal Service Director and Company Secretary/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Purchase of shares under BAYE
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		160 pence	1,125
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	11 December 2019
g)	Place of the transaction	Outside a trading venue

Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)

Date of notification: 12 December 2019 

 

END

 

 

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