Albion Enterprise VCT PLC : Director/PDMR Share...
ALBION ENTERPRISE VCT PLC
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24 - see below.
(2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24 - N/A.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24 - N/A.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24 - N/A.
1. Name of the issuer
Albion Enterprise VCT PLC
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(c) a disclosure made in accordance with section 793 of the Companies Act 2006; or
(iii) both (i) and (ii)
Notification in accordance with (iii)
3. Names of persons discharging managerial responsibilities/director
M Packe (Director - Albion Enterprise VCT PLC)
Lady Janet Balfour of Burleigh (Director - Albion Enterprise VCT PLC)
P H Reeve (Director - Albion Enterprise VCT PLC and Managing Partner - Albion Ventures LLP, the Investment Manager)
W Fraser-Allen (Deputy Managing Partner - Albion Ventures LLP)
I A Anstis (Operations Partner - Albion Ventures LLP)
R Whitby-Smith (Partner - Albion Ventures LLP)
E Gigov (Partner - Albion Ventures LLP)
C Ruedig (Investment Manager - Albion Ventures LLP)
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Direct for all and connected persons for M Packe (J Packe) and Lady Janet Balfour of Burleigh (Lord Robert Balfour of Burleigh)
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
The notification is in respect of direct holdings and connected persons of the individuals referred to in 3 and 4.
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
New Ordinary shares of 50p each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
M Packe - 116,278 Ordinary shares (J Packe - 2,555 Ordinary Shares)
Lady Janet Balfour of Burleigh - 12,052 Ordinary shares (Nominee) (Lord Robert Balfour of Burleigh - 1,702 Ordinary shares) (Nominee)
P H Reeve - 51,827 Ordinary shares
W Fraser-Allen - 1,702 Ordinary shares
I A Anstis - 6,880 Ordinary shares
R Whitby-Smith - 1,702 Ordinary shares
E Gigov - 6,877 Ordinary shares
8. State the nature of the transaction
Issue of New Ordinary shares under the first allotment of the Albion VCTs Linked Top Up Offer 2011/12.
9. Number of shares, debentures or financial instruments relating to shares acquired
M Packe - 12,942 Ordinary shares
Lady Janet Balfour of Burleigh - 1,725 Ordinary shares (Lord Robert Balfour of Burleigh - 1,725 Ordinary shares)
P. H. Reeve - 1,725 Ordinary shares
W Fraser-Allen - 1,725 Ordinary shares
I A Anstis - 2,588 Ordinary shares
R Whitby-Smith - 1,725 Ordinary shares
E Gigov - 1,725 Ordinary shares
C Ruedig - 3,451 Ordinary shares
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.092% (Ordinary shares)
11. Number of shares, debentures or financial instruments relating to shares disposed
Nil
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£0.904 per New Ordinary share
14. Date and place of transaction
10 January 2012
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
M Packe - 129,220 Ordinary shares (0.398%) (J Packe - 2,555 Ordinary shares 0.008%)
Lady Janet Balfour of Burleigh - 13,777 Ordinary shares (0.042%) (Lord Robert Balfour of Burleigh - 3,427 Ordinary shares (0.011%)
P H Reeve - 53,552 Ordinary shares (0.165%)
W Fraser-Allen - 3,427 Ordinary shares (0.011%)
I A Anstis - 9,468 Ordinary shares (0.029%)
R Whitby-Smith - 3,427 Ordinary shares (0.011%)
E Gigov - 8,602 Ordinary shares (0.027%)
C Ruedig - 3,451 Ordinary shares (0.011%)
16. Date issuer informed of transaction
10 January 2012
Name of contact and telephone number for queries
Isabel Dolan - tel: 020 7601 1850
Partner of Albion Ventures LLP as Company Secretary to Albion Enterprise VCT PLC
12 January 2012
This announcement is distributed by Thomson Reuters on behalf of Thomson Reuters clients.
The owner of this announcement warrants that:
(i) the releases contained herein are protected by copyright and other applicable laws; and
(ii) they are solely responsible for the content, accuracy and originality of the
information contained therein.
Source: Albion Enterprise VCT PLC via Thomson Reuters ONE
The owner of this announcement warrants that:
(i) the releases contained herein are protected by copyright and other applicable laws; and
(ii) they are solely responsible for the content, accuracy and originality of the
information contained therein.
Source: Albion Enterprise VCT PLC via Thomson Reuters ONE
HUG#1577102
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