For immediate release |
15 July 2010 |
Alliance Pharma plc
TR-1: Notification of major interests in shares
1. Identity of the issuer or the underlying issuer
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Alliance Pharma plc
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2. Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights |
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Other (please specify):
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3. Full name of person(s) subject to the |
Aviva plc & its subsidiaries |
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4. Full name of shareholder(s)
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Registered Holder: |
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BNY Norwich Union Nominees Limited |
947,922* |
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Chase (GA Group) Nominees Limited |
6,261,316* |
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CUIM Nominee Limited |
2,770,404* |
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*denotes direct interest |
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BNP Paribas -London |
2,237,424 |
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Chase Nominees Limited |
7,446,838 |
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State Street Nominees Limited |
1,852,851 |
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5. Date of the transaction and date on
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14 July 2010 |
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6. Date on which issuer notified: |
15 July 2010 |
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7. Threshold(s) that is/are crossed or
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3% to 4% Change at Direct Interest Level |
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8. Notified details:
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares |
19,516,755 |
19,516,755 |
21,516,755 |
9,979,642 |
11,537,113 |
4.29% |
4.96% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial
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Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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21,516,755 |
9.25% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: • Aviva plc (Parent Company) • Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) • Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) • Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) |
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Proxy Voting: |
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10. Name of the proxy holder: |
See Section 4 |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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14. Contact name: |
Neil Whittaker |
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15. Contact telephone number: |
01603 684420 |
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