Form 8.3 - Anglo American plc

Societe Generale SA
14 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

SOCIETE GENERALE SA

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anglo American plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

13/05/2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes: BHP Group Limited

 

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

USD 0.54945 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1)  Relevant securities owned and/or controlled:

9,067,645

0.68

1,698,668

0.13

(2)  Cash-settled derivatives:

 

3,976,797

0.30

3,942,556

0.29

(3)  Stock-settled derivatives (including options) and agreements to purchase/sell:

350,000

0.03

1,400,000

0.10

TOTAL:

13,394,442

1.0014

7,041,224

0.53

    

 


 

All interests and all short positions should be disclosed.

 

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

GBP

USD 0.54945 ordinary

Purchase

6

27.835

USD 0.54945 ordinary

Purchase

7

27.63

USD 0.54945 ordinary

Purchase

8

27.595

USD 0.54945 ordinary

Purchase

27

27.6

USD 0.54945 ordinary

Purchase

30

27.65

USD 0.54945 ordinary

Purchase

50

27.855

USD 0.54945 ordinary

Purchase

52

27.6

USD 0.54945 ordinary

Purchase

86

27.265

USD 0.54945 ordinary

Purchase

88

27.465

USD 0.54945 ordinary

Purchase

88

27.63

USD 0.54945 ordinary

Purchase

89

27.65

USD 0.54945 ordinary

Purchase

90

27.845

USD 0.54945 ordinary

Purchase

92

27.635

USD 0.54945 ordinary

Purchase

93

27.76

USD 0.54945 ordinary

Purchase

95

27.855

USD 0.54945 ordinary

Purchase

96

27.74

USD 0.54945 ordinary

Purchase

97

27.76

USD 0.54945 ordinary

Purchase

99

27.835

USD 0.54945 ordinary

Purchase

100

27.6

USD 0.54945 ordinary

Purchase

101

27.645

USD 0.54945 ordinary

Purchase

120

27.745

USD 0.54945 ordinary

Purchase

121

27.665

USD 0.54945 ordinary

Purchase

122

27.575

USD 0.54945 ordinary

Purchase

123

27.765

USD 0.54945 ordinary

Purchase

127

27.85

USD 0.54945 ordinary

Purchase

148

27.62

USD 0.54945 ordinary

Purchase

185

27.63

USD 0.54945 ordinary

Purchase

194

27.595

USD 0.54945 ordinary

Purchase

5

27.595

USD 0.54945 ordinary

Purchase

96

27.595

USD 0.54945 ordinary

Purchase

101

27.59

USD 0.54945 ordinary

Purchase

101

27.885

USD 0.54945 ordinary

Purchase

12

27.66

USD 0.54945 ordinary

Purchase

13

27.65

USD 0.54945 ordinary

Purchase

26

27.66

USD 0.54945 ordinary

Purchase

28

27.66

USD 0.54945 ordinary

Purchase

31

27.555

USD 0.54945 ordinary

Purchase

42

27.66

USD 0.54945 ordinary

Purchase

75

27.405

USD 0.54945 ordinary

Purchase

92

27.66

USD 0.54945 ordinary

Purchase

128

27.07

USD 0.54945 ordinary

Purchase

131

27.555

USD 0.54945 ordinary

Purchase

143

27.555

USD 0.54945 ordinary

Purchase

144

27.12

USD 0.54945 ordinary

Purchase

156

27.625

USD 0.54945 ordinary

Purchase

170

27.65

USD 0.54945 ordinary

Purchase

180

27.41

USD 0.54945 ordinary

Purchase

213

27.83

USD 0.54945 ordinary

Purchase

225

27.67

USD 0.54945 ordinary

Purchase

242

27.8

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

48

27.07

USD 0.54945 ordinary

Purchase

54

27.07

USD 0.54945 ordinary

Purchase

54

27.07

USD 0.54945 ordinary

Purchase

54

27.07

USD 0.54945 ordinary

Purchase

577

27.07

USD 0.54945 ordinary

Purchase

600

27.07

USD 0.54945 ordinary

Purchase

1,109

27.07

USD 0.54945 ordinary

Purchase

1,246

27.07

USD 0.54945 ordinary

Purchase

1,455

27.07

USD 0.54945 ordinary

Purchase

1,908

27.07

USD 0.54945 ordinary

Purchase

15,608

27.07

USD 0.54945 ordinary

Purchase

919

27.06959

Class of relevant security

 

Purchase/sale

 

Number of securities

 

Price per unit

EUR

 

USD 0.54945 ordinary

Purchase

20

32.3

Class of relevant security

 

Purchase/sale

 

Number of securities

 

Price per unit

GBP

 

USD 0.54945 ordinary

Sale

368

27.66793

USD 0.54945 ordinary

Sale

76

27.72395

USD 0.54945 ordinary

Sale

7

27.36

USD 0.54945 ordinary

Sale

7

27.375

USD 0.54945 ordinary

Sale

7

27.605

USD 0.54945 ordinary

Sale

3

27.415

USD 0.54945 ordinary

Sale

37

27.645

USD 0.54945 ordinary

Sale

7

27.66

USD 0.54945 ordinary

Sale

2

27.14

USD 0.54945 ordinary

Sale

7

27.63

USD 0.54945 ordinary

Sale

1

27.415

USD 0.54945 ordinary

Sale

3

27.415

USD 0.54945 ordinary

Sale

285

27.07

USD 0.54945 ordinary

Sale

7

27.38

USD 0.54945 ordinary

Sale

152

27.07

USD 0.54945 ordinary

Sale

179

27.07

USD 0.54945 ordinary

Sale

291

27.07

USD 0.54945 ordinary

Sale

314

27.07

USD 0.54945 ordinary

Sale

579

27.07

USD 0.54945 ordinary

Sale

1,080

27.07

USD 0.54945 ordinary

Sale

1,221

27.07

USD 0.54945 ordinary

Sale

1,360

27.07

USD 0.54945 ordinary

Sale

1,405

27.07

USD 0.54945 ordinary

Sale

1,485

27.07

USD 0.54945 ordinary

Sale

1,525

27.07

USD 0.54945 ordinary

Sale

1,576

27.07

USD 0.54945 ordinary

Sale

1,672

27.07

USD 0.54945 ordinary

Sale

1,776

27.07

USD 0.54945 ordinary

Sale

2,018

27.07

USD 0.54945 ordinary

Sale

2,105

27.07

USD 0.54945 ordinary

Sale

2,419

27.07

USD 0.54945 ordinary

Sale

2,419

27.07

USD 0.54945 ordinary

Sale

2,640

27.07

USD 0.54945 ordinary

Sale

3,165

27.07

USD 0.54945 ordinary

Sale

3,432

27.07

USD 0.54945 ordinary

Sale

3,757

27.07

USD 0.54945 ordinary

Sale

4,546

27.07

USD 0.54945 ordinary

Sale

26

27.23

USD 0.54945 ordinary

Sale

295

27.23

USD 0.54945 ordinary

Sale

447

27.23

USD 0.54945 ordinary

Sale

80

27.805

USD 0.54945 ordinary

Sale

82

27.85

USD 0.54945 ordinary

Sale

2,492

27.07129

USD 0.54945 ordinary

Sale

140

27.07

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g., CFD

Nature of dealing

e.g., opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit GBP

USD 0.54945 ordinary

CFD

Reducing a short position

368

27.66793

USD 0.54945 ordinary

CFD

Reducing a short position

76

27.72395

USD 0.54945 ordinary

CFD

Increasing a long position

7

27.36

USD 0.54945 ordinary

CFD

Increasing a long position

7

27.375

USD 0.54945 ordinary

CFD

Increasing a long position

7

27.605

USD 0.54945 ordinary

CFD

Increasing a long position

3

27.415

USD 0.54945 ordinary

CFD

Increasing a long position

37

27.645

USD 0.54945 ordinary

CFD

Increasing a long position

7

27.66

USD 0.54945 ordinary

CFD

Increasing a long position

2

27.14

USD 0.54945 ordinary

CFD

Increasing a long position

7

27.63

USD 0.54945 ordinary

CFD

Increasing a long position

1

27.415

USD 0.54945 ordinary

CFD

Increasing a long position

3

27.415

USD 0.54945 ordinary

CFD

Increasing a long position

285

27.07

USD 0.54945 ordinary

CFD

Increasing a long position

7

27.38

Class of relevant security

Product description

e.g., CFD

Nature of dealing

e.g., opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit EUR

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

10

13.00

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

500

15.79

USD 0.54945 ordinary

Listed Put Warrant

Expiry

103

N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

14/05/2024

Contact name:

Paul Jenkins

Telephone number:

+44 20 7676 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 


 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Anglo American PLC

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

EUR

Type

e.g. American, European etc.

Expiry date

USD 0.54945 ordinary

Listed call-option

Sale

250,000

2000

American options

20/12/2024

USD 0.54945 ordinary

Listed call-option

Purchase

250,000

2000

American options

21/06/2024

USD 0.54945 ordinary

Listed call-option

Purchase

250,000

2480

American options

16/08/2024

USD 0.54945 ordinary

Listed call-option

Purchase

100,000

2800

American options

20/12/2024

USD 0.54945 ordinary

Listed Put Option

Sale

150,000

2200

American options

07/05/2024

USD 0.54945 ordinary

Listed Put Option

Sale

150,000

1700

American options

21/06/2024

USD 0.54945 ordinary

Listed Put Option

Purchase

100,000

2800

American options

20/12/2024

USD 0.54945 ordinary

OTC Put Option

Sale

500,000

15

American options

21/06/2024

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

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