Form 8.3 - Anglo American PLC

Societe Generale SA
23 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

SOCIETE GENERALE SA

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anglo American plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

22/05/2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes: BHP Group Limited

 

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

USD 0.54945 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1)  Relevant securities owned and/or controlled:

10,464,390

0.78

1,708,370

0.13

(2)  Cash-settled derivatives:

 

4,123,235

0.31

3,762,854

0.28

(3)  Stock-settled derivatives (including options) and agreements to purchase/sell:

350,000

0.03

1,250,000

0.09

TOTAL:

14,937,625

1.12

6,721,224

0.50

    

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

GBP

USD 0.54945 ordinary

Purchase

45

26.66

USD 0.54945 ordinary

Purchase

45

26.665

USD 0.54945 ordinary

Purchase

110

26.665

USD 0.54945 ordinary

Purchase

69

26.67

USD 0.54945 ordinary

Purchase

359

26.84

USD 0.54945 ordinary

Purchase

81

26.665

USD 0.54945 ordinary

Purchase

68

26.825

USD 0.54945 ordinary

Purchase

73

26.83

USD 0.54945 ordinary

Purchase

4,833

26.8915

USD 0.54945 ordinary

Purchase

53

25.875

USD 0.54945 ordinary

Purchase

75

25.875

USD 0.54945 ordinary

Purchase

133

26.31

USD 0.54945 ordinary

Purchase

115

26.67

USD 0.54945 ordinary

Purchase

132

26.31

USD 0.54945 ordinary

Purchase

139

25.875

USD 0.54945 ordinary

Purchase

138

25.875

USD 0.54945 ordinary

Purchase

141

26.31

USD 0.54945 ordinary

Purchase

69

26.055

USD 0.54945 ordinary

Purchase

125

26.055

USD 0.54945 ordinary

Purchase

135

26.31

USD 0.54945 ordinary

Purchase

141

25.635

USD 0.54945 ordinary

Purchase

141

25.875

USD 0.54945 ordinary

Purchase

149

26.33

USD 0.54945 ordinary

Purchase

158

25.68

USD 0.54945 ordinary

Purchase

161

25.915

USD 0.54945 ordinary

Purchase

106

26.985

USD 0.54945 ordinary

Purchase

204

26.985

USD 0.54945 ordinary

Purchase

204

26.985

USD 0.54945 ordinary

Purchase

204

26.985

USD 0.54945 ordinary

Purchase

262,908

26.625

USD 0.54945 ordinary

Purchase

53

26.5

USD 0.54945 ordinary

Purchase

281

26.5

USD 0.54945 ordinary

Purchase

1,333

26.5

USD 0.54945 ordinary

Purchase

1,333

26.5

USD 0.54945 ordinary

Purchase

3,000

26.35

USD 0.54945 ordinary

Sale

15

26.985

USD 0.54945 ordinary

Sale

500

26.41

USD 0.54945 ordinary

Sale

1

26.825

USD 0.54945 ordinary

Sale

6

26.535

USD 0.54945 ordinary

Sale

2,417

26.985

USD 0.54945 ordinary

Sale

4,833

26.985

USD 0.54945 ordinary

Sale

4,833

26.985

USD 0.54945 ordinary

Sale

8

26.86

USD 0.54945 ordinary

Sale

75

26.865

USD 0.54945 ordinary

Sale

79

25.765

USD 0.54945 ordinary

Sale

111

25.765

USD 0.54945 ordinary

Sale

206

26.86

USD 0.54945 ordinary

Sale

18

26.92

USD 0.54945 ordinary

Sale

25

25.755

USD 0.54945 ordinary

Sale

28

25.755

USD 0.54945 ordinary

Sale

49

26.915

USD 0.54945 ordinary

Sale

49

26.92

USD 0.54945 ordinary

Sale

70

26.92

USD 0.54945 ordinary

Sale

73

25.765

USD 0.54945 ordinary

Sale

111

25.765

USD 0.54945 ordinary

Sale

154

26.86

USD 0.54945 ordinary

Sale

195

26.915

USD 0.54945 ordinary

Sale

212

26.915

USD 0.54945 ordinary

Sale

288

26.86

USD 0.54945 ordinary

Sale

475

25.755

USD 0.54945 ordinary

Sale

577

26.915

USD 0.54945 ordinary

Sale

97

26.475

USD 0.54945 ordinary

Sale

112

26.33

USD 0.54945 ordinary

Sale

1

26.35

USD 0.54945 ordinary

Sale

3

26.6

USD 0.54945 ordinary

Sale

27

26.615

USD 0.54945 ordinary

Sale

39

27.1

USD 0.54945 ordinary

Sale

44

26.355

USD 0.54945 ordinary

Sale

46

27.1

USD 0.54945 ordinary

Sale

51

26.7

USD 0.54945 ordinary

Sale

65

26.615

USD 0.54945 ordinary

Sale

69

26.23

USD 0.54945 ordinary

Sale

83

26.88

USD 0.54945 ordinary

Sale

84

26.555

USD 0.54945 ordinary

Sale

84

26.81

USD 0.54945 ordinary

Sale

85

27.01

USD 0.54945 ordinary

Sale

90

27.195

USD 0.54945 ordinary

Sale

92

26.7

USD 0.54945 ordinary

Sale

94

26.6

USD 0.54945 ordinary

Sale

95

26.135

USD 0.54945 ordinary

Sale

95

27.035

USD 0.54945 ordinary

Sale

96

26.18

USD 0.54945 ordinary

Sale

96

26.35

USD 0.54945 ordinary

Sale

96

26.49

USD 0.54945 ordinary

Sale

96

26.625

USD 0.54945 ordinary

Sale

96

26.88

USD 0.54945 ordinary

Sale

97

26.235

USD 0.54945 ordinary

Sale

97

26.35

USD 0.54945 ordinary

Sale

97

26.535

USD 0.54945 ordinary

Sale

97

26.635

USD 0.54945 ordinary

Sale

97

26.805

USD 0.54945 ordinary

Sale

101

26.635

USD 0.54945 ordinary

Sale

101

26.85

USD 0.54945 ordinary

Sale

103

26.7

USD 0.54945 ordinary

Sale

103

26.765

USD 0.54945 ordinary

Sale

107

26.23

USD 0.54945 ordinary

Sale

108

26.355

USD 0.54945 ordinary

Sale

108

26.675

USD 0.54945 ordinary

Sale

110

26.525

USD 0.54945 ordinary

Sale

112

26.23

USD 0.54945 ordinary

Sale

121

26.675

USD 0.54945 ordinary

Sale

137

26.7

USD 0.54945 ordinary

Sale

145

26.315

USD 0.54945 ordinary

Sale

145

26.77

USD 0.54945 ordinary

Sale

145

27.095

USD 0.54945 ordinary

Sale

150

26.92

USD 0.54945 ordinary

Sale

153

26.295

USD 0.54945 ordinary

Sale

157

26.635

USD 0.54945 ordinary

Sale

160

26.645

USD 0.54945 ordinary

Sale

254

26.89

USD 0.54945 ordinary

Sale

372

26.595

USD 0.54945 ordinary

Sale

3

27.1

USD 0.54945 ordinary

Sale

36

27.1

USD 0.54945 ordinary

Sale

46

27.1

USD 0.54945 ordinary

Sale

95

26.13

USD 0.54945 ordinary

Sale

153

26.85

USD 0.54945 ordinary

Sale

17

26.945

USD 0.54945 ordinary

Sale

80

26.945

USD 0.54945 ordinary

Sale

90

26.69

USD 0.54945 ordinary

Sale

8

26.25

USD 0.54945 ordinary

Sale

14

26.56

USD 0.54945 ordinary

Sale

24

26.965

USD 0.54945 ordinary

Sale

31

27.005

USD 0.54945 ordinary

Sale

43

26.6

USD 0.54945 ordinary

Sale

47

27.025

USD 0.54945 ordinary

Sale

64

26.58

USD 0.54945 ordinary

Sale

71

26.235

USD 0.54945 ordinary

Sale

72

26.685

USD 0.54945 ordinary

Sale

75

26.115

USD 0.54945 ordinary

Sale

89

26.9

USD 0.54945 ordinary

Sale

92

26.37

USD 0.54945 ordinary

Sale

93

26.56

USD 0.54945 ordinary

Sale

95

26.595

USD 0.54945 ordinary

Sale

108

26.58

USD 0.54945 ordinary

Sale

123

26.58

USD 0.54945 ordinary

Sale

123

26.595

USD 0.54945 ordinary

Sale

123

27.025

USD 0.54945 ordinary

Sale

125

26.115

USD 0.54945 ordinary

Sale

128

26.9

USD 0.54945 ordinary

Sale

150

27.005

USD 0.54945 ordinary

Sale

158

26.965

USD 0.54945 ordinary

Sale

160

26.71

USD 0.54945 ordinary

Sale

166

26.235

USD 0.54945 ordinary

Sale

170

26.97

USD 0.54945 ordinary

Sale

173

26.56

USD 0.54945 ordinary

Sale

192

26.395

USD 0.54945 ordinary

Sale

193

26.775

USD 0.54945 ordinary

Sale

200

26.915

USD 0.54945 ordinary

Sale

203

26.73

USD 0.54945 ordinary

Sale

216

26.25

USD 0.54945 ordinary

Sale

231

26.58

USD 0.54945 ordinary

Sale

243

26.075

USD 0.54945 ordinary

Sale

262

26.985

USD 0.54945 ordinary

Sale

263

26.965

USD 0.54945 ordinary

Sale

305

26.77

USD 0.54945 ordinary

Sale

321

26.68

USD 0.54945 ordinary

Sale

326

26.74

USD 0.54945 ordinary

Sale

962

26.6

USD 0.54945 ordinary

Sale

3,505

26.98547

USD 0.54945 ordinary

Sale

10

26.985

Class of relevant security

Purchase/sale

Number of securities

Price per unit

EUR

USD 0.54945 ordinary

Sale

4,833

31.5824

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g., CFD

Nature of dealing

e.g., opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit GBP

USD 0.54945 ordinary

CFD

Increasing a short position

45

26.66

USD 0.54945 ordinary

CFD

Increasing a short position

45

26.665

USD 0.54945 ordinary

CFD

Increasing a short position

110

26.665

USD 0.54945 ordinary

CFD

Increasing a short position

69

26.67

USD 0.54945 ordinary

CFD

Increasing a short position

359

26.84

USD 0.54945 ordinary

CFD

Increasing a short position

81

26.665

USD 0.54945 ordinary

CFD

Increasing a short position

68

26.825

USD 0.54945 ordinary

CFD

Increasing a short position

73

26.83

USD 0.54945 ordinary

CFD

Increasing a long position

15

26.985

USD 0.54945 ordinary

CFD

Reducing a short position

500

26.41

USD 0.54945 ordinary

CFD

Increasing a long position

1

26.825

USD 0.54945 ordinary

CFD

Increasing a long position

6

26.535

Class of relevant security

Product description

e.g., CFD

Nature of dealing

e.g., opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit EUR

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

480

13.94

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

10

13.94

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

66

13.94

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

15

13.94

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

935

13.96

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

220

13.94

USD 0.54945 ordinary

Listed Call Warrant

Reducing a short position

71

13.94

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 








 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

23/05/2024

Contact name:

Paul Jenkins

Telephone number:

+44 20 7676 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Anglo American PLC

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

EUR

Type

e.g. American, European etc.

Expiry date

USD 0.54945 ordinary

Listed call-option

Sale

250,000

2000

American options

20/12/2024

USD 0.54945 ordinary

Listed call-option

Purchase

250,000

2000

American options

21/06/2024

USD 0.54945 ordinary

Listed call-option

Purchase

250,000

2480

American options

16/08/2024

USD 0.54945 ordinary

Listed call-option

Purchase

100,000

2800

American options

20/12/2024

USD 0.54945 ordinary

Listed Put Option

Sale

150,000

1700

American options

21/06/2024

USD 0.54945 ordinary

Listed Put Option

Purchase

100,000

2800

American options

20/12/2024

USD 0.54945 ordinary

OTC Put Option

Sale

500,000

15

American options

21/06/2024

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
UK 100

Latest directors dealings