Form 8.5 (EPT/RI)

Citigroup Global Markets Limited
23 May 2024
 

 


FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

BHP Group Limited

(d) Date dealing undertaken:

22 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 If it is a cash offer or possible cash offer, state "N/A"

BHP Group Limited

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Sale

9,666

ZAR 620.0272

ZAR 620.0272

USD 0.54945 ordinary

Purchase

132,412

ZAR 620.0272

ZAR 611.9700

USD 0.54945 ordinary

Sale

890,930

GBP 27.3150

GBP 25.6000

USD 0.54945 ordinary

Purchase

1,150,533

GBP 27.3150

GBP 25.7200

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

 e.g. CFD

Nature of dealing

 e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

TRS

Increasing Short Position

152

GBP 26.9850

USD 0.54945 ordinary

TRS

Increasing Short Position

8

GBP 26.6933

USD 0.54945 ordinary

TRS

Increasing Short Position

2,580

GBP 26.7268

USD 0.54945 ordinary

TRS

Increasing Short Position

50

GBP 26.8276

USD 0.54945 ordinary

TRS

Increasing Long Position

67

GBP 26.6547

USD 0.54945 ordinary

TRS

Increasing Long Position

315

GBP 26.7126

USD 0.54945 ordinary

TRS

Increasing Long Position

445

GBP 26.9209

USD 0.54945 ordinary

TRS

Increasing Short Position

4,000

GBP 26.0791

USD 0.54945 ordinary

TRS

Increasing Short Position

4,283

GBP 26.1749

USD 0.54945 ordinary

TRS

Increasing Short Position

341

GBP 26.3480

USD 0.54945 ordinary

TRS

Increasing Short Position

139

GBP 26.5068

USD 0.54945 ordinary

TRS

Increasing Short Position

372

GBP 26.5151

USD 0.54945 ordinary

TRS

Increasing Short Position

452

GBP 26.5572

USD 0.54945 ordinary

TRS

Increasing Short Position

56,312

GBP 26.6193

USD 0.54945 ordinary

TRS

Increasing Short Position

1,835

GBP 26.6547

USD 0.54945 ordinary

TRS

Increasing Short Position

11,340

GBP 26.6719

USD 0.54945 ordinary

TRS

Increasing Short Position

184

GBP 26.7078

USD 0.54945 ordinary

TRS

Increasing Short Position

2,900

GBP 26.7883

USD 0.54945 ordinary

TRS

Increasing Short Position

150

GBP 26.8252

USD 0.54945 ordinary

TRS

Increasing Short Position

857

GBP 26.8978

USD 0.54945 ordinary

TRS

Increasing Short Position

140

GBP 26.9589

USD 0.54945 ordinary

TRS

Increasing Short Position

127

GBP 27.2984

USD 0.54945 ordinary

TRS

Increasing Short Position

3,503

GBP 27.3150

USD 0.54945 ordinary

TRS

Reducing Short Position

123

GBP 25.8424

USD 0.54945 ordinary

TRS

Reducing Short Position

47,375

GBP 25.8806

USD 0.54945 ordinary

TRS

Reducing Short Position

116

GBP 26.4824

USD 0.54945 ordinary

TRS

Reducing Short Position

194

GBP 26.5547

USD 0.54945 ordinary

TRS

Reducing Short Position

19,362

GBP 26.6107

USD 0.54945 ordinary

TRS

Reducing Short Position

11,158

GBP 26.6532

USD 0.54945 ordinary

TRS

Reducing Short Position

1,339

GBP 26.6630

USD 0.54945 ordinary

TRS

Reducing Short Position

996

GBP 26.6860

USD 0.54945 ordinary

TRS

Reducing Short Position

37,002

GBP 26.6924

USD 0.54945 ordinary

TRS

Reducing Short Position

76

GBP 26.6973

USD 0.54945 ordinary

TRS

Reducing Short Position

571

GBP 26.7251

USD 0.54945 ordinary

TRS

Reducing Short Position

5,000

GBP 26.9790

USD 0.54945 ordinary

TRS

Reducing Short Position

11,781

GBP 26.9846

USD 0.54945 ordinary

TRS

Reducing Short Position

3,000

GBP 27.0966

USD 0.54945 ordinary

TRS

Reducing Short Position

1,310

GBP 27.0992

USD 0.54945 ordinary

TRS

Increasing Short Position

864

GBP 26.9850

USD 0.54945 ordinary

TRS

Increasing Short Position

23

GBP 26.9850

USD 0.54945 ordinary

TRS

Opening Long Position

1,115

GBP 26.9850

USD 0.54945 ordinary

TRS

Increasing Short Position

1

GBP 26.9850

USD 0.54945 ordinary

TRS

Increasing Short Position

583,670

GBP 27.0683

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description

 e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

 e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii) Exercise

 

Class of relevant security

Product description

 e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

 e.g. subscription, conversion

Details

Price per unit (if applicable)





 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:                            

23 May 2024

Contact name:

Cathal McKenna

Telephone number:

02890 409 544

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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END
 
 
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