Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

23 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	1,672,757	27.9900 GBP	27.0000 GBP
USD 0.54945 ordinary	SALES	960,564	28.1050 GBP	27.0700 GBP
USD 0.54945 ordinary	PURCHASES	857	32.2430 EUR	31.5251 EUR
USD 0.54945 ordinary	SALES	320	32.3900 EUR	32.0543 EUR
USD 0.54945 ordinary	PURCHASES	14,730	34.4902 USD	34.4902 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	35,118	27.1099 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,948	27.1332 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,505	27.1335 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,223	27.4670 GBP
USD 0.54945 ordinary	CFD	increasing a long position	367	27.4670 GBP
USD 0.54945 ordinary	CFD	increasing a long position	470	27.4739 GBP
USD 0.54945 ordinary	CFD	increasing a long position	172	27.7100 GBP
USD 0.54945 ordinary	CFD	increasing a long position	493	27.7163 GBP
USD 0.54945 ordinary	CFD	increasing a long position	88	27.7355 GBP
USD 0.54945 ordinary	CFD	increasing a long position	19	27.8392 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1	31.8600 EUR
USD 0.54945 ordinary	CFD	increasing a long position	231	32.0550 EUR
USD 0.54945 ordinary	CFD	increasing a long position	23	32.3900 EUR
USD 0.54945 ordinary	CFD	increasing a long position	46,522	632.0774 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	23,962	634.3572 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	4,149	635.6361 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	560	637.5259 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	11,023	637.6538 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	14,493	638.3011 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	378	27.0700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	38,219	27.0700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1	27.0700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	25,639	27.0700 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,204	27.0904 GBP
USD 0.54945 ordinary	CFD	increasing a short position	14,730	27.4725 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1	27.5058 GBP
USD 0.54945 ordinary	CFD	increasing a short position	148	27.5251 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,427	27.5350 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,721	27.5819 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,640	27.6084 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,000	27.6084 GBP
USD 0.54945 ordinary	CFD	increasing a short position	25,479	27.6504 GBP
USD 0.54945 ordinary	CFD	increasing a short position	232	27.6678 GBP
USD 0.54945 ordinary	CFD	increasing a short position	773	27.7100 GBP
USD 0.54945 ordinary	CFD	increasing a short position	104	27.7157 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,253	27.7157 GBP
USD 0.54945 ordinary	CFD	increasing a short position	113	27.7157 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,186	27.7157 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,176	27.7617 GBP
USD 0.54945 ordinary	CFD	increasing a short position	34,302	27.8437 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,016	27.8900 GBP
USD 0.54945 ordinary	CFD	increasing a short position	65	31.5300 EUR
USD 0.54945 ordinary	CFD	increasing a short position	404	32.2430 EUR
USD 0.54945 ordinary	CFD	increasing a short position	6,828	628.9158 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	722,409	25.4000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	15,607	27.0700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	277	27.0700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	560	27.0700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	859	27.0700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,858	27.0700 GBP
USD 0.54945 ordinary	CFD	reducing a long position	598	27.2153 GBP
USD 0.54945 ordinary	CFD	reducing a long position	39	27.2500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	86	27.2600 GBP
USD 0.54945 ordinary	CFD	reducing a long position	113	27.2604 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,338	27.2928 GBP
USD 0.54945 ordinary	CFD	reducing a long position	13,662	27.4223 GBP
USD 0.54945 ordinary	CFD	reducing a long position	996	27.4306 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,181	27.4306 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,882	27.4403 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,130	27.4403 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,298	27.4562 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,770	27.4994 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,614	27.5328 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2	27.5335 GBP
USD 0.54945 ordinary	CFD	reducing a long position	9	27.5335 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,080	27.5335 GBP
USD 0.54945 ordinary	CFD	reducing a long position	10	27.5610 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,318	27.5819 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,799	27.6076 GBP
USD 0.54945 ordinary	CFD	reducing a long position	794	27.7037 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,908	27.7286 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,447	27.8268 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,765	27.8436 GBP
USD 0.54945 ordinary	CFD	reducing a long position	152	31.5154 EUR
USD 0.54945 ordinary	CFD	reducing a long position	236	31.5300 EUR
USD 0.54945 ordinary	CFD	reducing a long position	24,626	628.9158 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	56	634.8384 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	41,635	635.5478 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	2,938	637.1501 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	10,440	638.5670 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,438	641.5789 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,690	642.0113 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	773	27.0700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	812	27.0700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	33,000	27.1083 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4,882	27.1099 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,864	27.1155 GBP
USD 0.54945 ordinary	CFD	reducing a short position	21,184	27.1163 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,092	27.3393 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,446	27.4124 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,240	27.4890 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,193	27.5155 GBP
USD 0.54945 ordinary	CFD	reducing a short position	153	27.5738 GBP
USD 0.54945 ordinary	CFD	reducing a short position	183	27.5738 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,633	27.5738 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,505	27.5738 GBP
USD 0.54945 ordinary	CFD	reducing a short position	372	27.5752 GBP
USD 0.54945 ordinary	CFD	reducing a short position	396	27.5831 GBP
USD 0.54945 ordinary	CFD	reducing a short position	567	27.6045 GBP
USD 0.54945 ordinary	CFD	reducing a short position	32,476	27.6045 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,558	27.6045 GBP
USD 0.54945 ordinary	CFD	reducing a short position	475	27.6045 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,874	27.6045 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,830	27.6045 GBP
USD 0.54945 ordinary	CFD	reducing a short position	232	27.6664 GBP
USD 0.54945 ordinary	CFD	reducing a short position	57	27.7100 GBP
USD 0.54945 ordinary	CFD	reducing a short position	26,721	27.7163 GBP
USD 0.54945 ordinary	CFD	reducing a short position	408	27.7417 GBP
USD 0.54945 ordinary	CFD	reducing a short position	31,342	27.7784 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,448	27.7807 GBP
USD 0.54945 ordinary	CFD	reducing a short position	6	27.7808 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,642	27.8671 GBP
USD 0.54945 ordinary	CFD	reducing a short position	34,302	27.8676 GBP
USD 0.54945 ordinary	CFD	reducing a short position	65	32.0550 EUR
USD 0.54945 ordinary	CFD	reducing a short position	56	634.8384 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,941	637.5259 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,438	641.5791 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X4)	LONG	180	20.9017 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (20) (ISIN	LONG	150	9.0300 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (25) (ISIN	LONG	1,050	2.8776 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	23 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END