Blocklisting Interim Review
Aviva PLC
31 January 2007
BLOCKLISTING SIX MONTHLY RETURN
INFORMATION PROVIDED ON THIS FORM MUST BE TYPED OR PRINTED ELECTRONICALLY.
To: The FSA
Date: 31 January 2007
1. Name of applicant: Aviva plc
2. Name of scheme: Norwich Union Savings Related Share Option Scheme
Aviva Savings Related Share Option Scheme
Hibernian Savings related Share Option
General Accident Savings Related Share Option Scheme
RAC Employee and Executive Share Schemes
Aviva Scrip Dividend Scheme
Aviva Annual Bonus Plan 2005
Aviva Deferred Bonus Plan
Aviva Executive Share Option Plan
Aviva Long Term Incentive Plan
Aviva Executive Share Option Scheme (Delta Lloyd) 1997
CGNU Executive Share Option Scheme
General Accident EXPOS
Commercial Union plc Executive Share Option Scheme
The Commercial Union plc Netherlands Executive Share
Option Scheme
3. Period of return:
From: 01/07/06 To: 31/12/06
4. Balance under scheme from previous return: 13,473,046 ordinary shares of 25p
each
5. The amount by which the block scheme has been increased, if the scheme has
been increased since the date of the last return:
23,345,330 ordinary shares of 25p each
(please see below schedule for scheme breakdown)
6. Number of securities issued/allotted under scheme during period:
21,958,754 ordinary shares of 25p each (see schedule below for scheme breakdown)
7. Balance under scheme not yet issued / allotted at end of period
14,859,622 ordinary shares of 25p each (see schedule below for scheme breakdown)
8. Number and class of securities originally listed and the date of admission
5,000,000 ordinary shares (25/03/02)
1,000,000 ordinary shares (28/03/03)
2,275,000 ordinary shares (31/07/03)
200,000 ordinary shares (31/12/03)
20,115,947 ordinary shares (11/11/04)
1,800,000 ordinary shares (03/02/05)
90,000,000 ordinary shares (29/04/05)
5,000,000 ordinary shares (29/04/06)
7,621,734 ordinary shares (17/05/05)
1,864,846 ordinary shares (09/08/05)
14,278,578 ordinary shares (01/12/05)
95,000,000 ordinary shares (provisionally listed on 05/05/05 amended to
87,865,495 ordinary shares on 12/12/05)
11,800,000 ordinary shares (17/02/06)
6,000,000 ordinary shares (29/03/06)
2,688,001 ordinary shares (07/04/06)
9,538,374 ordinary shares (04/05/06)
-20,000 ordinary shares (10/10/06)
470,000 ordinary shares (14/11/06)
17,316,561 ordinary shares (14/11/06)
5,578,769 ordinary shares (02/01/07)
(please see below schedule for scheme breakdown)
9. Total number of securities in issue at the end of the period
2,565,753,431 ordinary shares
Name of contact
Ms E A Nicholls
Address of contact
Aviva plc
20th Floor, St Helen's
1 Undershaft
London EC3P 3DQ
Telephone number of contact
020 7662 8358
Signed by
Richard Whitaker
company secretary
for and on behalf of
Aviva plc
Name of applicant
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
Name of Scheme No. of shares listed at No. of shares No. of shares
01.07.06 or during the issued during outstanding
period period under block
listing at
31.12.06
NU SAYE 2,780,947 0 2,780,947
Aviva SAYE 3,105,115 1,643,023 1,462,092
Hibernian SAYE 167,665 132,682 34,983
RAC schemes 4,682,731 1,087,902 3,594,829
General Accident Savings 90,166 0 90,166
Related Share Option Scheme
Aviva Scrip Dividend Scheme 17,316,561 17,316,561 0
Aviva Deferred Bonus Plan 4,036,264 206,922 3,829,342
Aviva Executive Share 1,834,478 1,134,478 700,000
Option Plan
Aviva Long Term Incentive 2,234,024 0 2,234,024
Plan
Aviva Executive Share Option 241,930 385,911 -143,981
Scheme (Delta Lloyd)1997
CGNU Executive Share Option 183,000 0 183,000
Scheme
General Accident EXOPS 37,582 17,582 20,000
Annual Bonus Plan 83,693 33,693 50,000
Commercial Union Executive 24,220 0 24,220
Share Option Scheme
Commercial Union plc 0 0 0
Netherlands Executive Share
Option Scheme
Total 36,818,376 21958754 14,859,622
This information is provided by RNS
The company news service from the London Stock Exchange