Form 8.3 - Aviva plc

Barclays PLC

06 December 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				AVIVA PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				05 Dec 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				DIRECT LINE INSURANCE GROUP PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			24,867,953	0.93%	23,175,164	0.87%
(2)	Cash-settled derivatives:
	and/or controlled:			1,458,830	0.05%	22,554,075	0.84%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	1,099,485	0.04%
	TOTAL:			26,326,783	0.98%	46,828,724	1.75%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
32 17/19p ordinary		Purchase		894,101		4.8580  GBP
32 17/19p ordinary		Purchase		452,369		4.8908  GBP
32 17/19p ordinary		Purchase		449,854		4.8940  GBP
32 17/19p ordinary		Purchase		298,144		4.8578  GBP
32 17/19p ordinary		Purchase		114,572		4.8563  GBP
32 17/19p ordinary		Purchase		100,956		4.8605  GBP
32 17/19p ordinary		Purchase		94,594		4.8612  GBP
32 17/19p ordinary		Purchase		83,027		4.8553  GBP
32 17/19p ordinary		Purchase		75,820		4.8539  GBP
32 17/19p ordinary		Purchase		41,430		4.8579  GBP
32 17/19p ordinary		Purchase		36,280		4.8311  GBP
32 17/19p ordinary		Purchase		24,303		4.8371  GBP
32 17/19p ordinary		Purchase		24,064		4.8674  GBP
32 17/19p ordinary		Purchase		23,983		4.8390  GBP
32 17/19p ordinary		Purchase		16,943		4.8620  GBP
32 17/19p ordinary		Purchase		14,285		4.8701  GBP
32 17/19p ordinary		Purchase		12,103		4.8610  GBP
32 17/19p ordinary		Purchase		8,991		4.8180  GBP
32 17/19p ordinary		Purchase		8,627		4.8926  GBP
32 17/19p ordinary		Purchase		5,523		4.8361  GBP
32 17/19p ordinary		Purchase		4,710		4.8464  GBP
32 17/19p ordinary		Purchase		3,909		4.8450  GBP
32 17/19p ordinary		Purchase		3,807		4.8654  GBP
32 17/19p ordinary		Purchase		3,795		4.8680  GBP
32 17/19p ordinary		Purchase		3,623		4.8205  GBP
ADR		Purchase		3,200		12.5475  USD
32 17/19p ordinary		Purchase		3,162		4.8451  GBP
32 17/19p ordinary		Purchase		3,071		4.8750  GBP
32 17/19p ordinary		Purchase		3,069		4.8930  GBP
32 17/19p ordinary		Purchase		3,060		4.8277  GBP
32 17/19p ordinary		Purchase		3,019		4.8310  GBP
32 17/19p ordinary		Purchase		2,967		4.8685  GBP
32 17/19p ordinary		Purchase		2,732		4.8417  GBP
32 17/19p ordinary		Purchase		2,242		4.8569  GBP
32 17/19p ordinary		Purchase		1,895		4.8679  GBP
32 17/19p ordinary		Purchase		1,790		4.8562  GBP
32 17/19p ordinary		Purchase		1,728		4.8320  GBP
ADR		Purchase		1,702		12.5976  USD
32 17/19p ordinary		Purchase		1,494		4.8458  GBP
32 17/19p ordinary		Purchase		1,193		4.8380  GBP
32 17/19p ordinary		Purchase		807		4.8530  GBP
32 17/19p ordinary		Purchase		790		4.8300  GBP
32 17/19p ordinary		Purchase		777		4.8660  GBP
32 17/19p ordinary		Purchase		756		4.8290  GBP
32 17/19p ordinary		Purchase		644		4.8830  GBP
32 17/19p ordinary		Purchase		621		4.8760  GBP
32 17/19p ordinary		Purchase		576		4.8840  GBP
32 17/19p ordinary		Purchase		415		4.8240  GBP
32 17/19p ordinary		Purchase		307		4.8945  GBP
32 17/19p ordinary		Purchase		252		4.8280  GBP
32 17/19p ordinary		Purchase		226		4.8770  GBP
32 17/19p ordinary		Purchase		47		4.8520  GBP
32 17/19p ordinary		Purchase		2		4.8410  GBP
32 17/19p ordinary		Purchase		1		4.8370  GBP
32 17/19p ordinary		Purchase		1		4.8646  GBP
32 17/19p ordinary		Sale		1,339,991		4.8180  GBP
32 17/19p ordinary		Sale		277,146		4.8820  GBP
32 17/19p ordinary		Sale		196,373		4.8940  GBP
32 17/19p ordinary		Sale		185,735		4.8679  GBP
32 17/19p ordinary		Sale		157,980		4.8732  GBP
32 17/19p ordinary		Sale		126,065		4.8947  GBP
32 17/19p ordinary		Sale		125,000		4.8505  GBP
32 17/19p ordinary		Sale		122,612		4.8544  GBP
32 17/19p ordinary		Sale		114,448		4.8939  GBP
32 17/19p ordinary		Sale		83,665		4.8736  GBP
32 17/19p ordinary		Sale		65,755		4.8310  GBP
32 17/19p ordinary		Sale		58,877		4.8943  GBP
32 17/19p ordinary		Sale		51,264		4.8515  GBP
32 17/19p ordinary		Sale		46,974		4.8470  GBP
32 17/19p ordinary		Sale		44,037		4.8834  GBP
32 17/19p ordinary		Sale		41,585		4.8497  GBP
32 17/19p ordinary		Sale		29,626		4.8372  GBP
32 17/19p ordinary		Sale		27,874		4.8618  GBP
32 17/19p ordinary		Sale		27,113		4.8506  GBP
32 17/19p ordinary		Sale		23,361		4.8559  GBP
32 17/19p ordinary		Sale		19,397		4.8684  GBP
32 17/19p ordinary		Sale		18,663		4.8633  GBP
32 17/19p ordinary		Sale		18,205		4.8613  GBP
32 17/19p ordinary		Sale		12,841		4.8438  GBP
32 17/19p ordinary		Sale		11,451		4.8554  GBP
32 17/19p ordinary		Sale		10,645		4.8473  GBP
32 17/19p ordinary		Sale		8,665		4.8768  GBP
32 17/19p ordinary		Sale		8,197		4.8575  GBP
32 17/19p ordinary		Sale		6,738		4.8428  GBP
32 17/19p ordinary		Sale		3,909		4.8450  GBP
32 17/19p ordinary		Sale		3,895		4.8680  GBP
32 17/19p ordinary		Sale		3,865		4.8630  GBP
32 17/19p ordinary		Sale		3,686		4.8585  GBP
32 17/19p ordinary		Sale		3,305		4.8713  GBP
32 17/19p ordinary		Sale		3,071		4.8750  GBP
32 17/19p ordinary		Sale		2,924		4.8379  GBP
32 17/19p ordinary		Sale		2,870		4.8592  GBP
ADR		Sale		2,400		12.5500  USD
32 17/19p ordinary		Sale		2,310		4.8841  GBP
32 17/19p ordinary		Sale		2,275		4.8616  GBP
32 17/19p ordinary		Sale		1,863		4.8595  GBP
ADR		Sale		1,702		12.5976  USD
32 17/19p ordinary		Sale		1,407		4.8530  GBP
32 17/19p ordinary		Sale		1,203		4.8233  GBP
32 17/19p ordinary		Sale		1,193		4.8380  GBP
32 17/19p ordinary		Sale		970		4.8647  GBP
32 17/19p ordinary		Sale		842		4.8503  GBP
ADR		Sale		800		12.5400  USD
32 17/19p ordinary		Sale		790		4.8300  GBP
32 17/19p ordinary		Sale		777		4.8660  GBP
32 17/19p ordinary		Sale		756		4.8290  GBP
32 17/19p ordinary		Sale		732		4.8502  GBP
32 17/19p ordinary		Sale		683		4.8550  GBP
32 17/19p ordinary		Sale		668		4.8794  GBP
32 17/19p ordinary		Sale		645		4.8390  GBP
32 17/19p ordinary		Sale		621		4.8764  GBP
32 17/19p ordinary		Sale		600		4.8368  GBP
32 17/19p ordinary		Sale		325		4.8568  GBP
32 17/19p ordinary		Sale		777		4.8743  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
32 17/19p ordinary		SWAP		Decreasing Short		37,599	4.8497  GBP
32 17/19p ordinary		SWAP		Decreasing Short		732	4.8502  GBP
32 17/19p ordinary		SWAP		Decreasing Short		3,930	4.8535  GBP
32 17/19p ordinary		SWAP		Decreasing Short		683	4.8550  GBP
32 17/19p ordinary		SWAP		Decreasing Short		970	4.8647  GBP
32 17/19p ordinary		SWAP		Decreasing Short		18,965	4.8663  GBP
32 17/19p ordinary		SWAP		Decreasing Short		10,894	4.8668  GBP
32 17/19p ordinary		SWAP		Decreasing Short		144	4.8673  GBP
32 17/19p ordinary		SWAP		Decreasing Short		8,359	4.8705  GBP
32 17/19p ordinary		SWAP		Decreasing Short		1,911	4.8716  GBP
32 17/19p ordinary		SWAP		Decreasing Short		60,186	4.8749  GBP
32 17/19p ordinary		SWAP		Decreasing Short		8,665	4.8768  GBP
32 17/19p ordinary		SWAP		Decreasing Short		70,904	4.8878  GBP
32 17/19p ordinary		SWAP		Decreasing Short		59,758	4.8935  GBP
32 17/19p ordinary		SWAP		Decreasing Short		114,448	4.8939  GBP
32 17/19p ordinary		SWAP		Decreasing Short		38,783	4.8940  GBP
32 17/19p ordinary		SWAP		Increasing Short		1,127	4.8011  GBP
32 17/19p ordinary		SWAP		Increasing Short		415	4.8240  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,060	4.8277  GBP
32 17/19p ordinary		SWAP		Increasing Short		252	4.8280  GBP
32 17/19p ordinary		SWAP		Increasing Short		13,681	4.8301  GBP
32 17/19p ordinary		SWAP		Increasing Short		3,162	4.8451  GBP
32 17/19p ordinary		SWAP		Increasing Short		38,704	4.8470  GBP
32 17/19p ordinary		SWAP		Increasing Short		9,495	4.8515  GBP
32 17/19p ordinary		SWAP		Increasing Short		75,013	4.8539  GBP
32 17/19p ordinary		SWAP		Increasing Short		5,802	4.8548  GBP
32 17/19p ordinary		SWAP		Increasing Short		83,027	4.8554  GBP
32 17/19p ordinary		SWAP		Increasing Short		114,572	4.8563  GBP
32 17/19p ordinary		SWAP		Increasing Short		298,144	4.8578  GBP
32 17/19p ordinary		SWAP		Increasing Short		49,154	4.8584  GBP
32 17/19p ordinary		SWAP		Increasing Short		51,425	4.8604  GBP
32 17/19p ordinary		SWAP		Increasing Short		1	4.8647  GBP
32 17/19p ordinary		SWAP		Increasing Short		15,880	4.8844  GBP
32 17/19p ordinary		SWAP		Increasing Short		90	4.8912  GBP
32 17/19p ordinary		SWAP		Increasing Short		242	4.8919  GBP
32 17/19p ordinary		SWAP		Increasing Short		317,107	4.8940  GBP
32 17/19p ordinary		SWAP		Increasing Short		4,749	4.8942  GBP
32 17/19p ordinary		SWAP		Increasing Short		60,128	4.8943  GBP
32 17/19p ordinary		SWAP		Increasing Short		307	4.8944  GBP
32 17/19p ordinary		SWAP		Increasing Long		5,485	4.8543  GBP
32 17/19p ordinary		CFD		Decreasing Short		200	4.8335  GBP
32 17/19p ordinary		CFD		Decreasing Short		2,065	4.8391  GBP
32 17/19p ordinary		CFD		Decreasing Short		3,865	4.8630  GBP
32 17/19p ordinary		CFD		Decreasing Short		902	4.8707  GBP
32 17/19p ordinary		CFD		Decreasing Short		730	4.8754  GBP
32 17/19p ordinary		CFD		Increasing Short		8,991	4.8180  GBP
32 17/19p ordinary		CFD		Increasing Short		1,589	4.8581  GBP
32 17/19p ordinary		CFD		Increasing Short		1,541	4.8585  GBP
32 17/19p ordinary		CFD		Increasing Short		14,285	4.8701  GBP
32 17/19p ordinary		CFD		Increasing Short		28,625	4.8763  GBP
32 17/19p ordinary		CFD		Increasing Short		3,013	4.8939  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				06 Dec 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				AVIVA PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
32 17/19p ordinary	Call Options	Written	-322,246	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-310,550	4.5547	European	23 Dec 2024
32 17/19p ordinary	Call Options	Written	-241,321	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,790	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,578	5.3176	European	05 Jun 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END