EPT Disclosure Cadbury plc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 08 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 107,276 0.01% 140,928 0.01%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 138,100 0.01% 97,400 0.01%
to purchase/sell
Total 245,376 0.02% 238,328 0.02%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 200 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 200 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.66
Purchase 200 49.66
Purchase 100 49.67
Purchase 200 49.66
Purchase 200 49.66
Purchase 100 49.66
Purchase 100 49.65
Purchase 200 49.66
Purchase 200 49.66
Purchase 100 49.65
Purchase 100 49.66
Purchase 200 49.66
Purchase 200 49.66
Purchase 100 49.66
Purchase 100 49.66
Purchase 100 49.62
Purchase 100 49.62
Purchase 200 49.62
Purchase 100 49.65
Purchase 100 49.62
Purchase 100 49.62
Purchase 100 49.62
Purchase 100 49.62
Purchase 100 49.63
Purchase 100 49.62
Purchase 100 49.62
Purchase 100 49.64
Purchase 100 49.64
Purchase 100 49.64
Purchase 100 49.64
Purchase 100 49.66
Purchase 100 49.63
Purchase 100 49.63
Purchase 200 49.67
Purchase 200 49.67
Purchase 100 49.63
Purchase 100 49.67
Purchase 100 49.67
Purchase 100 49.66
Purchase 100 49.66
Purchase 300 49.67
Purchase 300 49.67
Purchase 100 49.67
Purchase 200 49.67
Purchase 200 49.67
Purchase 100 49.66
Purchase 100 49.57
Purchase 100 49.605
Purchase 100 49.58
Purchase 200 49.61
Purchase 100 49.62
Purchase 100 49.57
Purchase 100 49.61
Purchase 100 49.6
Purchase 100 49.61
Purchase 200 49.58
Purchase 100 49.59
Purchase 100 49.62
Purchase 100 49.62
Purchase 100 49.6
Purchase 100 49.63
Purchase 300 49.71
Purchase 100 49.71
Purchase 100 49.57
Purchase 100 49.58
Purchase 100 49.57
Purchase 100 49.57
Purchase 100 49.57
Purchase 50 49.57
Purchase 100 49.57
Purchase 100 49.6
Purchase 5 49.6
Purchase 28 49.6
Purchase 72 49.6
Purchase 28 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.6
Purchase 100 49.61
Purchase 100 49.61
Purchase 300 49.89
Purchase 300 49.88
Purchase 300 49.87
Purchase 200 49.87
Purchase 200 49.87
Purchase 300 49.87
Purchase 300 49.87
Purchase 200 49.87
Purchase 100 49.87
Purchase 100 49.87
Purchase 300 49.87
Purchase 100 49.87
Purchase 200 49.87
Purchase 100 49.87
Purchase 100 49.87
Purchase 200 49.87
Purchase 5 49.87
Purchase 100 49.87
Purchase 95 49.87
Purchase 95 49.87
Purchase 5 49.87
Purchase 100 49.87
Purchase 200 49.87
Purchase 200 49.87
Purchase 200 49.87
Purchase 200 49.87
Purchase 300 49.87
Purchase 300 49.87
Purchase 300 49.87
Purchase 100 49.87
Purchase 200 49.87
Purchase 100 49.87
Purchase 100 49.87
Purchase 100 49.87
Purchase 100 49.87
Purchase 100 49.87
Purchase 95 49.85
Purchase 100 49.85
Purchase 5 49.87
Purchase 100 49.87
Purchase 100 49.86
Purchase 200 49.86
Purchase 300 49.86
Purchase 100 49.86
Purchase 200 49.87
Purchase 300 49.86
Purchase 100 49.86
Purchase 200 49.87
Purchase 100 49.87
Purchase 300 49.87
Purchase 200 49.86
Purchase 100 49.87
Purchase 100 49.87
Purchase 100 49.86
Purchase 100 49.86
Purchase 300 49.85
Purchase 300 49.86
Purchase 200 49.85
Purchase 100 49.85
Purchase 200 49.86
Purchase 300 49.85
Purchase 100 49.85
Purchase 200 49.85
Purchase 300 49.85
Purchase 300 49.85
Purchase 100 49.85
Purchase 100 49.83
Purchase 100 49.83
Purchase 200 49.85
Purchase 100 49.84
Purchase 100 49.83
Purchase 100 49.83
Purchase 100 49.83
Purchase 300 49.84
Purchase 100 49.83
Purchase 141 49.83
Purchase 100 49.83
Purchase 100 49.83
Purchase 100 49.82
Purchase 100 49.83
Purchase 100 49.82
Purchase 100 49.83
Purchase 100 49.81
Purchase 59 49.81
Purchase 100 49.83
Purchase 100 49.82
Purchase 100 49.82
Purchase 100 49.82
Purchase 41 49.79
Purchase 200 49.79
Purchase 159 49.79
Purchase 100 49.79
Purchase 100 49.81
Purchase 159 49.81
Purchase 100 49.81
Purchase 200 49.79
Purchase 200 49.79
Purchase 41 49.81
Purchase 100 49.81
Purchase 100 49.78
Purchase 200 49.76
Purchase 19,700 49.69548223
Purchase 4,500 49.55691111
Purchase 77,500 49.73499832
Purchase 22,500 49.66537778
Purchase 600 49.56416667
Purchase 100 49.83
Purchase 2,383 49.6115
Purchase 100 49.76
Purchase 500 49.723
Purchase 500 49.723
Sale 1,500 49.674
Sale 2,000 49.669
Sale 2,383 49.6115
Sale 100 49.66
Sale 11,641 49.74978696
Sale 50,000 49.5469
Sale 100 49.76
Sale 100 49.76
Sale 200 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 200 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.67
Sale 100 49.66
Sale 200 49.66
Sale 100 49.67
Sale 200 49.66
Sale 200 49.66
Sale 100 49.66
Sale 100 49.65
Sale 200 49.66
Sale 200 49.66
Sale 100 49.65
Sale 100 49.66
Sale 200 49.66
Sale 200 49.66
Sale 100 49.66
Sale 100 49.66
Sale 100 49.62
Sale 100 49.62
Sale 200 49.62
Sale 100 49.65
Sale 100 49.62
Sale 100 49.62
Sale 100 49.62
Sale 100 49.62
Sale 100 49.63
Sale 100 49.62
Sale 100 49.62
Sale 100 49.64
Sale 100 49.64
Sale 100 49.64
Sale 100 49.64
Sale 100 49.66
Sale 100 49.63
Sale 100 49.63
Sale 200 49.67
Sale 200 49.67
Sale 100 49.63
Sale 100 49.67
Sale 100 49.67
Sale 100 49.66
Sale 100 49.66
Sale 300 49.67
Sale 300 49.67
Sale 200 49.67
Sale 100 49.67
Sale 200 49.67
Sale 100 49.66
Sale 100 49.57
Sale 100 49.605
Sale 100 49.58
Sale 200 49.61
Sale 100 49.62
Sale 100 49.57
Sale 100 49.61
Sale 100 49.6
Sale 100 49.61
Sale 200 49.58
Sale 100 49.59
Sale 100 49.62
Sale 100 49.62
Sale 100 49.6
Sale 100 49.63
Sale 300 49.71
Sale 100 49.71
Sale 100 49.57
Sale 100 49.58
Sale 100 49.57
Sale 100 49.57
Sale 100 49.57
Sale 50 49.57
Sale 100 49.57
Sale 100 49.6
Sale 5 49.6
Sale 28 49.6
Sale 72 49.6
Sale 28 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.6
Sale 100 49.61
Sale 100 49.61
Sale 300 49.89
Sale 300 49.88
Sale 300 49.87
Sale 200 49.87
Sale 200 49.87
Sale 300 49.87
Sale 300 49.87
Sale 200 49.87
Sale 100 49.87
Sale 100 49.87
Sale 300 49.87
Sale 100 49.87
Sale 200 49.87
Sale 100 49.87
Sale 100 49.87
Sale 200 49.87
Sale 5 49.87
Sale 100 49.87
Sale 95 49.87
Sale 95 49.87
Sale 5 49.87
Sale 100 49.87
Sale 200 49.87
Sale 200 49.87
Sale 200 49.87
Sale 200 49.87
Sale 300 49.87
Sale 300 49.87
Sale 300 49.87
Sale 100 49.87
Sale 200 49.87
Sale 100 49.87
Sale 100 49.87
Sale 100 49.87
Sale 100 49.87
Sale 100 49.87
Sale 95 49.85
Sale 100 49.85
Sale 5 49.87
Sale 100 49.87
Sale 100 49.86
Sale 200 49.86
Sale 300 49.86
Sale 100 49.86
Sale 200 49.87
Sale 300 49.86
Sale 100 49.86
Sale 200 49.87
Sale 100 49.87
Sale 300 49.87
Sale 200 49.86
Sale 100 49.87
Sale 100 49.87
Sale 100 49.86
Sale 100 49.86
Sale 300 49.85
Sale 300 49.86
Sale 200 49.85
Sale 100 49.85
Sale 200 49.86
Sale 300 49.85
Sale 100 49.85
Sale 200 49.85
Sale 300 49.85
Sale 300 49.85
Sale 100 49.85
Sale 100 49.83
Sale 100 49.83
Sale 200 49.85
Sale 100 49.84
Sale 100 49.83
Sale 100 49.83
Sale 100 49.83
Sale 300 49.84
Sale 100 49.83
Sale 141 49.83
Sale 100 49.83
Sale 100 49.83
Sale 100 49.82
Sale 100 49.83
Sale 100 49.82
Sale 100 49.83
Sale 100 49.81
Sale 59 49.81
Sale 100 49.83
Sale 100 49.82
Sale 100 49.82
Sale 100 49.82
Sale 41 49.79
Sale 200 49.79
Sale 159 49.79
Sale 100 49.79
Sale 100 49.81
Sale 159 49.81
Sale 100 49.81
Sale 200 49.79
Sale 200 49.79
Sale 41 49.81
Sale 100 49.81
Sale 100 49.78
Sale 50,000 49.8388
Sale 600 49.72916667
Sale 500 49.723
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which the (USD) American, paid/received
option varying option European per
etc. relates etc. unit
(Note 6) (Note 4)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 11 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Call Option Purchased 106,900 50 American 16-Jan-10
Call Option Purchased 15,000 55 American 20-Mar-10
Call Option Sold 20,000 50 American 20-Mar-10
Call Option Sold 27,300 55 American 16-Jan-10
Put Option Purchased 6,900 50 American 19-Jun-10
Put Option Purchased 9,300 55 American 16-Jan-10
Put Option Sold 1,700 45 American 16-Jan-10
Put Option Sold 20,000 45 American 20-Mar-10
Put Option Sold 21,500 50 American 16-Jan-10
Put Option Sold 6,900 45 American 19-Jun-10
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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