EPT Disclosure Cadbury plc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 14 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 58,034 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 138,100 0.01% 117,200 0.01%
to purchase/sell
Total 138,100 0.01% 175,234 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Sale 51.7
Sale 5,000 51.92071429
Sale 700 51.95
Sale 100 51.93
Sale 100 51.879
Sale 200 52
Sale 100 51.95114138
Sale 2,900 51.92
Sale 300 52.09
Sale 100 52.12142857
Sale 700 52.07
Sale 100 52.08
Sale 100 52.06
Sale 100 52.04
Sale 100 52.08
Sale 100 52.06
Sale 100 51.8629
Sale 700 52.09923077
Sale 1,300 51.85333333
Sale 300 51.94083333
Sale 1,200 7.99
Purchase 4,423 51.7
Purchase 5,000 51.92071429
Purchase 700 51.96
Purchase 300 51.879
Purchase 200 51.9374
Purchase 500 51.9625
Purchase 400 52.12
Purchase 100 51.87479167
Purchase 120 51.96
Purchase 300 51.96943333
Purchase 900 51.94007353
Purchase 680 7.99 (GBP)
4,423
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry Option
name, selling, of price e.g. date money
e.g. call purchasing, securities American, paid/
option varying to (USD) European received
etc. which etc. per unit
the (Note 4)
option
relates
(Note 6)
Put Option Selling 300 50 American 17/01/2010 1.4
Put Option Selling 100 50 American 18/01/2010 1.35
Put Option Selling 5,000 50 American 19/01/2010 1.35
Put Option Selling 100 50 American 20/01/2010 1.35
Put Option Selling 100 50 American 21/01/2010 1.35
Put Option Selling 100 50 American 22/01/2010 1.35
Put Option Selling 5,000 50 American 23/01/2010 1.35
Put Option Selling 4,700 50 American 24/01/2010 1.35
Put Option Selling 100 45 American 26/01/2010 0.6
Put Option Selling 100 45 American 27/01/2010 0.55
Put Option Selling 100 45 American 28/01/2010 0.55
Put Option Selling 1,800 45 American 29/01/2010 0.55
Put Option Selling 1,000 45 American 30/01/2010 0.55
Call Option Selling 1,000 55 American 31/01/2010 0.6
Call Option Selling 1,800 55 American 05/02/2010 0.75
Call Option Selling 100 50 American 07/02/2010 3.4
Call Option Selling 400 50 American 08/02/2010 3.4
Put Option Purchasing 100 50 American 25/01/2010 1.4
Call Option Purchasing 1,400 55 American 01/02/2010 0.55
Call Option Purchasing 100 55 American 02/02/2010 0.5
Call Option Purchasing 100 55 American 03/02/2010 0.7
Call Option Purchasing 100 55 American 04/02/2010 0.7
Call Option Purchasing 100 55 American 06/02/2010 0.65
Call Option Purchasing 100 50 American 09/02/2010 3.3
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 15 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry date
name, or securities price e.g.
e.g. call purchased to which (Note 2) American,
option the option (USD) European
or etc.
derivative
relates
Put Option Sold 1,700 45 American 16/01/2010
Put Option Sold 21,500 50 American 16/01/2010
Put Option Sold 15,300 50 American 20/02/2010
Put Option Sold 6,900 45 American 19/06/2010
Put Option Sold 20,000 45 American 20/03/2010
Put Option Sold 3,100 45 American 20/02/2010
Call Option Sold 400 50 American 20/02/2010
Call Option Sold 1,000 55 American 20/02/2010
Call Option Sold 20,000 50 American 20/03/2010
Call Option Sold 27,300 55 American 16/01/2010
Put Option Purchased 6,900 50 American 19/06/2010
Put Option Purchased 9,300 55 American 16/01/2010
Call Option Purchased 106,900 50 American 16/01/2010
Call Option Purchased 15,000 55 American 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk