EPT Disclosure KRAFT FOODS INC
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 08 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 585,945 0.03% 377,680 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 813,700 0.06% 1,619,700 0.11%
to purchase/sell
Total 1,399,645 0.09% 1,997,380 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 80 28.91
Purchase 100 28.87
Purchase 18 28.7767
Purchase 3 28.7767
Purchase 1,100 28.93
Purchase 8,119 27.3938
Purchase 14,000 28.84354
Purchase 200 28.66
Purchase 400 28.76
Purchase 300 28.78
Purchase 300 28.73666667
Purchase 7,000 28.93
Purchase 45,300 28.8928
Purchase 20,800 28.82317308
Purchase 988 28.72587045
Purchase 18,350 28.93
Purchase 6,400 28.7323375
Purchase 1,900 28.748421
Purchase 690 28.93
Purchase 10,000 28.15
Purchase 10,000 28.28
Purchase 88 28.8
Purchase 100 28.8
Purchase 12 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 200 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 200 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 200 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 200 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 200 28.8
Purchase 300 28.8
Purchase 300 28.8
Purchase 100 28.8
Purchase 100 28.8
Purchase 200 28.8
Purchase 200 28.8
Purchase 200 28.8
Purchase 200 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 200 28.83
Purchase 200 28.83
Purchase 200 28.83
Purchase 200 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 200 28.83
Purchase 200 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 200 28.83
Purchase 100 28.83
Purchase 200 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 100 28.83
Purchase 200 28.83
Purchase 100 28.83
Purchase 300 28.83
Purchase 100 28.83
Purchase 200 28.83
Purchase 200 28.83
Purchase 200 28.83
Purchase 100 28.83
Purchase 100 28.82
Purchase 200 28.83
Purchase 300 28.82
Purchase 200 28.83
Purchase 300 28.83
Purchase 200 28.83
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 200 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 200 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 200 28.82
Purchase 100 28.82
Purchase 100 28.82
Purchase 8,119 27.3938
Purchase 4,500 28.4509
Purchase 4,500 28.4509
Purchase 500 28.7898
Purchase 45,000 28.7957
Purchase 2,170 28.75
Purchase 21 28.66
Purchase 100 28.64
Purchase 2,300 28.80091304
Purchase 1,200 28.8315
Purchase 900 28.811
Purchase 1,164 28.82085911
Purchase 1,300 28.69907692
Purchase 1,300 28.81015385
Purchase 800 28.7825
Purchase 3,800 28.8136
Purchase 1,500 28.85133333
Purchase 1,400 28.79571429
Purchase 3,600 28.81427778
Purchase 3,000 28.87066667
Purchase 600 28.88
Purchase 300 28.79666667
Purchase 96,060 28.9
Purchase 2,100 28.76709524
Purchase 1,800 28.79027778
Purchase 100 28.84
Purchase 400 28.78
Sale 3 28.7767
Sale 1,100 28.93
Sale 18 28.7767
Sale 180 28.8878
Sale 8,119 27.3938
Sale 1,800 28.78722222
Sale 1,400 28.77357143
Sale 1,800 28.86833333
Sale 200 28.92
Sale 1,300 28.80384615
Sale 600 28.79666667
Sale 88 28.8
Sale 100 28.8
Sale 12 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 200 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 200 28.8
Sale 100 28.8
Sale 100 28.8
Sale 200 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 200 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 100 28.8
Sale 200 28.8
Sale 300 28.8
Sale 300 28.8
Sale 100 28.8
Sale 100 28.8
Sale 200 28.8
Sale 200 28.8
Sale 200 28.8
Sale 200 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 200 28.83
Sale 200 28.83
Sale 200 28.83
Sale 200 28.83
Sale 100 28.83
Sale 100 28.83
Sale 200 28.83
Sale 200 28.83
Sale 100 28.83
Sale 100 28.83
Sale 200 28.83
Sale 100 28.83
Sale 200 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 100 28.83
Sale 200 28.83
Sale 100 28.83
Sale 300 28.83
Sale 100 28.83
Sale 200 28.83
Sale 200 28.83
Sale 200 28.83
Sale 100 28.83
Sale 100 28.82
Sale 200 28.83
Sale 300 28.82
Sale 200 28.83
Sale 300 28.83
Sale 200 28.83
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 200 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 200 28.82
Sale 200 28.82
Sale 100 28.82
Sale 200 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 200 28.82
Sale 100 28.82
Sale 100 28.82
Sale 7,000 28.93
Sale 200 28.79
Sale 1,000 28.733
Sale 1,900 28.74842105
Sale 1,200 28.69416667
Sale 5,200 28.74115385
Sale 39,150 28.87324389
Sale 988 28.72587
Sale 690 28.93
Sale 10,000 28.215
Sale 10,000 28.215
Sale 79,800 28.85696742
Sale 4,538 28.80251873
Sale 14,919 28.79419733
Sale 13,843 28.79112476
Sale 96,060 28.9
Sale 8,119 27.3938
Sale 500 28.7898
Sale 2,170 28.75
Sale 3 28.7767
Sale 18 28.7767
Sale 100 28.64
Sale 2,300 28.80091304
Sale 800 28.7825
Sale 1,300 28.69907692
Sale 600 28.78516667
Sale 3,200 28.818875
Sale 264 28.82
Sale 600 28.82
Sale 200 28.825
Sale 100 28.82
Sale 2,200 28.8105
Sale 1,200 28.8315
Sale 400 28.78
Sale 100 28.799
Sale 1,900 28.79289474
Sale 700 28.65528571
Sale 1,300 28.8248
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Call Option Purchasing 100 27.5 American 16/01/2010 1.31
Call Option Purchasing 100 27.5 American 16/01/2010 1.35
Call Option Purchasing 100 27.5 American 16/01/2010 1.34
Call Option Purchasing 100 27.5 American 16/01/2010 1.3
Call Option Purchasing 2,100 29 American 20/03/2010 0.9
Call Option Purchasing 200 35 American 22/01/2011 0.4
Call Option Purchasing 300 30 American 20/03/2010 0.5
Call Option Purchasing 100 30 American 20/03/2010 0.5
Call Option Purchasing 100 28 American 20/02/2010 1.3
Call Option Purchasing 100 20 American 22/01/2011 8.7
Call Option Purchasing 100 29 American 20/02/2010 0.7
Call Option Purchasing 500 31 American 19/06/2010 0.6
Call Option Purchasing 1,800 31 American 20/03/2010 0.25
Call Option Purchasing 300 27 American 20/03/2010 2.2
Put Option Purchasing 100 29 American 16/01/2010 0.5
Put Option Purchasing 400 29 American 16/01/2010 0.37
Call Option Selling 300 29 American 20/03/2010 1.05
Call Option Selling 100 25 American 21/01/2012 5
Put Option Selling 700 22.5 American 22/01/2011 0.75
Put Option Selling 500 22.5 American 22/01/2011 0.75
Put Option Selling 700 22.5 American 22/01/2011 0.75
Put Option Selling 8,900 28 American 19/06/2010 1.4
Put Option Selling 400 30 American 16/01/2010 1.35
Put Option Selling 800 27.5 American 16/01/2010 0.05
Put Option Selling 200 25 American 22/01/2011 1.38
Put Option Selling 2,800 25 American 22/01/2011 1.35
Put Option Selling 2,200 25 American 22/01/2011 1.35
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 11 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to (Note 2) European
option which the (USD) etc.
option or
derivative
relates
Call Option Purchased 2,300 20 American 22-Jan-11
Call Option Purchased 800 20 American 21-Jan-12
Call Option Purchased 200 23 American 19-Jun-10
Call Option Purchased 100 24 American 19-Jun-10
Call Option Purchased 31,800 25 American 16-Jan-10
Call Option Purchased 300 25 American 20-Mar-10
Call Option Purchased 100 25 American 19-Jun-10
Call Option Purchased 100 26 American 16-Jan-10
Call Option Purchased 1,800 26 American 20-Mar-10
Call Option Purchased 9,300 27 American 20-Feb-10
Call Option Purchased 76,400 27 American 20-Mar-10
Call Option Purchased 1,800 27 American 19-Jun-10
Call Option Purchased 6,000 28 American 19-Jun-10
Call Option Purchased 44,000 29 American 16-Jan-10
Call Option Purchased 3,000 29 American 20-Feb-10
Call Option Purchased 3,600 29 American 19-Jun-10
Call Option Purchased 2,000 30 American 20-Feb-10
Call Option Purchased 7,100 30 American 19-Jun-10
Call Option Purchased 9,600 30 American 21-Jan-12
Call Option Purchased 2,900 31 American 20-Feb-10
Call Option Purchased 10,200 31 American 20-Mar-10
Call Option Purchased 3,000 31 American 19-Jun-10
Call Option Purchased 1,700 35 American 21-Jan-12
Call Option Purchased 5,500 45 American 16-Jan-10
Call Option Purchased 11,800 22.5 American 16-Jan-10
Call Option Purchased 12,700 32.5 American 16-Jan-10
Put Option Purchased 3,100 15 American 16-Jan-10
Put Option Purchased 8,700 15 American 22-Jan-11
Put Option Purchased 27,400 20 American 16-Jan-10
Put Option Purchased 9,400 20 American 22-Jan-11
Put Option Purchased 1,200 21 American 20-Mar-10
Put Option Purchased 33,500 23 American 20-Mar-10
Put Option Purchased 700 23 American 19-Jun-10
Put Option Purchased 3,000 24 American 20-Mar-10
Put Option Purchased 1,600 24 American 19-Jun-10
Put Option Purchased 23,200 25 American 16-Jan-10
Put Option Purchased 13,900 25 American 20-Mar-10
Put Option Purchased 3,800 25 American 19-Jun-10
Put Option Purchased 161,700 25 American 22-Jan-11
Put Option Purchased 44,000 26 American 16-Jan-10
Put Option Purchased 72,300 26 American 20-Mar-10
Put Option Purchased 3,200 27 American 20-Mar-10
Put Option Purchased 3,100 27 American 19-Jun-10
Put Option Purchased 10,500 29 American 16-Jan-10
Put Option Purchased 3,500 29 American 19-Jun-10
Put Option Purchased 1,900 30 American 16-Jan-10
Put Option Purchased 4,900 30 American 19-Jun-10
Put Option Purchased 27,800 30 American 22-Jan-11
Put Option Purchased 600 30 American 21-Jan-12
Put Option Purchased 27,800 31 American 20-Feb-10
Put Option Purchased 7,400 35 American 16-Jan-10
Put Option Purchased 6,800 35 American 22-Jan-11
Put Option Purchased 5,500 40 American 22-Jan-11
Put Option Purchased 100 50 American 22-Jan-11
Put Option Purchased 700 17.5 American 16-Jan-10
Put Option Purchased 500 17.5 American 22-Jan-11
Put Option Purchased 51,000 27.5 American 16-Jan-10
Put Option Purchased 2,800 32.5 American 16-Jan-10
Call Option Sold 2,100 15 American 22-Jan-11
Call Option Sold 100 25 American 16-Jan-10
Call Option Sold 78,000 25 American 22-Jan-11
Call Option Sold 11,900 25 American 21-Jan-12
Call Option Sold 50,400 26 American 20-Feb-10
Call Option Sold 26,400 26 American 19-Jun-10
Call Option Sold 4,200 28 American 20-Feb-10
Call Option Sold 37,400 28 American 20-Mar-10
Call Option Sold 224,800 29 American 16-Jan-10
Call Option Sold 43,100 29 American 20-Mar-10
Call Option Sold 101,600 30 American 16-Jan-10
Call Option Sold 17,000 30 American 20-Mar-10
Call Option Sold 45,500 30 American 22-Jan-11
Call Option Sold 200 31 American 16-Jan-10
Call Option Sold 500 32 American 20-Mar-10
Call Option Sold 600 33 American 20-Mar-10
Call Option Sold 10,100 35 American 16-Jan-10
Call Option Sold 1,800 35 American 19-Jun-10
Call Option Sold 28,600 35 American 22-Jan-11
Call Option Sold 10,400 40 American 16-Jan-10
Call Option Sold 3,800 40 American 22-Jan-11
Call Option Sold 1,500 45 American 22-Jan-11
Call Option Sold 8,300 50 American 22-Jan-11
Call Option Sold 100 17.5 American 22-Jan-11
Call Option Sold 9,500 22.5 American 22-Jan-11
Call Option Sold 156,800 27.5 American 16-Jan-10
Call Option Sold 1,200 37.5 American 16-Jan-10
Put Option Sold 100 10 American 22-Jan-11
Put Option Sold 200 20 American 19-Jun-10
Put Option Sold 1,600 20 American 21-Jan-12
Put Option Sold 14,600 24 American 16-Jan-10
Put Option Sold 148,600 25 American 16-Jan-10
Put Option Sold 500 26 American 16-Jan-10
Put Option Sold 7,100 26 American 19-Jun-10
Put Option Sold 26,900 27 American 20-Feb-10
Put Option Sold 14,000 28 American 20-Feb-10
Put Option Sold 7,100 28 American 20-Mar-10
Put Option Sold 8,200 28 American 19-Jun-10
Put Option Sold 3,600 29 American 20-Mar-10
Put Option Sold 258,900 30 American 20-Feb-10
Put Option Sold 173,500 30 American 20-Mar-10
Put Option Sold 8,800 31 American 20-Mar-10
Put Option Sold 1,500 32 American 20-Mar-10
Put Option Sold 2,700 33 American 20-Mar-10
Put Option Sold 200 35 American 20-Mar-10
Put Option Sold 1,800 35 American 21-Jan-12
Put Option Sold 800 12.5 American 16-Jan-10
Put Option Sold 200 12.5 American 22-Jan-11
Put Option Sold 47,200 22.5 American 16-Jan-10
Put Option Sold 15,700 22.5 American 22-Jan-11
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk