EPT Disclosure KRAFT FOODS INC
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 11 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 450,145 0.03% 274,403 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 812,100 0.05% 1,689,100 0.11%
to purchase/sell
Total 1,262,245 0.08% 1,997,380 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 1 28.7856
Purchase 1 28.7856
Purchase 6 28.7856
Purchase 20 28.78
Purchase 29 28.74
Purchase 46 28.77
Purchase 73 28.9
Purchase 100 29.0248
Purchase 100 28.87
Purchase 100 28.98
Purchase 100 28.77
Purchase 100 28.69
Purchase 100 28.76
Purchase 100 28.87
Purchase 100 28.87
Purchase 100 28.88
Purchase 100 28.7
Purchase 116 28.77
Purchase 200 28.7
Purchase 200 28.79
Purchase 200 28.74
Purchase 200 28.7
Purchase 300 28.78
Purchase 300 28.82
Purchase 300 28.985
Purchase 300 28.76
Purchase 351 28.760086
Purchase 400 28.77
Purchase 500 28.74
Purchase 500 28.7
Purchase 545 28.81724771
Purchase 600 28.8
Purchase 700 28.76857143
Purchase 700 28.78071429
Purchase 700 28.77528571
Purchase 700 28.7601
Purchase 800 28.83
Purchase 1,100 28.77727273
Purchase 1,100 28.8
Purchase 1,300 28.72461538
Purchase 1,700 28.81029412
Purchase 1,900 28.800526
Purchase 2,106 29.04666667
Purchase 2,504 28.8
Purchase 2,832 28.74701977
Purchase 3,100 28.78180645
Purchase 3,500 28.77942857
Purchase 3,605 28.82527323
Purchase 4,177 28.82
Purchase 6,494 29.05281645
Purchase 10,000 28.798
Purchase 18,000 28.81676667
Purchase 18,700 28.77684492
Purchase 33,396 28.81178345
Purchase 34,806 28.7804009
Purchase 45,000 28.7957
Purchase 45,300 28.8928
Purchase 47,400 28.79829114
Purchase 63,200 28.79734335
Purchase 162,800 28.8099
Sale 1 28.7856
Sale 6 28.7856
Sale 7 28.9
Sale 16 28.77
Sale 20 28.78
Sale 51 28.7602
Sale 73 28.9
Sale 92 28.79
Sale 100 28.77
Sale 100 28.64
Sale 100 28.7602
Sale 200 28.76
Sale 200 28.84
Sale 200 28.77
Sale 200 28.7
Sale 200 28.76
Sale 300 28.985
Sale 300 28.69666667
Sale 300 28.78
Sale 300 28.82
Sale 300 28.69666667
Sale 300 28.75333333
Sale 300 28.985
Sale 400 28.8725
Sale 400 28.7625
Sale 400 28.77
Sale 500 28.74
Sale 546 28.76093407
Sale 600 28.8
Sale 700 28.78071429
Sale 700 28.75571429
Sale 870 28.74850575
Sale 900 28.75333333
Sale 1,100 28.78181818
Sale 1,129 28.7627
Sale 1,600 28.765625
Sale 1,900 28.80052632
Sale 2,100 28.7807619
Sale 2,230 28.77973094
Sale 2,832 28.74702
Sale 3,400 28.77
Sale 3,400 28.81126471
Sale 3,500 28.77947143
Sale 4,205 28.83
Sale 4,300 28.7
Sale 4,800 28.7919
Sale 5,100 28.78
Sale 5,600 28.8275
Sale 7,000 28.73057143
Sale 9,900 28.78222222
Sale 10,000 28.798
Sale 11,341 28.77852218
Sale 15,200 28.79460526
Sale 18,800 28.78070691
Sale 19,000 28.83971053
Sale 19,500 28.8159641
Sale 21,204 28.7795794
Sale 45,000 28.7957
Sale 45,300 28.8928
Sale 47,400 28.79829114
Sale 81,200 28.80164901
Sale 144,108 28.81149549
The following dealing which was reported on the Rule 38.5(b) report for 8
January 2010 has subsequently been cancelled.
Purchase/sale Number of securities Price per unit (Note 4)
Purchase 4,500 (USD)
28.4509
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exerc Type, Expiry Option
name, selling, securities ise e.g. date money
e.g. call purchasing, to which price American paid/re
option varying the option (USD) , ceived
etc. relates European per
(Note 6) etc. unit
(Note
4)
Call Option Purchasing 1,900 29 American 16/01/2010 0.15
Call Option Purchasing 100 30 American 22/01/2011 1.55
Call Option Purchasing 100 30 American 22/01/2011 1.55
Call Option Purchasing 300 28 American 20/03/2010 1.45
Call Option Purchasing 300 30 American 20/03/2010 0.5
Call Option Purchasing 100 27 American 19/06/2010 2.6
Call Option Purchasing 100 27 American 19/06/2010 2.6
Call Option Purchasing 200 30 American 20/02/2010 0.3
Call Option Purchasing 100 30 American 20/02/2010 0.3
Call Option Purchasing 100 29 American 20/02/2010 0.7
Call Option Purchasing 200 29 American 20/02/2010 0.71
Call Option Purchasing 100 29 American 20/02/2010 0.7
Call Option Purchasing 400 29 American 19/06/2010 1.48
Call Option Purchasing 200 29 American 19/06/2010 1.35
Call Option Selling 100 27.5 American 16/01/2010 1.4
Call Option Selling 400 27.5 American 16/01/2010 1.4
Call Option Selling 100 27.5 American 16/01/2010 1.4
Call Option Selling 100 27.5 American 16/01/2010 1.4
Call Option Selling 200 27.5 American 16/01/2010 1.35
Call Option Selling 800 27.5 American 16/01/2010 1.25
Call Option Selling 300 27.5 American 16/01/2010 1.25
Call Option Selling 200 28 American 20/03/2010 1.65
Put Option Selling 200 30 American 20/02/2010 1.55
Put Option Selling 1,300 30 American 20/02/2010 1.55
Put Option Selling 7,800 27 American 20/02/2010 0.3
Put Option Selling 10,200 27 American 20/02/2010 0.3
Put Option Selling 9,000 27 American 20/02/2010 0.3
Put Option Selling 24,300 27 American 20/02/2010 0.3
Put Option Selling 1,300 27 American 20/02/2010 0.3
Put Option Selling 900 22.5 American 22/01/2011 0.75
Put Option Selling 7,000 29 American 20/02/2010 1
Put Option Selling 6,900 29 American 20/02/2010 1
Put Option Selling 1,000 27 American 19/06/2010 1.05
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 12 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry date
name, or securities price e.g.
e.g. call purchased to which the (Note 2) American
option option or (USD) ,
derivative European
relates etc.
Call Option Purchased 2,300 20 American 22-Jan-11
Call Option Purchased 800 20 American 21-Jan-12
Call Option Purchased 200 23 American 19-Jun-10
Call Option Purchased 100 24 American 19-Jun-10
Call Option Purchased 31,800 25 American 16-Jan-10
Call Option Purchased 300 25 American 20-Mar-10
Call Option Purchased 100 25 American 19-Jun-10
Call Option Purchased 100 26 American 16-Jan-10
Call Option Purchased 1,800 26 American 20-Mar-10
Call Option Purchased 9,300 27 American 20-Feb-10
Call Option Purchased 76,400 27 American 20-Mar-10
Call Option Purchased 2,000 27 American 19-Jun-10
Call Option Purchased 6,000 28 American 19-Jun-10
Call Option Purchased 44,000 29 American 16-Jan-10
Call Option Purchased 3,400 29 American 20-Feb-10
Call Option Purchased 4,200 29 American 19-Jun-10
Call Option Purchased 2,300 30 American 20-Feb-10
Call Option Purchased 7,100 30 American 19-Jun-10
Call Option Purchased 9,600 30 American 21-Jan-12
Call Option Purchased 2,900 31 American 20-Feb-10
Call Option Purchased 10,200 31 American 20-Mar-10
Call Option Purchased 3,000 31 American 19-Jun-10
Call Option Purchased 1,700 35 American 21-Jan-12
Call Option Purchased 5,500 45 American 16-Jan-10
Call Option Purchased 11,800 22.5 American 16-Jan-10
Call Option Purchased 12,700 32.5 American 16-Jan-10
Put Option Purchased 3,100 15 American 16-Jan-10
Put Option Purchased 8,700 15 American 22-Jan-11
Put Option Purchased 27,400 20 American 16-Jan-10
Put Option Purchased 9,400 20 American 22-Jan-11
Put Option Purchased 1,200 21 American 20-Mar-10
Put Option Purchased 33,500 23 American 20-Mar-10
Put Option Purchased 700 23 American 19-Jun-10
Put Option Purchased 3,000 24 American 20-Mar-10
Put Option Purchased 1,600 24 American 19-Jun-10
Put Option Purchased 23,200 25 American 16-Jan-10
Put Option Purchased 13,900 25 American 20-Mar-10
Put Option Purchased 3,800 25 American 19-Jun-10
Put Option Purchased 161,700 25 American 22-Jan-11
Put Option Purchased 44,000 26 American 16-Jan-10
Put Option Purchased 72,300 26 American 20-Mar-10
Put Option Purchased 3,200 27 American 20-Mar-10
Put Option Purchased 10,500 29 American 16-Jan-10
Put Option Purchased 3,500 29 American 19-Jun-10
Put Option Purchased 1,900 30 American 16-Jan-10
Put Option Purchased 4,900 30 American 19-Jun-10
Put Option Purchased 27,800 30 American 22-Jan-11
Put Option Purchased 600 30 American 21-Jan-12
Put Option Purchased 27,800 31 American 20-Feb-10
Put Option Purchased 7,400 35 American 16-Jan-10
Put Option Purchased 6,800 35 American 22-Jan-11
Put Option Purchased 5,500 40 American 22-Jan-11
Put Option Purchased 100 50 American 22-Jan-11
Put Option Purchased 700 17.5 American 16-Jan-10
Put Option Purchased 500 17.5 American 22-Jan-11
Put Option Purchased 51,000 27.5 American 16-Jan-10
Put Option Purchased 2,800 32.5 American 16-Jan-10
Call Option Sold 2,100 15 American 22-Jan-11
Call Option Sold 100 25 American 16-Jan-10
Call Option Sold 78,000 25 American 22-Jan-11
Call Option Sold 11,900 25 American 21-Jan-12
Call Option Sold 50,400 26 American 20-Feb-10
Call Option Sold 26,400 26 American 19-Jun-10
Call Option Sold 4,200 28 American 20-Feb-10
Call Option Sold 37,300 28 American 20-Mar-10
Call Option Sold 222,900 29 American 16-Jan-10
Call Option Sold 43,100 29 American 20-Mar-10
Call Option Sold 101,600 30 American 16-Jan-10
Call Option Sold 16,700 30 American 20-Mar-10
Call Option Sold 45,300 30 American 22-Jan-11
Call Option Sold 200 31 American 16-Jan-10
Call Option Sold 500 32 American 20-Mar-10
Call Option Sold 600 33 American 20-Mar-10
Call Option Sold 10,100 35 American 16-Jan-10
Call Option Sold 1,800 35 American 19-Jun-10
Call Option Sold 28,600 35 American 22-Jan-11
Call Option Sold 10,400 40 American 16-Jan-10
Call Option Sold 3,800 40 American 22-Jan-11
Call Option Sold 1,500 45 American 22-Jan-11
Call Option Sold 8,300 50 American 22-Jan-11
Call Option Sold 100 17.5 American 22-Jan-11
Call Option Sold 9,500 22.5 American 22-Jan-11
Call Option Sold 158,800 27.5 American 16-Jan-10
Call Option Sold 1,200 37.5 American 16-Jan-10
Put Option Sold 100 10 American 22-Jan-11
Put Option Sold 200 20 American 19-Jun-10
Put Option Sold 1,600 20 American 21-Jan-12
Put Option Sold 14,600 24 American 16-Jan-10
Put Option Sold 148,600 25 American 16-Jan-10
Put Option Sold 500 26 American 16-Jan-10
Put Option Sold 7,100 26 American 19-Jun-10
Put Option Sold 79,500 27 American 20-Feb-10
Put Option Sold 1,000 27 American 19-Jun-10
Put Option Sold 14,000 28 American 20-Feb-10
Put Option Sold 7,100 28 American 20-Mar-10
Put Option Sold 8,200 28 American 19-Jun-10
Put Option Sold 13,900 29 American 20-Feb-10
Put Option Sold 3,600 29 American 20-Mar-10
Put Option Sold 260,400 30 American 20-Feb-10
Put Option Sold 173,500 30 American 20-Mar-10
Put Option Sold 8,800 31 American 20-Mar-10
Put Option Sold 1,500 32 American 20-Mar-10
Put Option Sold 2,700 33 American 20-Mar-10
Put Option Sold 200 35 American 20-Mar-10
Put Option Sold 1,800 35 American 21-Jan-12
Put Option Sold 800 12.5 American 16-Jan-10
Put Option Sold 200 12.5 American 22-Jan-11
Put Option Sold 47,200 22.5 American 16-Jan-10
Put Option Sold 16,600 22.5 American 22-Jan-11
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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