EPT Disclosure Kraft Foods Inc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 29 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 591,065 0.04% 302,691 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 699,600 0.05% 1,916,200 0.13%
to purchase/sell
Total 1,290,665 0.09% 2,218,891 0.15%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 6,385 27.66
Purchase 400 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 500 27.94
Purchase 100 27.94
Purchase 200 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.9398
Purchase 100 27.9399
Purchase 100 27.9399
Purchase 200 27.94
Purchase 400 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 200 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 700 27.94
Purchase 100 27.94
Purchase 900 27.94
Purchase 100 27.94
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.9499
Purchase 100 27.9498
Purchase 100 27.95
Purchase 100 27.95
Purchase 800 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 200 27.95
Purchase 100 27.95
Purchase 500 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 200 27.95
Purchase 100 27.95
Purchase 800 27.95
Purchase 100 27.95
Purchase 100 27.96
Purchase 100 27.9495
Purchase 200 27.9496
Purchase 100 27.9497
Purchase 100 27.9498
Purchase 100 27.9498
Purchase 300 27.95
Purchase 100 27.95
Purchase 200 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 500 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 94 27.95
Purchase 400 27.95
Purchase 500 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 200 27.95
Purchase 200 27.9499
Purchase 6 27.95
Purchase 200 27.95
Purchase 200 27.95
Purchase 400 27.89
Purchase 2,900 27.84448276
Purchase 3,900 27.98641026
Purchase 11,082 27.66
Purchase 4,000 27.971985
Purchase 2,400 27.9325
Purchase 6,100 27.9191802
Purchase 23,008 27.9437
Purchase 20,400 27.945573
Purchase 40 27.66
Purchase 21 27.805
Purchase 80 27.92
Purchase 100 27.961
Purchase 400 27.875
Purchase 8,800 27.815375
Purchase 1,600 27.870625
Purchase 1,000 27.9422
Purchase 700 27.81571429
Purchase 400 27.975
Purchase 50,000 27.8562544
Purchase 1,000 27.91002
Purchase 9,400 27.82946809
Purchase 500 28.026
Purchase 14,405 27.80461645
Purchase 500 27.95
Purchase 3,450 27.80394493
Purchase 6,000 27.9
Purchase 560 27.80678571
Purchase 836 27.91
Purchase 4,600 27.9000087
Purchase 3,700 27.9381
Purchase 5,000 27.8841
Purchase 6,200 27.9238
Purchase 900 27.82833333
Purchase 1,400 27.89285714
Purchase 9,000 27.90512222
Purchase 200 27.89
Purchase 300 27.92666667
Purchase 600 27.84966667
Purchase 2,500 27.90304
Purchase 900 27.92555556
Purchase 600 28.0625
Purchase 4,000 27.9725675
Purchase 1,900 27.922316
Purchase 285,120 27.89613387
Purchase 200 27.9499
Purchase 100 27.95
Purchase 100 27.95
Purchase 500 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 100 27.95
Purchase 2,600 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 100 27.94
Purchase 500 27.94
Purchase 100 27.9
Purchase 2,900 27.93113793
Purchase 1,400 27.99071429
Purchase 20,400 28.00490196
Purchase 1,200 27.89358333
Purchase 2,700 27.89444444
Purchase 100 27.94
Purchase 100 27.95
Sale -3,700 27.9456
Sale -2,750 27.9456
Sale -436 27.66
Sale -5,949 27.66
Sale -2,750 27.9456
Sale -600 27.935
Sale -8,900 27.80398876
Sale -5,000 27.88408
Sale -2,000 27.782
Sale -100 27.7
Sale -2,700 27.94851852
Sale -500 27.8986
Sale -191,570 27.8725729
Sale -141 27.9025
Sale -1,000 27.859
Sale -100 27.9
Sale -1,000 27.9208
Sale -1,000 28.03
Sale -6,000 27.9
Sale -1,300 27.93730769
Sale -200 27.91
Sale -700 27.805
Sale -5,200 27.93625
Sale -400 27.975
Sale -675 27.79333333
Sale -9,400 27.82969149
Sale -1,800 27.90002222
Sale -5,305 27.84607729
Sale -300 27.9
Sale -20,400 28.00490196
Sale -600 27.9
Sale -300 27.9
Sale -1,600 27.9
Sale -26,956 27.90124499
Sale -2,160 27.92439352
Sale -305 27.9
Sale -9,200 27.8179913
Sale -11,200 27.83983393
Sale -1,600 27.8706
Sale -16,850 27.79386142
Sale -800 27.91375
Sale -1,100 27.92854545
Sale -300 27.92333333
Sale -500 27.894
Sale -100 27.931
Sale -100 27.85
Sale -2,600 28.01230769
Sale -600 28.0625
Sale -400 27.747
Sale -11,500 27.90466957
Sale -200 27.9245
Sale -800 27.966875
Sale -800 27.85975
Sale -1,500 27.896
Sale -3,600 27.9022
Sale -93,206 27.94016887
Sale -20,400 27.945573
Sale -4,000 27.9235
Sale -23,008 27.94372783
Sale -4,000 27.972
Sale -2,400 27.9325
Sale -2,100 27.91095238
Sale -14,982 27.74496856
Sale -400 27.89
Sale -2,900 27.844483
Sale -2,750 27.9456
Sale -2,750 27.9456
Sale -5,700 27.9456
Sale 200 27.75
Sale 800 27.97
Sale 200 27.97
Sale 1,500 27.97
Sale 200 27.97
Sale 1,152 27.96976823
Sale 25,728 27.90093284
Sale 141 27.9025
Sale 119,606 27.66
Sale 100 28.03
Sale 2,900 27.93396552
Sale 1,370 27.97049328
Sale 10,800 27.97527778
Sale 2,270 27.71207048
Sale 1,700 28.00882353
Sale 500 28.01
Sale 27,501 27.9021661
Sale 100 27.861
Sale 2,902 27.88345279
Sale 17,946 27.918451
Sale 1,400 27.77142857
Sale 200 27.82
Sale 8,850 27.88003609
Sale 200 27.771
Sale 2,190 27.7383105
Sale 500 27.7
Sale 210 27.74619048
Sale 2,700 27.75814815
Sale 400 27.75
Sale 1,160 27.94293103
Sale 100 27.66
Sale 100 27.97
Sale 8,603 27.66
Sale 36,000 28.1798
Sale 100 27.73
Sale 200 27.775
Sale 100 27.76
Sale -3,300 27.66
Sale -3,300 27.74
Sale -31,453 27.9107
Sale -100 27.861
Sale -4,300 27.9062093
Sale -700 27.88142857
Sale -152 27.88657895
Sale -3,398 27.88274261
Sale -1,200 27.9325
Sale -400 27.91
Sale -2,046 27.92665689
Sale -1,000 27.894
Sale -2,500 27.8816
Sale -1,964 27.93356415
Sale -6,536 27.90720318
Sale -2,300 27.88304348
Sale -27,030 27.89851942
Sale -2,100 27.93432381
Sale -8,703 27.66
Sale -16,100 27.74
Sale -141 27.9025
Sale -119,406 27.66
Sale -18,600 27.96839194
Sale -2,400 27.71833333
Sale -186 27.66
Sale -200 27.75
Sale -1,496 27.74
Sale -17,500 27.75
Sale -700 27.74
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Call Option Selling -25,700 29 AMER 20/03/2010 0.55285151
Call Option Purchasing 2,600 29 AMER 20/03/2010 0.567385659
Call Option Selling -2,600 29 AMER 20/03/2010 0.567385659
Call Option Selling -400 29 AMER 20/03/2010 0.584560371
Call Option Purchasing 400 29 AMER 20/03/2010 0.584560371
Call Option Selling -2,300 29 AMER 20/03/2010 0.593356815
Call Option Purchasing 2,300 29 AMER 20/03/2010 0.593356815
Call Option Purchasing 100 29 AMER 20/03/2010 0.5
Call Option Selling -200 30 AMER 19/06/2010 0.705155613
Call Option Purchasing 200 30 AMER 19/06/2010 0.705155613
Call Option Purchasing 100 30 AMER 19/06/2010 0.65
Call Option Selling -5,200 30 AMER 19/06/2010 0.704554395
Call Option Purchasing 5,200 30 AMER 19/06/2010 0.704554395
Call Option Selling -900 28 AMER 20/03/2010 1.018909261
Call Option Purchasing 900 28 AMER 20/03/2010 1.018909261
Call Option Purchasing 100 28 AMER 20/03/2010 1
Call Option Purchasing 100 28 AMER 20/03/2010 1
Call Option Selling -900 30 AMER 22/01/2011 1.304497168
Call Option Purchasing 900 30 AMER 22/01/2011 1.304497168
Call Option Purchasing 100 30 AMER 22/01/2011 1.324105301
Call Option Selling -100 30 AMER 22/01/2011 1.324105301
Call Option Purchasing 100 30 AMER 22/01/2011 1.3
Call Option Purchasing 3,200 30 AMER 20/03/2010 0.272491009
Call Option Selling -3,200 30 AMER 20/03/2010 0.272491009
Call Option Selling -400 30 AMER 20/03/2010 0.296369612
Call Option Purchasing 400 30 AMER 20/03/2010 0.296369612
Call Option Purchasing 100 30 AMER 20/03/2010 0.26
Put Option Selling -700 20 AMER 19/06/2010 0.15
Put Option Selling -400 26 AMER 20/02/2010 0.15
Put Option Selling -100 26 AMER 20/02/2010 0.15
Call Option Purchasing 100 32 AMER 18/09/2010 0.45
Call Option Purchasing 100 32 AMER 18/09/2010 0.45
Call Option Selling -100 31 AMER 18/09/2010 0.734702045
Call Option Purchasing 100 31 AMER 18/09/2010 0.734702045
Call Option Purchasing 100 31 AMER 18/09/2010 0.65
Call Option Purchasing 100 31 AMER 18/09/2010 0.65
Call Option Purchasing 200 29 AMER 19/06/2010 1.048592414
Call Option Selling -200 29 AMER 19/06/2010 1.048592414
Call Option Purchasing 100 29 AMER 19/06/2010 1
Call Option Purchasing 200 29 AMER 19/06/2010 0.95
Put Option Purchasing 600 25 AMER 19/06/2010 0.65
Put Option Purchasing 100 25 AMER 19/06/2010 0.65
Call Option Selling -100 31 AMER 19/06/2010 0.44867492
Call Option Purchasing 100 31 AMER 19/06/2010 0.44867492
Call Option Selling -100 31 AMER 19/06/2010 0.449261607
Call Option Purchasing 100 31 AMER 19/06/2010 0.449261607
Call Option Purchasing 100 31 AMER 19/06/2010 0.4
Call Option Purchasing 100 31 AMER 19/06/2010 0.4
Put Option Selling -100 30 AMER 22/01/2011 4.164664017
Put Option Purchasing 100 30 AMER 22/01/2011 4.164664017
Put Option Purchasing 300 30 AMER 22/01/2011 4.2
Call Option Selling -2,800 29 AMER 20/02/2010 0.35
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 01 February 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry date
name, or securities price e.g.
e.g. call purchased to which (Note 2) American
option the option (USD) ,
or European
derivative etc.
relates
Put Option Purchased 2,900 24 AMER 20/03/2010
Put Option Purchased 4,900 25 AMER 19/06/2010
Put Option Purchased 3,400 29 AMER 19/06/2010
Put Option Purchased 500 31 AMER 19/06/2010
Put Option Purchased 27,900 30 AMER 22/01/2011
Put Option Purchased 5,400 30 AMER 19/06/2010
Put Option Purchased 5,100 33 AMER 18/09/2010
Put Option Purchased 8,700 15 AMER 22/01/2011
Put Option Purchased 9,200 20 AMER 22/01/2011
Put Option Purchased 1,300 35 AMER 21/01/2012
Put Option Purchased 72,000 26 AMER 20/03/2010
Put Option Purchased 33,500 23 AMER 20/03/2010
Put Option Purchased 27,300 31 AMER 20/02/2010
Put Option Purchased 600 28 AMER 18/09/2010
Put Option Purchased 100 50 AMER 22/01/2011
Put Option Purchased 120,000 30 AMER 20/02/2010
Put Option Purchased 100 30 AMER 18/09/2010
Put Option Purchased 7,600 35 AMER 22/01/2011
Put Option Purchased 3,300 27 AMER 19/06/2010
Put Option Purchased 107,100 25 AMER 22/01/2011
Put Option Purchased 500 17.5 AMER 22/01/2011
Put Option Purchased 1,500 26 AMER 18/09/2010
Put Option Purchased 1,200 21 AMER 20/03/2010
Put Option Purchased 9,800 25 AMER 20/03/2010
Put Option Purchased 900 30 AMER 21/01/2012
Put Option Purchased 5,500 40 AMER 22/01/2011
Put Option Purchased 1,100 23 AMER 19/06/2010
Put Option Purchased 400 22.5 AMER 18/09/2010
Put Option Sold -1,400 34 AMER 19/06/2010
Put Option Sold -200 12.5 AMER 22/01/2011
Put Option Sold -26,800 22.5 AMER 22/01/2011
Put Option Sold -1,100 20 AMER 21/01/2012
Put Option Sold -172,900 30 AMER 20/03/2010
Put Option Sold -1,500 32 AMER 20/03/2010
Put Option Sold -6,400 29 AMER 20/03/2010
Put Option Sold -34,800 27 AMER 18/09/2010
Put Option Sold -100 10 AMER 22/01/2011
Put Option Sold -163,900 30 AMER 20/02/2010
Put Option Sold -1,300 32 AMER 18/09/2010
Put Option Sold -2,700 33 AMER 20/03/2010
Put Option Sold -5,700 28 AMER 19/06/2010
Put Option Sold -1,000 20 AMER 19/06/2010
Put Option Sold -11,800 32 AMER 19/06/2010
Put Option Sold -50,000 31 AMER 18/09/2010
Put Option Sold -2,200 25 AMER 21/01/2012
Put Option Sold -13,300 29 AMER 20/02/2010
Put Option Sold -200 35 AMER 20/03/2010
Put Option Sold -8,800 31 AMER 20/03/2010
Put Option Sold -20,800 26 AMER 19/06/2010
Put Option Sold -25,400 28 AMER 20/02/2010
Put Option Sold -500 26 AMER 20/02/2010
Put Option Sold -500 24 AMER 19/06/2010
Put Option Sold -1,900 25 AMER 20/02/2010
Put Option Sold -2,300 27 AMER 20/03/2010
Put Option Sold -54,100 25 AMER 18/09/2010
Put Option Sold -75,800 27 AMER 20/02/2010
Put Option Sold -6,300 28 AMER 20/03/2010
Call Option Purchased 2,400 20 AMER 22/01/2011
Call Option Purchased 300 28 AMER 18/09/2010
Call Option Purchased 1,000 31 AMER 18/09/2010
Call Option Purchased 300 25 AMER 20/03/2010
Call Option Purchased 4,200 28 AMER 20/02/2010
Call Option Purchased 700 32 AMER 18/09/2010
Call Option Purchased 300 27 AMER 18/09/2010
Call Option Purchased 1,100 29 AMER 18/09/2010
Call Option Purchased 200 33 AMER 19/06/2010
Call Option Purchased 4,900 31 AMER 19/06/2010
Call Option Purchased 2,300 29 AMER 19/06/2010
Call Option Purchased 2,900 34 AMER 19/06/2010
Call Option Purchased 7,900 30 AMER 21/01/2012
Call Option Purchased 76,800 27 AMER 20/03/2010
Call Option Purchased 9,800 27 AMER 20/02/2010
Call Option Purchased 11,200 31 AMER 20/02/2010
Call Option Purchased 2,000 26 AMER 20/03/2010
Call Option Purchased 200 27 AMER 19/06/2010
Call Option Purchased 200 33 AMER 18/09/2010
Call Option Purchased 95,500 29 AMER 20/02/2010
Call Option Purchased 10,500 31 AMER 20/03/2010
Call Option Purchased 100 26 AMER 18/09/2010
Call Option Purchased 2,100 30 AMER 18/09/2010
Call Option Purchased 200 20 AMER 20/03/2010
Call Option Purchased 200 23 AMER 19/06/2010
Call Option Purchased 500 32 AMER 19/06/2010
Call Option Sold -500 32 AMER 20/03/2010
Call Option Sold -1,800 35 AMER 21/01/2012
Call Option Sold -100 17.5 AMER 22/01/2011
Call Option Sold -28,500 26 AMER 19/06/2010
Call Option Sold -47,700 30 AMER 19/06/2010
Call Option Sold -30,300 26 AMER 20/02/2010
Call Option Sold -13,900 25 AMER 21/01/2012
Call Option Sold -27,300 35 AMER 22/01/2011
Call Option Sold -73,800 25 AMER 22/01/2011
Call Option Sold -9,600 22.5 AMER 22/01/2011
Call Option Sold -600 33 AMER 20/03/2010
Call Option Sold -13,500 30 AMER 20/03/2010
Call Option Sold -3,800 40 AMER 22/01/2011
Call Option Sold -1,800 35 AMER 19/06/2010
Call Option Sold -1,900 30 AMER 20/02/2010
Call Option Sold -8,300 50 AMER 22/01/2011
Call Option Sold -1,500 45 AMER 22/01/2011
Call Option Sold -32,700 30 AMER 22/01/2011
Call Option Sold -3,000 28 AMER 19/06/2010
Call Option Sold -100 20 AMER 21/01/2012
Call Option Sold -2,400 24 AMER 19/06/2010
Call Option Sold -2,100 15 AMER 22/01/2011
Call Option Sold -200 25 AMER 19/06/2010
Call Option Sold -875,500 29 AMER 20/03/2010
Call Option Sold -41,600 28 AMER 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk