Form 8.3 - ANGLOGOLD ASHANTI PLC Replace

Barclays PLC
27 September 2024
 

 

 

 

FORM 8.3 - Amendment to 2a and 3b
Replaces form Released at 20/09/2024 15:17 RNS Number : 1064F

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:


Barclays PLC.

(b)

Owner or controller of interest and short



positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC


relevant securities this form relates:

(d)

If an exempt fund manager connected with an



offeror/offeree, state this and specify identity of


offeror/offeree:

(e)

Date position held/dealing undertaken:

19 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:




disclosures in respect of any other party to the offer?

CENTAMIN PLC


2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree



to which the disclosure relates following the dealing(if any)


Class of relevant security:

USD 1 ordinary


Interests

Short Positions


Number

(%)

Number

(%)

(1)

Relevant securities owned






and/or controlled:



2,054,814

0.49%

1,900,932

0.45%

(2)

Cash-settled derivatives:






and/or controlled:



1,014,060

0.24%

744,488

0.18%

(3)

Stock-settled derivatives (including options)






and agreements to purchase/sell:



130,000

0.03%

160,000

0.04%










TOTAL:



3,198,874

0.76%

2,805,420

0.67%

(b)

Rights to subscribe for new securities (including directors and other executive



options)







Class of relevant security in relation to





which subscription right exists





Details, including nature of the rights





concerned and relevant percentages:





3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales






Class of relevant

Purchase/sale

Number of

Price per unit

security


securities


USD 1 ordinary

Purchase

106,072

27.9629  USD

USD 1 ordinary

Purchase

28,880

27.6513  USD

USD 1 ordinary

Purchase

24,132

27.5633  USD

USD 1 ordinary

Purchase

13,584

28.0404  USD

USD 1 ordinary

Purchase

5,013

27.9647  USD

USD 1 ordinary

Purchase

2,835

28.0942  USD

USD 1 ordinary

Purchase

2,456

27.6023  USD

USD 1 ordinary

Purchase

1,504

27.4627  USD

USD 1 ordinary

Purchase

1,475

27.5676  USD

USD 1 ordinary

Purchase

1,447

27.4694  USD

USD 1 ordinary

Purchase

1,223

27.4705  USD

USD 1 ordinary

Purchase

500

27.6450  USD

USD 1 ordinary

Purchase

414

27.5627  USD

USD 1 ordinary

Purchase

220

27.4113  USD

USD 1 ordinary

Purchase

200

27.4100  USD

USD 1 ordinary

Purchase

186

27.4000  USD

USD 1 ordinary

Purchase

107

27.3600  USD

USD 1 ordinary

Purchase

80

27.8125  USD

USD 1 ordinary

Purchase

27

27.3759  USD

USD 1 ordinary

Purchase

6

27.4066  USD

USD 1 ordinary

Purchase

2

27.4200  USD

USD 1 ordinary

Sale

115,090

27.9903  USD

USD 1 ordinary

Sale

31,607

27.5883  USD

USD 1 ordinary

Sale

24,184

27.6539  USD

USD 1 ordinary

Sale

4,229

27.5732  USD

USD 1 ordinary

Sale

3,408

27.8812  USD

USD 1 ordinary

Sale

2,696

27.9574  USD

USD 1 ordinary

Sale

1,210

27.8235  USD

USD 1 ordinary

Sale

1,208

27.4710  USD

USD 1 ordinary

Sale

1,036

27.3800  USD

USD 1 ordinary

Sale

979

27.4451  USD

USD 1 ordinary

Sale

606

27.4074  USD

USD 1 ordinary

Sale

590

27.7800  USD

USD 1 ordinary

Sale

407

27.5289  USD

USD 1 ordinary

Sale

367

28.2236  USD

USD 1 ordinary

Sale

329

27.6241  USD

USD 1 ordinary

Sale

300

27.4933  USD

USD 1 ordinary

Sale

300

27.5400  USD

USD 1 ordinary

Sale

244

27.5723  USD

USD 1 ordinary

Sale

200

27.3750  USD

USD 1 ordinary

Sale

200

28.0400  USD

USD 1 ordinary

Sale

100

27.5100  USD

USD 1 ordinary

Sale

100

27.5700  USD

USD 1 ordinary

Sale

100

27.3500  USD

USD 1 ordinary

Sale

100

28.2240  USD

USD 1 ordinary

Sale

100

27.3600  USD

USD 1 ordinary

Sale

56

27.4787  USD

USD 1 ordinary

Sale

44

27.3784  USD

USD 1 ordinary

Sale

40

27.5500  USD

USD 1 ordinary

Sale

31

27.4083  USD

USD 1 ordinary

Sale

2

27.4200  USD









(b)

Cash-settled derivative transactions


Class of

Product

Nature of dealing

Number of

Price per

relevant

description


reference

unit

security



securities


USD 1 ordinary

SWAP

Increasing Long

99,242

490.7900  ZAR

USD 1 ordinary

SWAP

Increasing Long

110,696

480.9800  ZAR

USD 1 ordinary

SWAP

Increasing Long

804

482.4438  ZAR

USD 1 ordinary

SWAP

Increasing Long

18,362

483.0600  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,983

483.0602  ZAR

USD 1 ordinary

SWAP

Increasing Long

423

483.4889  ZAR

USD 1 ordinary

SWAP

Increasing Long

322

483.5664  ZAR

USD 1 ordinary

SWAP

Increasing Long

23,267

484.2811  ZAR

USD 1 ordinary

SWAP

Increasing Long

36,534

485.9115  ZAR

USD 1 ordinary

SWAP

Increasing Long

18,521

487.5153  ZAR

USD 1 ordinary

SWAP

Increasing Long

30,007

487.9679  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,935

488.0011  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,936

489.0242  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,614

489.0837  ZAR

USD 1 ordinary

SWAP

Increasing Long

75

489.7271  ZAR

USD 1 ordinary

SWAP

Increasing Long

26,562

489.9184  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,281

489.9247  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,982

490.3924  ZAR

USD 1 ordinary

SWAP

Increasing Long

71,485

490.8734  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,960

490.8917  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,202

490.9867  ZAR

USD 1 ordinary

SWAP

Increasing Long

177,414

491.5209  ZAR

USD 1 ordinary

SWAP

Increasing Long

167

491.6267  ZAR

USD 1 ordinary

SWAP

Increasing Long

735

492.1482  ZAR

USD 1 ordinary

SWAP

Decreasing Long

110,696

480.9800  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,896

482.8550  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5,010

482.9778  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,983

482.9780  ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,352

483.0600  ZAR

USD 1 ordinary

SWAP

Decreasing Long

423

483.4164  ZAR

USD 1 ordinary

SWAP

Decreasing Long

322

483.4938  ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,421

484.2332  ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,781

484.4103  ZAR

USD 1 ordinary

SWAP

Decreasing Long

36,534

485.8289  ZAR

USD 1 ordinary

SWAP

Decreasing Long

18,521

487.4324  ZAR

USD 1 ordinary

SWAP

Decreasing Long

30,007

487.8850  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,936

488.9410  ZAR

USD 1 ordinary

SWAP

Decreasing Long

104,832

489.5564  ZAR

USD 1 ordinary

SWAP

Decreasing Long

75

489.7662  ZAR

USD 1 ordinary

SWAP

Decreasing Long

26,562

489.8351  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,281

489.8414  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,530

490.2114  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,982

490.3090  ZAR

USD 1 ordinary

SWAP

Decreasing Long

71,485

490.7900  ZAR

USD 1 ordinary

SWAP

Decreasing Long

167

491.5432  ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,902

492.0125  ZAR

USD 1 ordinary

CFD

Increasing Long

5,896

482.7439  ZAR

USD 1 ordinary

CFD

Increasing Long

13,352

483.0600  ZAR

USD 1 ordinary

CFD

Increasing Long

18,421

484.1823  ZAR

USD 1 ordinary

CFD

Increasing Long

18,781

484.3594  ZAR

USD 1 ordinary

CFD

Increasing Long

104,832

489.4928  ZAR

USD 1 ordinary

CFD

Increasing Long

4,530

490.1477  ZAR

USD 1 ordinary

CFD

Increasing Long

8,902

491.9608  ZAR

USD 1 ordinary

CFD

Decreasing Long

804

482.5066  ZAR

USD 1 ordinary

CFD

Decreasing Long

13,352

483.0600  ZAR

USD 1 ordinary

CFD

Decreasing Long

23,267

484.3441  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,935

488.0523  ZAR

USD 1 ordinary

CFD

Decreasing Long

8,614

489.1106  ZAR

USD 1 ordinary

CFD

Decreasing Long

8,960

491.0046  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,202

491.0382  ZAR

USD 1 ordinary

CFD

Decreasing Long

177,414

491.5725  ZAR

USD 1 ordinary

CFD

Decreasing Long

735

492.1998  ZAR









(c)

Stock-settled derivative transactions (including options)


(i)

Writing, selling, purchasing or varying


Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising







Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security



securities

unit














(d)

Other dealings (including subscribing for new securities)


Class of relevant

Nature of Dealings

Details

Price per unit (if

security



applicable)





4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements


Details of any indemnity or option arrangement, or any agreement or understanding,



formal or informal, relating to relevant securities which may be an inducement to deal



or refrain from dealing entered into by the exempt principal trader making the disclosure and any party


to the offer or any person acting in concert with a party to the offer:




NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between



the person making the disclosure and any other person relating to:



(i)  the voting rights of any relevant securities under any option; or




(ii) the voting rights of future acquisition or disposal of any relevant securities to which



any derivative is referenced:







NONE

(c)

Attachments







Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

























DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:









2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025









3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

























 

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