Form 8.3 - ANGLOGOLD ASHANTI PLC Replacement

Barclays PLC

22 November 2024

 

FORM 8.3 - Amendment to section 2a and 3b
Replaces form released 15:15 on 18 Nov 2024
6693M
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				15-Nov-24
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
-1	Relevant securities owned
	and/or controlled:			3,658,928	0.86%	3,475,465	0.82%
-2	Cash-settled derivatives:
	and/or controlled:			2,880,056	0.68%	1,825,527	0.43%
-3	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.03%
	TOTAL:			6,668,984	2.09%	5,460,992	1.29%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		365,803		440.7600  ZAR
USD 1 ordinary		Purchase		40,066		23.8500  USD
USD 1 ordinary		Purchase		33,656		24.0539  USD
USD 1 ordinary		Purchase		29,221		23.7892  USD
USD 1 ordinary		Purchase		20,185		23.7768  USD
USD 1 ordinary		Purchase		18,676		24.0414  USD
USD 1 ordinary		Purchase		10,202		23.8185  USD
USD 1 ordinary		Purchase		9,179		23.8655  USD
USD 1 ordinary		Purchase		7,656		23.8003  USD
USD 1 ordinary		Purchase		6,736		23.9146  USD
USD 1 ordinary		Purchase		5,428		23.9725  USD
USD 1 ordinary		Purchase		3,565		23.8291  USD
USD 1 ordinary		Purchase		2,300		23.7300  USD
USD 1 ordinary		Purchase		1,970		23.8112  USD
USD 1 ordinary		Purchase		1,752		23.7813  USD
USD 1 ordinary		Purchase		1,681		24.0399  USD
USD 1 ordinary		Purchase		1,304		23.8092  USD
USD 1 ordinary		Purchase		1,252		23.8300  USD
USD 1 ordinary		Purchase		1,186		23.7890  USD
USD 1 ordinary		Purchase		942		23.8310  USD
USD 1 ordinary		Purchase		810		24.1513  USD
USD 1 ordinary		Purchase		800		24.0021  USD
USD 1 ordinary		Purchase		522		23.7624  USD
USD 1 ordinary		Purchase		433		24.1492  USD
USD 1 ordinary		Purchase		324		23.7894  USD
USD 1 ordinary		Purchase		321		23.8600  USD
USD 1 ordinary		Purchase		313		23.7462  USD
USD 1 ordinary		Purchase		300		23.8150  USD
USD 1 ordinary		Purchase		244		23.8119  USD
USD 1 ordinary		Purchase		196		23.8316  USD
USD 1 ordinary		Purchase		194		23.8225  USD
USD 1 ordinary		Purchase		107		23.7779  USD
USD 1 ordinary		Purchase		100		23.8050  USD
USD 1 ordinary		Purchase		100		23.7600  USD
USD 1 ordinary		Purchase		84		23.7900  USD
USD 1 ordinary		Purchase		72		23.8100  USD
USD 1 ordinary		Purchase		46		23.7800  USD
USD 1 ordinary		Purchase		43		23.7500  USD
USD 1 ordinary		Purchase		27		23.7807  USD
USD 1 ordinary		Purchase		5		23.8420  USD
USD 1 ordinary		Purchase		4		23.7950  USD
USD 1 ordinary		Purchase		2		23.8200  USD
USD 1 ordinary		Sale		365,803		440.7600  ZAR
USD 1 ordinary		Sale		53,839		23.9296  USD
USD 1 ordinary		Sale		32,704		23.7862  USD
USD 1 ordinary		Sale		17,050		24.1332  USD
USD 1 ordinary		Sale		16,083		23.8288  USD
USD 1 ordinary		Sale		14,163		23.8426  USD
USD 1 ordinary		Sale		9,900		23.8194  USD
USD 1 ordinary		Sale		7,030		23.8200  USD
USD 1 ordinary		Sale		7,004		23.8782  USD
USD 1 ordinary		Sale		5,114		24.0478  USD
USD 1 ordinary		Sale		5,101		23.7714  USD
USD 1 ordinary		Sale		3,524		23.8300  USD
USD 1 ordinary		Sale		3,140		23.7886  USD
USD 1 ordinary		Sale		2,273		23.8245  USD
USD 1 ordinary		Sale		1,970		23.8112  USD
USD 1 ordinary		Sale		1,953		23.8914  USD
USD 1 ordinary		Sale		1,600		23.7300  USD
USD 1 ordinary		Sale		1,434		24.0587  USD
USD 1 ordinary		Sale		1,397		24.1101  USD
USD 1 ordinary		Sale		1,370		23.7924  USD
USD 1 ordinary		Sale		1,308		24.0613  USD
USD 1 ordinary		Sale		1,185		23.7760  USD
USD 1 ordinary		Sale		1,160		24.0461  USD
USD 1 ordinary		Sale		916		24.0104  USD
USD 1 ordinary		Sale		900		24.1788  USD
USD 1 ordinary		Sale		876		23.7813  USD
USD 1 ordinary		Sale		546		23.8623  USD
USD 1 ordinary		Sale		528		24.0358  USD
USD 1 ordinary		Sale		437		23.9575  USD
USD 1 ordinary		Sale		408		23.7792  USD
USD 1 ordinary		Sale		400		23.8100  USD
USD 1 ordinary		Sale		351		23.8098  USD
USD 1 ordinary		Sale		330		24.1651  USD
USD 1 ordinary		Sale		324		23.7894  USD
USD 1 ordinary		Sale		321		23.8600  USD
USD 1 ordinary		Sale		300		23.7700  USD
USD 1 ordinary		Sale		300		23.7883  USD
USD 1 ordinary		Sale		213		23.7648  USD
USD 1 ordinary		Sale		100		23.8500  USD
USD 1 ordinary		Sale		100		24.1800  USD
USD 1 ordinary		Sale		96		23.8193  USD
USD 1 ordinary		Sale		24		23.9054  USD
USD 1 ordinary		Sale		19		24.3000  USD
USD 1 ordinary		Sale		12		23.7937  USD
USD 1 ordinary		Sale		2		23.7350  USD
USD 1 ordinary		Sale		1		23.9800  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		75	435.3054  ZAR
USD 1 ordinary		SWAP		Decreasing Short		625	435.3057  ZAR
USD 1 ordinary		SWAP		Decreasing Short		55,086	436.6599  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,116	437.0195  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,886	437.1721  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,226	437.5772  ZAR
USD 1 ordinary		SWAP		Decreasing Short		38,900	437.7210  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,043	437.7955  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,672	438.0889  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,997	438.0928  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,708	438.1148  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,451	438.1609  ZAR
USD 1 ordinary		SWAP		Decreasing Short		682	438.6759  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,303	438.7065  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,148	438.7718  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7	439.1717  ZAR
USD 1 ordinary		SWAP		Decreasing Short		856	439.1809  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1	439.4689  ZAR
USD 1 ordinary		SWAP		Decreasing Short		618	439.9023  ZAR
USD 1 ordinary		SWAP		Decreasing Short		74	439.9463  ZAR
USD 1 ordinary		SWAP		Decreasing Short		9,015	440.7297  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,708	440.7600  ZAR
USD 1 ordinary		SWAP		Decreasing Short		365,803	440.8040  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,900	440.8349  ZAR
USD 1 ordinary		SWAP		Decreasing Long		75	435.3054  ZAR
USD 1 ordinary		SWAP		Decreasing Long		625	435.3057  ZAR
USD 1 ordinary		SWAP		Decreasing Long		16,116	436.9452  ZAR
USD 1 ordinary		SWAP		Decreasing Long		4,886	437.0978  ZAR
USD 1 ordinary		SWAP		Decreasing Long		14,106	437.1426  ZAR
USD 1 ordinary		SWAP		Decreasing Long		14,493	437.1738  ZAR
USD 1 ordinary		SWAP		Decreasing Long		10,226	437.5028  ZAR
USD 1 ordinary		SWAP		Decreasing Long		2,860	437.5373  ZAR
USD 1 ordinary		SWAP		Decreasing Long		15,500	437.5376  ZAR
USD 1 ordinary		SWAP		Decreasing Long		8,900	437.6645  ZAR
USD 1 ordinary		SWAP		Decreasing Long		9,900	437.7960  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1,740	437.8549  ZAR
USD 1 ordinary		SWAP		Decreasing Long		5,168	437.8996  ZAR
USD 1 ordinary		SWAP		Decreasing Long		2,997	438.0184  ZAR
USD 1 ordinary		SWAP		Decreasing Long		5,708	438.0404  ZAR
USD 1 ordinary		SWAP		Decreasing Long		5,451	438.0864  ZAR
USD 1 ordinary		SWAP		Decreasing Long		4,018	438.3268  ZAR
USD 1 ordinary		SWAP		Decreasing Long		3,303	438.6319  ZAR
USD 1 ordinary		SWAP		Decreasing Long		25,575	438.7281  ZAR
USD 1 ordinary		SWAP		Decreasing Long		838	438.8127  ZAR
USD 1 ordinary		SWAP		Decreasing Long		7	439.1717  ZAR
USD 1 ordinary		SWAP		Decreasing Long		1	439.4689  ZAR
USD 1 ordinary		SWAP		Decreasing Long		618	439.9023  ZAR
USD 1 ordinary		SWAP		Decreasing Long		74	439.9463  ZAR
USD 1 ordinary		SWAP		Decreasing Long		9,015	440.6547  ZAR
USD 1 ordinary		SWAP		Decreasing Long		25,316	440.6562  ZAR
USD 1 ordinary		SWAP		Decreasing Long		5,708	440.6850  ZAR
USD 1 ordinary		SWAP		Decreasing Long		3,900	440.7600  ZAR
USD 1 ordinary		CFD		Increasing Long		14,106	437.0967  ZAR
USD 1 ordinary		CFD		Increasing Long		14,493	437.1498  ZAR
USD 1 ordinary		CFD		Increasing Long		5,168	437.8536  ZAR
USD 1 ordinary		CFD		Increasing Long		4,018	438.2259  ZAR
USD 1 ordinary		CFD		Increasing Long		25,575	438.6710  ZAR
USD 1 ordinary		CFD		Increasing Long		838	438.7556  ZAR
USD 1 ordinary		CFD		Increasing Long		25,316	440.6099  ZAR
USD 1 ordinary		CFD		Decreasing Long		55,086	436.7166  ZAR
USD 1 ordinary		CFD		Decreasing Long		15,043	437.8415  ZAR
USD 1 ordinary		CFD		Decreasing Long		16,672	438.1348  ZAR
USD 1 ordinary		CFD		Decreasing Long		682	438.7219  ZAR
USD 1 ordinary		CFD		Decreasing Long		15,148	438.8179  ZAR
USD 1 ordinary		CFD		Decreasing Long		856	439.2380  ZAR
USD 1 ordinary		CFD		Decreasing Long		365,803	440.8040  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				22-Nov-24
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22	American	21-Mar-25
USD 1 ordinary	Put Options	Written	130,000	15	American	17-Jan-25
3				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

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