Form 8.3 - AngloGold Ashanti plc

Barclays PLC
19 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,089,999

0.50%

1,936,617

0.46%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

867,828

0.21%

598,256

0.14%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,087,827

0.74%

2,694,873

0.64%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

44,399

27.2912  USD

USD 1 ordinary

Purchase

40,629

27.4597  USD

USD 1 ordinary

Purchase

21,324

27.5585  USD

USD 1 ordinary

Purchase

18,041

27.6402  USD

USD 1 ordinary

Purchase

17,864

27.8406  USD

USD 1 ordinary

Purchase

7,637

28.0550  USD

USD 1 ordinary

Purchase

4,422

27.8657  USD

USD 1 ordinary

Purchase

2,764

481.9745  ZAR

USD 1 ordinary

Purchase

2,152

27.3867  USD

USD 1 ordinary

Purchase

2,107

27.4296  USD

USD 1 ordinary

Purchase

1,062

28.1649  USD

USD 1 ordinary

Purchase

900

28.3933  USD

USD 1 ordinary

Purchase

800

27.3500  USD

USD 1 ordinary

Purchase

700

28.4742  USD

USD 1 ordinary

Purchase

639

27.3748  USD

USD 1 ordinary

Purchase

525

27.2729  USD

USD 1 ordinary

Purchase

441

27.5930  USD

USD 1 ordinary

Purchase

312

27.6671  USD

USD 1 ordinary

Purchase

209

27.3963  USD

USD 1 ordinary

Purchase

197

27.4268  USD

USD 1 ordinary

Purchase

185

27.3972  USD

USD 1 ordinary

Purchase

184

28.2800  USD

USD 1 ordinary

Purchase

135

27.3960  USD

USD 1 ordinary

Purchase

106

27.3883  USD

USD 1 ordinary

Purchase

70

27.7042  USD

USD 1 ordinary

Purchase

66

27.3300  USD

USD 1 ordinary

Purchase

19

27.9521  USD

USD 1 ordinary

Purchase

15

27.5600  USD

USD 1 ordinary

Purchase

5

27.4240  USD

USD 1 ordinary

Purchase

3

27.4300  USD

USD 1 ordinary

Purchase

3

27.3200  USD

USD 1 ordinary

Purchase

2

27.3700  USD

USD 1 ordinary

Sale

49,175

27.2948  USD

USD 1 ordinary

Sale

35,599

27.4455  USD

USD 1 ordinary

Sale

16,349

27.8802  USD

USD 1 ordinary

Sale

14,675

27.7685  USD

USD 1 ordinary

Sale

7,909

27.5043  USD

USD 1 ordinary

Sale

7,638

27.3123  USD

USD 1 ordinary

Sale

6,045

27.8481  USD

USD 1 ordinary

Sale

5,419

27.5293  USD

USD 1 ordinary

Sale

3,060

27.8150  USD

USD 1 ordinary

Sale

3,032

27.7233  USD

USD 1 ordinary

Sale

2,764

481.9744  ZAR

USD 1 ordinary

Sale

2,330

27.4666  USD

USD 1 ordinary

Sale

2,092

28.3103  USD

USD 1 ordinary

Sale

2,000

28.5400  USD

USD 1 ordinary

Sale

1,738

28.1375  USD

USD 1 ordinary

Sale

800

27.3500  USD

USD 1 ordinary

Sale

793

27.5253  USD

USD 1 ordinary

Sale

718

27.5312  USD

USD 1 ordinary

Sale

700

28.4742  USD

USD 1 ordinary

Sale

513

27.2700  USD

USD 1 ordinary

Sale

500

27.7980  USD

USD 1 ordinary

Sale

497

28.1846  USD

USD 1 ordinary

Sale

455

27.3501  USD

USD 1 ordinary

Sale

441

27.5930  USD

USD 1 ordinary

Sale

196

27.3905  USD

USD 1 ordinary

Sale

194

27.2226  USD

USD 1 ordinary

Sale

173

27.4943  USD

USD 1 ordinary

Sale

169

27.6530  USD

USD 1 ordinary

Sale

100

27.3900  USD

USD 1 ordinary

Sale

100

27.4400  USD

USD 1 ordinary

Sale

100

27.7500  USD

USD 1 ordinary

Sale

100

27.8000  USD

USD 1 ordinary

Sale

100

27.4500  USD

USD 1 ordinary

Sale

56

27.4300  USD

USD 1 ordinary

Sale

50

27.6024  USD

USD 1 ordinary

Sale

40

27.7225  USD

USD 1 ordinary

Sale

38

27.4376  USD

USD 1 ordinary

Sale

13

27.3700  USD

USD 1 ordinary

Sale

6

28.5200  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Increasing Long

594

480.2141  ZAR

USD 1 ordinary

SWAP

Increasing Long

5

480.3512  ZAR

USD 1 ordinary

SWAP

Increasing Long

435

480.3725  ZAR

USD 1 ordinary

SWAP

Increasing Long

7

480.3912  ZAR

USD 1 ordinary

SWAP

Increasing Long

190

480.4861  ZAR

USD 1 ordinary

SWAP

Increasing Long

3

480.5312  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,147

480.6059  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,061

480.6092  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,336

480.7868  ZAR

USD 1 ordinary

SWAP

Increasing Long

10

480.9113  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,337

480.9800  ZAR

USD 1 ordinary

SWAP

Increasing Long

2

480.9813  ZAR

USD 1 ordinary

SWAP

Increasing Long

476

481.0268  ZAR

USD 1 ordinary

SWAP

Increasing Long

1

481.0313  ZAR

USD 1 ordinary

SWAP

Increasing Long

379

481.0473  ZAR

USD 1 ordinary

SWAP

Increasing Long

40,248

481.0617  ZAR

USD 1 ordinary

SWAP

Increasing Long

4

481.0813  ZAR

USD 1 ordinary

SWAP

Increasing Long

6

481.1414  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,795

481.1546  ZAR

USD 1 ordinary

SWAP

Increasing Long

10,741

481.1740  ZAR

USD 1 ordinary

SWAP

Increasing Long

903

481.2332  ZAR

USD 1 ordinary

SWAP

Increasing Long

635

481.2734  ZAR

USD 1 ordinary

SWAP

Increasing Long

23,818

481.3268  ZAR

USD 1 ordinary

SWAP

Increasing Long

2

481.3714  ZAR

USD 1 ordinary

SWAP

Increasing Long

75

481.8452  ZAR

USD 1 ordinary

SWAP

Increasing Long

153

482.1946  ZAR

USD 1 ordinary

SWAP

Increasing Long

43,334

482.4268  ZAR

USD 1 ordinary

SWAP

Increasing Long

15,919

482.4457  ZAR

USD 1 ordinary

SWAP

Increasing Long

36,461

482.4751  ZAR

USD 1 ordinary

SWAP

Increasing Long

426

482.5106  ZAR

USD 1 ordinary

SWAP

Increasing Long

24,207

482.5677  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,574

482.6027  ZAR

USD 1 ordinary

SWAP

Increasing Long

40

482.7867  ZAR

USD 1 ordinary

SWAP

Increasing Long

483

482.9637  ZAR

USD 1 ordinary

SWAP

Increasing Long

825

483.9929  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,193

484.0937  ZAR

USD 1 ordinary

SWAP

Increasing Long

185

484.1858  ZAR

USD 1 ordinary

SWAP

Increasing Long

544

484.5930  ZAR

USD 1 ordinary

SWAP

Increasing Long

920

484.9294  ZAR

USD 1 ordinary

SWAP

Increasing Long

754

485.2270  ZAR

USD 1 ordinary

SWAP

Increasing Long

722

485.8191  ZAR

USD 1 ordinary

SWAP

Increasing Long

985

485.9506  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,366

486.3551  ZAR

USD 1 ordinary

SWAP

Increasing Long

3

489.7900  ZAR

USD 1 ordinary

SWAP

Decreasing Long

594

480.1420  ZAR

USD 1 ordinary

SWAP

Decreasing Long

5

480.2796  ZAR

USD 1 ordinary

SWAP

Decreasing Long

435

480.3005  ZAR

USD 1 ordinary

SWAP

Decreasing Long

7

480.3196  ZAR

USD 1 ordinary

SWAP

Decreasing Long

190

480.4141  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3

480.4596  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,061

480.5371  ZAR

USD 1 ordinary

SWAP

Decreasing Long

10

480.8396  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2

480.9096  ZAR

USD 1 ordinary

SWAP

Decreasing Long

476

480.9546  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1

480.9596  ZAR

USD 1 ordinary

SWAP

Decreasing Long

379

480.9752  ZAR

USD 1 ordinary

SWAP

Decreasing Long

43,585

480.9800  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4

481.0096  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6

481.0696  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,795

481.0825  ZAR

USD 1 ordinary

SWAP

Decreasing Long

10,741

481.1018  ZAR

USD 1 ordinary

SWAP

Decreasing Long

903

481.1610  ZAR

USD 1 ordinary

SWAP

Decreasing Long

635

481.2012  ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,818

481.2450  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2

481.2996  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,050

481.3494  ZAR

USD 1 ordinary

SWAP

Decreasing Long

268

481.7935  ZAR

USD 1 ordinary

SWAP

Decreasing Long

17,277

481.8434  ZAR

USD 1 ordinary

SWAP

Decreasing Long

45,495

481.9467  ZAR

USD 1 ordinary

SWAP

Decreasing Long

153

482.1126  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,252

482.3283  ZAR

USD 1 ordinary

SWAP

Decreasing Long

43,334

482.3448  ZAR

USD 1 ordinary

SWAP

Decreasing Long

36,461

482.3931  ZAR

USD 1 ordinary

SWAP

Decreasing Long

426

482.4382  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,574

482.5207  ZAR

USD 1 ordinary

SWAP

Decreasing Long

6,389

482.5703  ZAR

USD 1 ordinary

SWAP

Decreasing Long

40

482.8254  ZAR

USD 1 ordinary

SWAP

Decreasing Long

483

482.8913  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,019

483.5684  ZAR

USD 1 ordinary

SWAP

Decreasing Long

825

483.9203  ZAR

USD 1 ordinary

SWAP

Decreasing Long

185

484.1132  ZAR

USD 1 ordinary

SWAP

Decreasing Long

544

484.5203  ZAR

USD 1 ordinary

SWAP

Decreasing Long

920

484.8566  ZAR

USD 1 ordinary

SWAP

Decreasing Long

754

485.1543  ZAR

USD 1 ordinary

SWAP

Decreasing Long

722

485.7462  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3

489.7067  ZAR

USD 1 ordinary

CFD

Increasing Long

3,337

480.9800  ZAR

USD 1 ordinary

CFD

Increasing Long

6,050

481.2988  ZAR

USD 1 ordinary

CFD

Increasing Long

268

481.7670  ZAR

USD 1 ordinary

CFD

Increasing Long

17,277

481.7928  ZAR

USD 1 ordinary

CFD

Increasing Long

45,495

481.8840  ZAR

USD 1 ordinary

CFD

Increasing Long

1,252

482.2656  ZAR

USD 1 ordinary

CFD

Increasing Long

6,389

482.4593  ZAR

USD 1 ordinary

CFD

Increasing Long

1,019

483.5176  ZAR

USD 1 ordinary

CFD

Decreasing Long

8,147

480.7165  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,336

480.8372  ZAR

USD 1 ordinary

CFD

Decreasing Long

3,337

480.9800  ZAR

USD 1 ordinary

CFD

Decreasing Long

75

481.9078  ZAR

USD 1 ordinary

CFD

Decreasing Long

15,919

482.5084  ZAR

USD 1 ordinary

CFD

Decreasing Long

24,207

482.6184  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,193

484.1446  ZAR

USD 1 ordinary

CFD

Decreasing Long

985

486.0016  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,366

486.3819  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

19 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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