Form 8.3 - ANGLOGOLD ASHANTI PLC

Barclays PLC

23 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLOGOLD ASHANTI PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			20 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  CENTAMIN PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,035,817	0.49%	1,926,890	0.46%
(2) Cash-settled derivatives:				1,381,997	0.33%	1,048,963	0.25%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				130,000	0.03%	160,000	0.04%
TOTAL:				3,547,814	0.84%	3,135,853	0.75%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
USD 1 ordinary	Purchase	312,664	27.9673  USD
USD 1 ordinary	Purchase	93,101	28.0300  USD
USD 1 ordinary	Purchase	92,211	28.0115  USD
USD 1 ordinary	Purchase	56,394	28.0435  USD
USD 1 ordinary	Purchase	16,851	28.0245  USD
USD 1 ordinary	Purchase	11,800	27.8337  USD
USD 1 ordinary	Purchase	11,645	28.1335  USD
USD 1 ordinary	Purchase	9,400	27.8482  USD
USD 1 ordinary	Purchase	8,742	27.9280  USD
USD 1 ordinary	Purchase	8,329	28.0557  USD
USD 1 ordinary	Purchase	8,071	28.0182  USD
USD 1 ordinary	Purchase	7,182	28.0217  USD
USD 1 ordinary	Purchase	6,979	27.9379  USD
USD 1 ordinary	Purchase	6,039	27.8765  USD
USD 1 ordinary	Purchase	4,672	27.9218  USD
USD 1 ordinary	Purchase	3,946	492.7300  ZAR
USD 1 ordinary	Purchase	3,417	27.8400  USD
USD 1 ordinary	Purchase	3,239	27.8216  USD
USD 1 ordinary	Purchase	2,811	28.0183  USD
USD 1 ordinary	Purchase	2,250	27.9702  USD
USD 1 ordinary	Purchase	1,600	27.8081  USD
USD 1 ordinary	Purchase	1,565	27.7938  USD
USD 1 ordinary	Purchase	1,350	27.8555  USD
USD 1 ordinary	Purchase	968	27.8773  USD
USD 1 ordinary	Purchase	967	27.8577  USD
USD 1 ordinary	Purchase	918	27.9069  USD
USD 1 ordinary	Purchase	879	27.9087  USD
USD 1 ordinary	Purchase	657	27.8708  USD
USD 1 ordinary	Purchase	523	27.9167  USD
USD 1 ordinary	Purchase	435	27.8900  USD
USD 1 ordinary	Purchase	415	27.7993  USD
USD 1 ordinary	Purchase	322	27.8070  USD
USD 1 ordinary	Purchase	279	27.8735  USD
USD 1 ordinary	Purchase	197	27.9030  USD
USD 1 ordinary	Purchase	168	27.8683  USD
USD 1 ordinary	Purchase	165	27.8709  USD
USD 1 ordinary	Purchase	155	27.9129  USD
USD 1 ordinary	Purchase	130	27.9614  USD
USD 1 ordinary	Purchase	110	27.8827  USD
USD 1 ordinary	Purchase	106	27.8766  USD
USD 1 ordinary	Purchase	100	28.0600  USD
USD 1 ordinary	Sale	432,966	27.9845  USD
USD 1 ordinary	Sale	93,101	28.0300  USD
USD 1 ordinary	Sale	48,800	28.0298  USD
USD 1 ordinary	Sale	42,389	28.0294  USD
USD 1 ordinary	Sale	19,011	28.0196  USD
USD 1 ordinary	Sale	18,800	27.8482  USD
USD 1 ordinary	Sale	7,593	28.0164  USD
USD 1 ordinary	Sale	7,072	27.8407  USD
USD 1 ordinary	Sale	5,912	28.1505  USD
USD 1 ordinary	Sale	5,386	27.9574  USD
USD 1 ordinary	Sale	4,321	27.9588  USD
USD 1 ordinary	Sale	3,946	492.7300  ZAR
USD 1 ordinary	Sale	3,794	27.8695  USD
USD 1 ordinary	Sale	3,500	27.8950  USD
USD 1 ordinary	Sale	3,468	28.1685  USD
USD 1 ordinary	Sale	3,239	27.8216  USD
USD 1 ordinary	Sale	3,067	27.8895  USD
USD 1 ordinary	Sale	2,800	27.9400  USD
USD 1 ordinary	Sale	2,662	27.8000  USD
USD 1 ordinary	Sale	2,443	27.9963  USD
USD 1 ordinary	Sale	2,350	27.9219  USD
USD 1 ordinary	Sale	1,406	27.9616  USD
USD 1 ordinary	Sale	1,125	27.7793  USD
USD 1 ordinary	Sale	1,077	27.8650  USD
USD 1 ordinary	Sale	898	27.9728  USD
USD 1 ordinary	Sale	881	27.8585  USD
USD 1 ordinary	Sale	737	27.7908  USD
USD 1 ordinary	Sale	639	27.8567  USD
USD 1 ordinary	Sale	515	27.9249  USD
USD 1 ordinary	Sale	487	27.8597  USD
USD 1 ordinary	Sale	365	28.0172  USD
USD 1 ordinary	Sale	340	27.9456  USD
USD 1 ordinary	Sale	322	27.8070  USD
USD 1 ordinary	Sale	291	27.8343  USD
USD 1 ordinary	Sale	289	27.8832  USD
USD 1 ordinary	Sale	265	27.8787  USD
USD 1 ordinary	Sale	200	28.0750  USD
USD 1 ordinary	Sale	200	27.9200  USD
USD 1 ordinary	Sale	200	27.7950  USD
USD 1 ordinary	Sale	128	27.7850  USD
USD 1 ordinary	Sale	75	27.8046  USD
USD 1 ordinary	Sale	72	27.8825  USD
USD 1 ordinary	Sale	41	27.7473  USD
USD 1 ordinary	Sale	40	27.9600  USD
USD 1 ordinary	Sale	30	27.9633  USD
USD 1 ordinary	Sale	24	27.9459  USD
USD 1 ordinary	Sale	20	27.9550  USD
USD 1 ordinary	Sale	10	27.9100  USD
USD 1 ordinary	Sale	10	27.9800  USD
USD 1 ordinary	Sale	6	28.0150  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 1 ordinary	SWAP	Decreasing Long	99,242	490.7900  ZAR
USD 1 ordinary	SWAP	Increasing Long	456	488.3330  ZAR
USD 1 ordinary	SWAP	Increasing Long	332	488.6491  ZAR
USD 1 ordinary	SWAP	Increasing Long	386	488.7362  ZAR
USD 1 ordinary	SWAP	Increasing Long	31	488.8531  ZAR
USD 1 ordinary	SWAP	Increasing Long	2,196	488.9373  ZAR
USD 1 ordinary	SWAP	Increasing Long	372	489.0361  ZAR
USD 1 ordinary	SWAP	Increasing Long	6,157	489.1489  ZAR
USD 1 ordinary	SWAP	Increasing Long	19	489.3729  ZAR
USD 1 ordinary	SWAP	Increasing Long	234	489.8102  ZAR
USD 1 ordinary	SWAP	Increasing Long	2,681	490.0183  ZAR
USD 1 ordinary	SWAP	Increasing Long	480	490.0319  ZAR
USD 1 ordinary	SWAP	Increasing Long	14	490.0931  ZAR
USD 1 ordinary	SWAP	Increasing Long	31	490.1934  ZAR
USD 1 ordinary	SWAP	Increasing Long	31	490.6035  ZAR
USD 1 ordinary	SWAP	Increasing Long	64	490.6252  ZAR
USD 1 ordinary	SWAP	Increasing Long	12,721	490.6384  ZAR
USD 1 ordinary	SWAP	Increasing Long	221	490.7081  ZAR
USD 1 ordinary	SWAP	Increasing Long	30,042	490.8485  ZAR
USD 1 ordinary	SWAP	Increasing Long	554	490.9944  ZAR
USD 1 ordinary	SWAP	Increasing Long	8,604	491.0841  ZAR
USD 1 ordinary	SWAP	Increasing Long	320	491.2781  ZAR
USD 1 ordinary	SWAP	Increasing Long	31	491.3036  ZAR
USD 1 ordinary	SWAP	Increasing Long	9,161	491.4341  ZAR
USD 1 ordinary	SWAP	Increasing Long	2,596	491.5374  ZAR
USD 1 ordinary	SWAP	Increasing Long	25	491.8534  ZAR
USD 1 ordinary	SWAP	Increasing Long	2,969	491.8911  ZAR
USD 1 ordinary	SWAP	Increasing Long	613	492.3534  ZAR
USD 1 ordinary	SWAP	Increasing Long	11,962	492.4218  ZAR
USD 1 ordinary	SWAP	Increasing Long	348,650	492.7300  ZAR
USD 1 ordinary	SWAP	Increasing Long	6,755	492.7503  ZAR
USD 1 ordinary	SWAP	Increasing Long	458	492.8137  ZAR
USD 1 ordinary	SWAP	Increasing Long	412	492.9654  ZAR
USD 1 ordinary	SWAP	Increasing Long	3,287	493.2303  ZAR
USD 1 ordinary	SWAP	Increasing Long	31	493.3237  ZAR
USD 1 ordinary	SWAP	Increasing Long	784	493.4884  ZAR
USD 1 ordinary	SWAP	Increasing Long	11	493.5737  ZAR
USD 1 ordinary	SWAP	Increasing Long	197	493.6222  ZAR
USD 1 ordinary	SWAP	Increasing Long	6	494.3439  ZAR
USD 1 ordinary	SWAP	Increasing Long	948	494.4343  ZAR
USD 1 ordinary	SWAP	Increasing Long	8	494.6339  ZAR
USD 1 ordinary	SWAP	Increasing Long	413	494.7891  ZAR
USD 1 ordinary	SWAP	Decreasing Long	677	487.9010  ZAR
USD 1 ordinary	SWAP	Decreasing Long	332	488.5758  ZAR
USD 1 ordinary	SWAP	Decreasing Long	386	488.6629  ZAR
USD 1 ordinary	SWAP	Decreasing Long	31	488.7797  ZAR
USD 1 ordinary	SWAP	Decreasing Long	372	488.9627  ZAR
USD 1 ordinary	SWAP	Decreasing Long	6,157	489.0755  ZAR
USD 1 ordinary	SWAP	Decreasing Long	19	489.2997  ZAR
USD 1 ordinary	SWAP	Decreasing Long	234	489.7367  ZAR
USD 1 ordinary	SWAP	Decreasing Long	16,267	489.8244  ZAR
USD 1 ordinary	SWAP	Decreasing Long	480	489.9584  ZAR
USD 1 ordinary	SWAP	Decreasing Long	14	490.0198  ZAR
USD 1 ordinary	SWAP	Decreasing Long	31	490.1198  ZAR
USD 1 ordinary	SWAP	Decreasing Long	31	490.5298  ZAR
USD 1 ordinary	SWAP	Decreasing Long	64	490.5516  ZAR
USD 1 ordinary	SWAP	Decreasing Long	12,721	490.5550  ZAR
USD 1 ordinary	SWAP	Decreasing Long	221	490.6345  ZAR
USD 1 ordinary	SWAP	Decreasing Long	30,042	490.7651  ZAR
USD 1 ordinary	SWAP	Decreasing Long	357,134	490.7685  ZAR
USD 1 ordinary	SWAP	Decreasing Long	554	490.9207  ZAR
USD 1 ordinary	SWAP	Decreasing Long	13,327	490.9627  ZAR
USD 1 ordinary	SWAP	Decreasing Long	8,604	491.0006  ZAR
USD 1 ordinary	SWAP	Decreasing Long	320	491.2044  ZAR
USD 1 ordinary	SWAP	Decreasing Long	31	491.2298  ZAR
USD 1 ordinary	SWAP	Decreasing Long	2,596	491.4539  ZAR
USD 1 ordinary	SWAP	Decreasing Long	38,989	491.5951  ZAR
USD 1 ordinary	SWAP	Decreasing Long	25	491.7798  ZAR
USD 1 ordinary	SWAP	Decreasing Long	2,969	491.8075  ZAR
USD 1 ordinary	SWAP	Decreasing Long	613	492.2796  ZAR
USD 1 ordinary	SWAP	Decreasing Long	51,963	492.6462  ZAR
USD 1 ordinary	SWAP	Opening Short	296,829	492.7300  ZAR
USD 1 ordinary	SWAP	Increasing Short	115	492.7398  ZAR
USD 1 ordinary	SWAP	Increasing Short	201	492.8531  ZAR
USD 1 ordinary	SWAP	Increasing Short	412	492.8915  ZAR
USD 1 ordinary	SWAP	Increasing Short	3,287	493.1464  ZAR
USD 1 ordinary	SWAP	Increasing Short	31	493.2498  ZAR
USD 1 ordinary	SWAP	Increasing Short	784	493.4144  ZAR
USD 1 ordinary	SWAP	Increasing Short	11	493.4998  ZAR
USD 1 ordinary	SWAP	Increasing Short	10,876	493.5237  ZAR
USD 1 ordinary	SWAP	Increasing Short	6	494.2698  ZAR
USD 1 ordinary	SWAP	Increasing Short	948	494.3601  ZAR
USD 1 ordinary	SWAP	Increasing Short	8	494.5598  ZAR
USD 1 ordinary	SWAP	Increasing Short	413	494.7149  ZAR
USD 1 ordinary	CFD	Increasing Long	677	487.8742  ZAR
USD 1 ordinary	CFD	Increasing Long	16,267	489.7729  ZAR
USD 1 ordinary	CFD	Increasing Long	357,134	490.7047  ZAR
USD 1 ordinary	CFD	Increasing Long	13,327	490.8988  ZAR
USD 1 ordinary	CFD	Increasing Long	38,989	491.5434  ZAR
USD 1 ordinary	CFD	Increasing Long	306,933	492.7300  ZAR
USD 1 ordinary	CFD	Increasing Long	10,876	493.4719  ZAR
USD 1 ordinary	CFD	Decreasing Long	456	488.4453  ZAR
USD 1 ordinary	CFD	Decreasing Long	2,196	488.9886  ZAR
USD 1 ordinary	CFD	Decreasing Long	2,681	490.0697  ZAR
USD 1 ordinary	CFD	Decreasing Long	9,161	491.4857  ZAR
USD 1 ordinary	CFD	Decreasing Long	11,962	492.4489  ZAR
USD 1 ordinary	CFD	Decreasing Long	279,386	492.7300  ZAR
USD 1 ordinary	CFD	Decreasing Long	6,755	492.8144  ZAR
USD 1 ordinary	CFD	Decreasing Long	197	493.6864  ZAR
USD 1 ordinary	SWAP	Closing Short	41,451	28.0300  USD
NB: The below transactions which were previously disclosed have been cancelled
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 1 ordinary	CFD	Long	5,412	491.6457  ZAR
USD 1 ordinary	CFD	Short	10,246	491.6247  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				23 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				ANGLOGOLD ASHANTI PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END