Form 8.3 -ANGLOGOLD ASHANTI PLC

Barclays PLC

24 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLOGOLD ASHANTI PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			23 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  CENTAMIN PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,068,031	0.49%	1,920,261	0.46%
(2) Cash-settled derivatives:				1,373,761	0.33%	1,103,200	0.26%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				130,000	0.03%	160,000	0.04%
TOTAL:				3,571,792	0.85%	3,183,461	0.76%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
USD 1 ordinary	Purchase	131,263	28.5008  USD
USD 1 ordinary	Purchase	52,210	28.6184  USD
USD 1 ordinary	Purchase	49,815	28.5865  USD
USD 1 ordinary	Purchase	24,830	28.4299  USD
USD 1 ordinary	Purchase	7,203	28.6900  USD
USD 1 ordinary	Purchase	7,072	28.7094  USD
USD 1 ordinary	Purchase	4,693	28.5480  USD
USD 1 ordinary	Purchase	4,013	28.9299  USD
USD 1 ordinary	Purchase	2,800	28.5900  USD
USD 1 ordinary	Purchase	2,746	28.8268  USD
USD 1 ordinary	Purchase	1,708	28.5777  USD
USD 1 ordinary	Purchase	1,477	28.6906  USD
USD 1 ordinary	Purchase	1,051	28.7032  USD
USD 1 ordinary	Purchase	970	28.5716  USD
USD 1 ordinary	Purchase	873	28.9705  USD
USD 1 ordinary	Purchase	641	28.7962  USD
USD 1 ordinary	Purchase	625	28.7725  USD
USD 1 ordinary	Purchase	600	28.7750  USD
USD 1 ordinary	Purchase	460	28.5563  USD
USD 1 ordinary	Purchase	298	28.5400  USD
USD 1 ordinary	Purchase	193	28.6748  USD
USD 1 ordinary	Purchase	120	28.5600  USD
USD 1 ordinary	Purchase	100	28.5800  USD
USD 1 ordinary	Purchase	100	28.6100  USD
USD 1 ordinary	Purchase	86	28.6400  USD
USD 1 ordinary	Purchase	22	28.5750  USD
USD 1 ordinary	Purchase	13	28.7800  USD
USD 1 ordinary	Purchase	12	28.7900  USD
USD 1 ordinary	Purchase	2	28.4700  USD
USD 1 ordinary	Sale	160,361	28.5076  USD
USD 1 ordinary	Sale	48,752	28.5610  USD
USD 1 ordinary	Sale	28,158	28.5781  USD
USD 1 ordinary	Sale	15,998	28.5472  USD
USD 1 ordinary	Sale	6,667	28.7753  USD
USD 1 ordinary	Sale	6,513	28.7819  USD
USD 1 ordinary	Sale	5,293	28.6455  USD
USD 1 ordinary	Sale	3,829	28.7516  USD
USD 1 ordinary	Sale	3,269	28.6226  USD
USD 1 ordinary	Sale	2,859	28.5900  USD
USD 1 ordinary	Sale	2,050	28.8258  USD
USD 1 ordinary	Sale	1,964	28.7432  USD
USD 1 ordinary	Sale	1,527	28.7269  USD
USD 1 ordinary	Sale	1,377	28.6762  USD
USD 1 ordinary	Sale	1,216	28.8675  USD
USD 1 ordinary	Sale	1,120	28.6507  USD
USD 1 ordinary	Sale	970	28.5716  USD
USD 1 ordinary	Sale	783	28.7584  USD
USD 1 ordinary	Sale	770	28.8198  USD
USD 1 ordinary	Sale	600	28.7750  USD
USD 1 ordinary	Sale	570	28.5400  USD
USD 1 ordinary	Sale	451	28.5840  USD
USD 1 ordinary	Sale	409	28.5700  USD
USD 1 ordinary	Sale	207	28.8246  USD
USD 1 ordinary	Sale	183	28.8205  USD
USD 1 ordinary	Sale	177	28.5583  USD
USD 1 ordinary	Sale	177	28.5800  USD
USD 1 ordinary	Sale	130	28.7546  USD
USD 1 ordinary	Sale	100	28.8900  USD
USD 1 ordinary	Sale	100	28.6700  USD
USD 1 ordinary	Sale	93	28.6800  USD
USD 1 ordinary	Sale	89	28.8041  USD
USD 1 ordinary	Sale	74	28.5600  USD
USD 1 ordinary	Sale	59	28.6000  USD
USD 1 ordinary	Sale	36	28.6200  USD
USD 1 ordinary	Sale	19	28.8957  USD
USD 1 ordinary	Sale	16	28.7906  USD
USD 1 ordinary	Sale	16	28.6625  USD
USD 1 ordinary	Sale	15	28.5500  USD
USD 1 ordinary	Sale	12	28.7900  USD
USD 1 ordinary	Sale	11	28.5750  USD
USD 1 ordinary	Sale	9	28.7455  USD
USD 1 ordinary	Sale	4	28.9800  USD
USD 1 ordinary	Sale	4	28.9200  USD
USD 1 ordinary	Sale	2	28.6500  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 1 ordinary	SWAP	Decreasing Short	737	490.3205  ZAR
USD 1 ordinary	SWAP	Decreasing Short	9	492.6337  ZAR
USD 1 ordinary	SWAP	Decreasing Short	148,302	492.7300  ZAR
USD 1 ordinary	SWAP	Decreasing Short	1,900	493.1730  ZAR
USD 1 ordinary	SWAP	Decreasing Short	14,165	493.2986  ZAR
USD 1 ordinary	SWAP	Decreasing Short	3,142	493.4701  ZAR
USD 1 ordinary	SWAP	Decreasing Short	7,098	494.1110  ZAR
USD 1 ordinary	SWAP	Decreasing Short	9,968	497.0192  ZAR
USD 1 ordinary	SWAP	Decreasing Short	22	498.0291  ZAR
USD 1 ordinary	SWAP	Decreasing Short	3,233	498.3175  ZAR
USD 1 ordinary	SWAP	Decreasing Short	2,773	499.7680  ZAR
USD 1 ordinary	SWAP	Decreasing Short	3,950	503.0183  ZAR
USD 1 ordinary	SWAP	Decreasing Short	912	503.2634  ZAR
USD 1 ordinary	SWAP	Decreasing Short	29,355	503.3600  ZAR
USD 1 ordinary	SWAP	Increasing Short	737	490.2372  ZAR
USD 1 ordinary	SWAP	Increasing Short	7,631	490.5935  ZAR
USD 1 ordinary	SWAP	Increasing Short	13,573	491.5242  ZAR
USD 1 ordinary	SWAP	Increasing Short	148,302	492.7300  ZAR
USD 1 ordinary	SWAP	Increasing Short	1,900	493.0892  ZAR
USD 1 ordinary	SWAP	Increasing Short	14,165	493.2147  ZAR
USD 1 ordinary	SWAP	Increasing Short	3,142	493.3863  ZAR
USD 1 ordinary	SWAP	Increasing Short	5,426	493.6842  ZAR
USD 1 ordinary	SWAP	Increasing Short	157,585	495.1604  ZAR
USD 1 ordinary	SWAP	Increasing Short	15,147	497.7166  ZAR
USD 1 ordinary	SWAP	Increasing Short	3,233	498.2328  ZAR
USD 1 ordinary	SWAP	Increasing Short	24,107	501.2618  ZAR
USD 1 ordinary	SWAP	Increasing Short	912	503.1778  ZAR
USD 1 ordinary	SWAP	Increasing Short	7,696	503.2744  ZAR
USD 1 ordinary	SWAP	Increasing Short	21,659	503.3600  ZAR
USD 1 ordinary	SWAP	Decreasing Short	41,451	28.0300  USD
USD 1 ordinary	CFD	Increasing Long	7,631	490.4806  ZAR
USD 1 ordinary	CFD	Increasing Long	13,573	491.4725  ZAR
USD 1 ordinary	CFD	Increasing Long	5,426	493.6200  ZAR
USD 1 ordinary	CFD	Increasing Long	157,585	495.0960  ZAR
USD 1 ordinary	CFD	Increasing Long	15,147	497.6643  ZAR
USD 1 ordinary	CFD	Increasing Long	24,107	501.2092  ZAR
USD 1 ordinary	CFD	Increasing Long	21,659	503.3600  ZAR
USD 1 ordinary	CFD	Decreasing Long	9	492.6855  ZAR
USD 1 ordinary	CFD	Decreasing Long	7,098	494.1629  ZAR
USD 1 ordinary	CFD	Decreasing Long	9,968	497.0465  ZAR
USD 1 ordinary	CFD	Decreasing Long	22	498.0940  ZAR
USD 1 ordinary	CFD	Decreasing Long	2,773	499.8330  ZAR
USD 1 ordinary	CFD	Decreasing Long	3,950	503.0711  ZAR
USD 1 ordinary	CFD	Decreasing Long	21,659	503.3600  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				24 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				ANGLOGOLD ASHANTI PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END