Form 8.3 - ANGLOGOLD ASHANTI PLC

Barclays PLC

26 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLOGOLD ASHANTI PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			25 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  CENTAMIN PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,418,649	0.58%	2,202,080	0.52%
(2) Cash-settled derivatives:				1,709,501	0.41%	1,473,131	0.35%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				130,000	0.03%	160,000	0.04%
TOTAL:				4,258,150	1.01%	3,835,211	0.91%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
USD 1 ordinary	Purchase	156,891	28.8542  USD
USD 1 ordinary	Purchase	90,711	28.8051  USD
USD 1 ordinary	Purchase	58,038	499.9000  ZAR
USD 1 ordinary	Purchase	51,595	28.6850  USD
USD 1 ordinary	Purchase	19,041	28.7486  USD
USD 1 ordinary	Purchase	14,000	28.7408  USD
USD 1 ordinary	Purchase	12,574	28.8741  USD
USD 1 ordinary	Purchase	11,009	499.3022  ZAR
USD 1 ordinary	Purchase	8,529	28.8991  USD
USD 1 ordinary	Purchase	5,550	28.8484  USD
USD 1 ordinary	Purchase	5,169	28.7532  USD
USD 1 ordinary	Purchase	5,062	28.8123  USD
USD 1 ordinary	Purchase	5,017	28.9324  USD
USD 1 ordinary	Purchase	5,000	28.6294  USD
USD 1 ordinary	Purchase	2,700	28.7037  USD
USD 1 ordinary	Purchase	2,665	28.8045  USD
USD 1 ordinary	Purchase	2,037	28.8895  USD
USD 1 ordinary	Purchase	1,673	28.7100  USD
USD 1 ordinary	Purchase	1,400	28.7314  USD
USD 1 ordinary	Purchase	855	28.8280  USD
USD 1 ordinary	Purchase	700	28.8336  USD
USD 1 ordinary	Purchase	475	29.0042  USD
USD 1 ordinary	Purchase	300	28.8100  USD
USD 1 ordinary	Purchase	300	28.9866  USD
USD 1 ordinary	Purchase	234	28.7485  USD
USD 1 ordinary	Purchase	210	28.6404  USD
USD 1 ordinary	Purchase	200	28.8700  USD
USD 1 ordinary	Purchase	200	28.8600  USD
USD 1 ordinary	Purchase	198	28.7251  USD
USD 1 ordinary	Purchase	105	28.6325  USD
USD 1 ordinary	Purchase	100	28.6500  USD
USD 1 ordinary	Purchase	39	28.7766  USD
USD 1 ordinary	Purchase	24	28.6550  USD
USD 1 ordinary	Purchase	24	28.6450  USD
USD 1 ordinary	Purchase	24	28.6150  USD
USD 1 ordinary	Purchase	17	28.6600  USD
USD 1 ordinary	Purchase	12	28.6300  USD
USD 1 ordinary	Purchase	9	28.6700  USD
USD 1 ordinary	Sale	287,241	28.8331  USD
USD 1 ordinary	Sale	38,876	28.6659  USD
USD 1 ordinary	Sale	14,000	28.7408  USD
USD 1 ordinary	Sale	6,482	28.7778  USD
USD 1 ordinary	Sale	5,729	28.6879  USD
USD 1 ordinary	Sale	5,000	28.6294  USD
USD 1 ordinary	Sale	4,994	29.0139  USD
USD 1 ordinary	Sale	4,910	28.8035  USD
USD 1 ordinary	Sale	4,338	28.7843  USD
USD 1 ordinary	Sale	3,391	28.8511  USD
USD 1 ordinary	Sale	2,700	28.7037  USD
USD 1 ordinary	Sale	2,171	28.8434  USD
USD 1 ordinary	Sale	2,039	28.7721  USD
USD 1 ordinary	Sale	1,857	28.7547  USD
USD 1 ordinary	Sale	1,664	28.9382  USD
USD 1 ordinary	Sale	1,226	499.9000  ZAR
USD 1 ordinary	Sale	974	28.7962  USD
USD 1 ordinary	Sale	964	28.6885  USD
USD 1 ordinary	Sale	900	28.8222  USD
USD 1 ordinary	Sale	700	28.8600  USD
USD 1 ordinary	Sale	655	28.8389  USD
USD 1 ordinary	Sale	572	28.6833  USD
USD 1 ordinary	Sale	465	28.8526  USD
USD 1 ordinary	Sale	403	28.7512  USD
USD 1 ordinary	Sale	395	28.8632  USD
USD 1 ordinary	Sale	300	28.8100  USD
USD 1 ordinary	Sale	298	28.6965  USD
USD 1 ordinary	Sale	210	28.6404  USD
USD 1 ordinary	Sale	200	28.6550  USD
USD 1 ordinary	Sale	200	28.7925  USD
USD 1 ordinary	Sale	200	28.8700  USD
USD 1 ordinary	Sale	134	28.7400  USD
USD 1 ordinary	Sale	130	28.5984  USD
USD 1 ordinary	Sale	100	28.6500  USD
USD 1 ordinary	Sale	100	28.7600  USD
USD 1 ordinary	Sale	90	28.6900  USD
USD 1 ordinary	Sale	86	28.6600  USD
USD 1 ordinary	Sale	39	28.7766  USD
USD 1 ordinary	Sale	9	28.6700  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 1 ordinary	SWAP	Closing Long	29,191	492.7300  ZAR
USD 1 ordinary	SWAP	Decreasing Short	2,966	493.3117  ZAR
USD 1 ordinary	SWAP	Decreasing Short	16	493.4394  ZAR
USD 1 ordinary	SWAP	Decreasing Short	8,967	494.0232  ZAR
USD 1 ordinary	SWAP	Decreasing Short	19	494.2921  ZAR
USD 1 ordinary	SWAP	Decreasing Short	11	494.6009  ZAR
USD 1 ordinary	SWAP	Decreasing Short	11,086	494.9052  ZAR
USD 1 ordinary	SWAP	Decreasing Short	62	495.6077  ZAR
USD 1 ordinary	SWAP	Decreasing Short	7,062	496.9347  ZAR
USD 1 ordinary	SWAP	Decreasing Short	7,716	498.1207  ZAR
USD 1 ordinary	SWAP	Decreasing Short	6,242	498.5971  ZAR
USD 1 ordinary	SWAP	Decreasing Short	5,456	499.3244  ZAR
USD 1 ordinary	SWAP	Decreasing Short	46,747	499.9000  ZAR
USD 1 ordinary	SWAP	Decreasing Short	25,895	499.9905  ZAR
USD 1 ordinary	SWAP	Decreasing Short	5,000	504.7475  ZAR
USD 1 ordinary	SWAP	Increasing Short	8,967	493.9392  ZAR
USD 1 ordinary	SWAP	Increasing Short	41,415	494.1239  ZAR
USD 1 ordinary	SWAP	Increasing Short	19	494.2080  ZAR
USD 1 ordinary	SWAP	Increasing Short	11,126	494.4857  ZAR
USD 1 ordinary	SWAP	Increasing Short	11	494.5168  ZAR
USD 1 ordinary	SWAP	Increasing Short	11,086	494.8210  ZAR
USD 1 ordinary	SWAP	Increasing Short	3,695	495.2902  ZAR
USD 1 ordinary	SWAP	Increasing Short	62	495.5234  ZAR
USD 1 ordinary	SWAP	Increasing Short	1,062	495.7478  ZAR
USD 1 ordinary	SWAP	Increasing Short	23,954	496.2452  ZAR
USD 1 ordinary	SWAP	Increasing Short	256,724	497.6959  ZAR
USD 1 ordinary	SWAP	Increasing Short	7,716	498.0361  ZAR
USD 1 ordinary	SWAP	Increasing Short	6,242	498.5124  ZAR
USD 1 ordinary	SWAP	Increasing Short	5,456	499.2395  ZAR
USD 1 ordinary	SWAP	Increasing Short	81,136	499.6124  ZAR
USD 1 ordinary	SWAP	Increasing Short	26,455	499.8150  ZAR
USD 1 ordinary	SWAP	Increasing Short	20,292	499.9000  ZAR
USD 1 ordinary	SWAP	Increasing Short	25,895	499.9055  ZAR
USD 1 ordinary	SWAP	Increasing Short	5,000	504.6616  ZAR
USD 1 ordinary	CFD	Increasing Long	41,415	494.0720  ZAR
USD 1 ordinary	CFD	Increasing Long	11,126	494.4585  ZAR
USD 1 ordinary	CFD	Increasing Long	3,695	495.2258  ZAR
USD 1 ordinary	CFD	Increasing Long	1,062	495.6958  ZAR
USD 1 ordinary	CFD	Increasing Long	23,954	496.1931  ZAR
USD 1 ordinary	CFD	Increasing Long	256,724	497.6312  ZAR
USD 1 ordinary	CFD	Increasing Long	81,136	499.5599  ZAR
USD 1 ordinary	CFD	Increasing Long	20,292	499.9000  ZAR
USD 1 ordinary	CFD	Decreasing Long	2,966	493.3758  ZAR
USD 1 ordinary	CFD	Decreasing Long	16	493.5037  ZAR
USD 1 ordinary	CFD	Decreasing Long	7,062	496.9868  ZAR
USD 1 ordinary	CFD	Decreasing Long	20,292	499.9000  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				26 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				ANGLOGOLD ASHANTI PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END